Filed: 7/19/2023ACC: 0001415889-23-011316
📋 What this filing means
CALDWELL SUTTER CAPITAL, INC. filed this quarterly 13F‑HR report disclosing 867 equity positions with a total reported market value of $190.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
867
Positions
$190.89M
Total AUM (reported)
6.76M
Total Shares
Allocation by class
COM$120.47M63.1%
COM NEW$12.99M6.8%
CL A$8.98M4.7%
NEW COM$7.66M4.0%
COM CL A$5.14M2.7%
NEW CL A$3.21M1.7%
DEPOSITORY RCPT$2.48M1.3%
Portfolio Concentration
Top 3$23.30M12.2%
4–10$23.27M12.2%
11–25$31.42M16.5%
Rest$112.91M59.1%
Top 3 weight
12.2%
Top 10 weight
24.4%
Voting Authority Distribution
Total shares with voting rights: 6.76M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.76M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole867
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings867
Rows:
APPLE INC
SOLEShares65.66K
TypeSH
Market value$12.74M
6.67%
Sole
0.00
Shared
0.00
None
65.66K
MSA SAFETY INC
SOLEShares35.90K
TypeSH
Market value$6.24M
3.27%
Sole
0.00
Shared
0.00
None
35.90K
VISA INC
SOLEShares18.19K
TypeSH
Market value$4.32M
2.26%
Sole
0.00
Shared
0.00
None
18.19K
MICROSOFT CORP
SOLEShares11.05K
TypeSH
Market value$3.76M
1.97%
Sole
0.00
Shared
0.00
None
11.05K
A-MARK PRECIOUS METALS INC
SOLEShares95K
TypeSH
Market value$3.56M
1.86%
Sole
0.00
Shared
0.00
None
95K
CHEVRON CORP
SOLEShares21.47K
TypeSH
Market value$3.38M
1.77%
Sole
0.00
Shared
0.00
None
21.47K
NATURAL ALTERNATIVES INTL INC
SOLEShares459.54K
TypeSH
Market value$3.31M
1.73%
Sole
0.00
Shared
0.00
None
459.54K
KINETIK HOLDINGS INC COM
SOLEShares88.97K
TypeSH
Market value$3.13M
1.64%
Sole
0.00
Shared
0.00
None
88.97K
CATERPILLAR INC
SOLEShares12.59K
TypeSH
Market value$3.10M
1.62%
Sole
0.00
Shared
0.00
None
12.59K
DONEGAL GROUP INC
SOLEShares210.17K
TypeSH
Market value$3.03M
1.59%
Sole
0.00
Shared
0.00
None
210.17K
SUMMIT ST BK SANTA ROSA CALIF
SOLEShares198.32K
TypeSH
Market value$3.00M
1.57%
Sole
0.00
Shared
0.00
None
198.32K
COSTCO WHSL CORP
SOLEShares5.48K
TypeSH
Market value$2.95M
1.55%
Sole
0.00
Shared
0.00
None
5.48K
PFIZER INC
SOLEShares69.43K
TypeSH
Market value$2.55M
1.33%
Sole
0.00
Shared
0.00
None
69.43K
NEW ENGLAND RLTY ASSOC LTD P
SOLEShares33.94K
TypeSH
Market value$2.48M
1.30%
Sole
0.00
Shared
0.00
None
33.94K
PERMA-PIPE INTL HLDGS INC
SOLEShares238.06K
TypeSH
Market value$2.26M
1.19%
Sole
0.00
Shared
0.00
None
238.06K
CREATIVE MEDIA & CMNTY TR
SOLEShares426.76K
TypeSH
Market value$2.13M
1.12%
Sole
0.00
Shared
0.00
None
426.76K
INTERGROUP CORP
SOLEShares56.42K
TypeSH
Market value$1.92M
1.01%
Sole
0.00
Shared
0.00
None
56.42K
ISHARES TR
SOLEShares4.30K
TypeSH
Market value$1.91M
1.00%
Sole
0.00
Shared
0.00
None
4.30K
PEPSICO INC
SOLEShares10.06K
TypeSH
Market value$1.86M
0.98%
Sole
0.00
Shared
0.00
None
10.06K
EXXON MOBIL CORP
SOLEShares17.27K
TypeSH
Market value$1.85M
0.97%
Sole
0.00
Shared
0.00
None
17.27K
AMERICAN RLTY INVS INC
SOLEShares83.92K
TypeSH
Market value$1.83M
0.96%
Sole
0.00
Shared
0.00
None
83.92K
PARKE BANCORP INC
SOLEShares101.50K
TypeSH
Market value$1.72M
0.90%
Sole
0.00
Shared
0.00
None
101.50K
BLACK STONE MINERALS L P
SOLEShares105.70K
TypeSH
Market value$1.69M
0.88%
Sole
0.00
Shared
0.00
None
105.70K
VANGUARD SPECIALIZED FUNDS
SOLEShares10.24K
TypeSH
Market value$1.66M
0.87%
Sole
0.00
Shared
0.00
None
10.24K
BANNER CORP
SOLEShares36.69K
TypeSH
Market value$1.60M
0.84%
Sole
0.00
Shared
0.00
None
36.69K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 65.66K | SH | $12.74M 6.67% | 0.00 | 0.00 | 65.66K |
MSA SAFETY INCSOLE | COM | 35.90K | SH | $6.24M 3.27% | 0.00 | 0.00 | 35.90K |
VISA INCSOLE | COM CL A | 18.19K | SH | $4.32M 2.26% | 0.00 | 0.00 | 18.19K |
MICROSOFT CORPSOLE | COM | 11.05K | SH | $3.76M 1.97% | 0.00 | 0.00 | 11.05K |
A-MARK PRECIOUS METALS INCSOLE | COM | 95K | SH | $3.56M 1.86% | 0.00 | 0.00 | 95K |
CHEVRON CORPSOLE | NEW COM | 21.47K | SH | $3.38M 1.77% | 0.00 | 0.00 | 21.47K |
NATURAL ALTERNATIVES INTL INCSOLE | COM NEW | 459.54K | SH | $3.31M 1.73% | 0.00 | 0.00 | 459.54K |
KINETIK HOLDINGS INC COMSOLE | NEW CL A | 88.97K | SH | $3.13M 1.64% | 0.00 | 0.00 | 88.97K |
CATERPILLAR INCSOLE | COM | 12.59K | SH | $3.10M 1.62% | 0.00 | 0.00 | 12