Filed: 10/25/2023ACC: 0001415889-23-014516
📋 What this filing means
CALDWELL SUTTER CAPITAL, INC. filed this quarterly 13F‑HR report disclosing 892 equity positions with a total reported market value of $180.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
892
Positions
$180.75M
Total AUM (reported)
6.53M
Total Shares
Allocation by class
COM$110.41M61.1%
COM NEW$11.74M6.5%
CL A$8.97M5.0%
NEW COM$8.65M4.8%
COM CL A$4.68M2.6%
NEW CL A$3.63M2.0%
DEPOSITORY RCPT$2.24M1.2%
Portfolio Concentration
Top 3$19.39M10.7%
4–10$22.44M12.4%
11–25$28.69M15.9%
Rest$110.23M61.0%
Top 3 weight
10.7%
Top 10 weight
23.1%
Voting Authority Distribution
Total shares with voting rights: 6.53M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.53M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole892
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings892
Rows:
APPLE INC
SOLEShares56.69K
TypeSH
Market value$9.71M
5.37%
Sole
0.00
Shared
0.00
None
56.69K
MSA SAFETY INC
SOLEShares35.90K
TypeSH
Market value$5.66M
3.13%
Sole
0.00
Shared
0.00
None
35.90K
VISA INC
SOLEShares17.48K
TypeSH
Market value$4.02M
2.22%
Sole
0.00
Shared
0.00
None
17.48K
CHEVRON CORP
SOLEShares20.79K
TypeSH
Market value$3.51M
1.94%
Sole
0.00
Shared
0.00
None
20.79K
MICROSOFT CORP
SOLEShares10.74K
TypeSH
Market value$3.39M
1.88%
Sole
0.00
Shared
0.00
None
10.74K
CATERPILLAR INC
SOLEShares12.08K
TypeSH
Market value$3.30M
1.83%
Sole
0.00
Shared
0.00
None
12.08K
SUMMIT ST BK SANTA ROSA CALIF
SOLEShares197.96K
TypeSH
Market value$3.18M
1.76%
Sole
0.00
Shared
0.00
None
197.96K
DONEGAL GROUP INC
SOLEShares219.67K
TypeSH
Market value$3.13M
1.73%
Sole
0.00
Shared
0.00
None
219.67K
KINETIK HOLDINGS INC COM
SOLEShares88.69K
TypeSH
Market value$2.99M
1.66%
Sole
0.00
Shared
0.00
None
88.69K
COSTCO WHSL CORP
SOLEShares5.21K
TypeSH
Market value$2.94M
1.63%
Sole
0.00
Shared
0.00
None
5.21K
NATURAL ALTERNATIVES INTL INC
SOLEShares446.59K
TypeSH
Market value$2.90M
1.60%
Sole
0.00
Shared
0.00
None
446.59K
PFIZER INC
SOLEShares69.79K
TypeSH
Market value$2.32M
1.28%
Sole
0.00
Shared
0.00
None
69.79K
NEW ENGLAND RLTY ASSOC LTD P
SOLEShares33.64K
TypeSH
Market value$2.24M
1.24%
Sole
0.00
Shared
0.00
None
33.64K
EXXON MOBIL CORP
SOLEShares17.17K
TypeSH
Market value$2.02M
1.12%
Sole
0.00
Shared
0.00
None
17.17K
PERMA-PIPE INTL HLDGS INC
SOLEShares237.56K
TypeSH
Market value$1.94M
1.07%
Sole
0.00
Shared
0.00
None
237.56K
ISHARES TR
SOLEShares4.38K
TypeSH
Market value$1.88M
1.04%
Sole
0.00
Shared
0.00
None
4.38K
VANGUARD SPECIALIZED FUNDS
SOLEShares11.91K
TypeSH
Market value$1.85M
1.02%
Sole
0.00
Shared
0.00
None
11.91K
A-MARK PRECIOUS METALS INC
SOLEShares62.20K
TypeSH
Market value$1.82M
1.01%
Sole
0.00
Shared
0.00
None
62.20K
BLACK STONE MINERALS L P
SOLEShares105.70K
TypeSH
Market value$1.82M
1.01%
Sole
0.00
Shared
0.00
None
105.70K
PEPSICO INC
SOLEShares10.07K
TypeSH
Market value$1.71M
0.94%
Sole
0.00
Shared
0.00
None
10.07K
CREATIVE MEDIA & CMNTY TR
SOLEShares419.76K
TypeSH
Market value$1.70M
0.94%
Sole
0.00
Shared
0.00
None
419.76K
INTERGROUP CORP
SOLEShares55.60K
TypeSH
Market value$1.70M
0.94%
Sole
0.00
Shared
0.00
None
55.60K
PARKE BANCORP INC
SOLEShares100.47K
TypeSH
Market value$1.64M
0.91%
Sole
0.00
Shared
0.00
None
100.47K
INTERNATIONAL BUSINESS MACHS
SOLEShares11.28K
TypeSH
Market value$1.58M
0.88%
Sole
0.00
Shared
0.00
None
11.28K
BAYCOM CORP
SOLEShares82.26K
TypeSH
Market value$1.58M
0.87%
Sole
0.00
Shared
0.00
None
82.26K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 56.69K | SH | $9.71M 5.37% | 0.00 | 0.00 | 56.69K |
MSA SAFETY INCSOLE | COM | 35.90K | SH | $5.66M 3.13% | 0.00 | 0.00 | 35.90K |
VISA INCSOLE | COM CL A | 17.48K | SH | $4.02M 2.22% | 0.00 | 0.00 | 17.48K |
CHEVRON CORPSOLE | NEW COM | 20.79K | SH | $3.51M 1.94% | 0.00 | 0.00 | 20.79K |
MICROSOFT CORPSOLE | COM | 10.74K | SH | $3.39M 1.88% | 0.00 | 0.00 | 10.74K |
CATERPILLAR INCSOLE | COM | 12.08K | SH | $3.30M 1.83% | 0.00 | 0.00 | 12.08K |
SUMMIT ST BK SANTA ROSA CALIFSOLE | COM | 197.96K | SH | $3.18M 1.76% | 0.00 | 0.00 | 197.96K |
DONEGAL GROUP INCSOLE | CL A | 219.67K | SH | $3.13M 1.73% | 0.00 | 0.00 | 219.67K |
KINETIK HOLDINGS INC COMSOLE | NEW CL A | 88.69K | SH | $2.99M 1.66% | 0.00 | 0.00 | 88.69K |
COSTCO WHSL CORPSOLE | NEW COM | 5.21K | SH | $2.94M 1.63% | 0.00 | 0.00 | 5.21K |
NATURAL ALTERNATIVES INTL INCSOLE | COM NEW | 446.59K | SH | $2.90M 1.60% | 0.00 | 0.00 | 446.59K |
PFIZER INCSOLE | COM | 69.79K | SH | $2.32M 1.28% | 0.00 | 0.00 | 69.79K |
NEW ENGLAND RLTY ASSOC LTD PSOLE | DEPOSITORY RCPT | 33.64K | SH | $2.24M 1.24% | 0.00 | 0.00 | 33.64K |
EXXON MOBIL CORPSOLE | COM | 17.17K | SH | $2.02M 1.12% | 0.00 | 0.00 | 17.17K |
PERMA-PIPE INTL HLDGS INCSOLE | COM | 237.56K | SH | $1.94M 1.07% | 0.00 | 0.00 | 237.56K |
ISHARES TRSOLE | CORE S&P500 ETF | 4.38K | SH | $1.88M 1.04% | 0.00 | 0.00 | 4.38K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 11.91K | SH | $1.85M 1.02% | 0.00 | 0.00 | 11.91K |
A-MARK PRECIOUS METALS INCSOLE | COM | 62.20K | SH | $1.82M 1.01% | 0.00 | 0.00 | 62.20K |
BLACK STONE MINERALS L PSOLE | COM UNIT | 105.70K | SH | $1.82M 1.01% | 0.00 | 0.00 | 105.70K |
PEPSICO INCSOLE | COM | 10.07K | SH | $1.71M 0.94% | 0.00 | 0.00 | 10.07K |
CREATIVE MEDIA & CMNTY TRSOLE | COM NEW | 419.76K | SH | $1.70M 0.94% | 0.00 | 0.00 | 419.76K |
INTERGROUP CORPSOLE | COM | 55.60K | SH | $1.70M 0.94% | 0.00 | 0.00 | 55.60K |
PARKE BANCORP INCSOLE | COM | 100.47K | SH | $1.64M 0.91% | 0.00 | 0.00 | 100.47K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 11.28K | SH | $1.58M 0.88% | 0.00 | 0.00 | 11.28K |
BAYCOM CORPSOLE | COM | 82.26K | SH | $1.58M 0.87% | 0.00 | 0.00 | 82.26K |
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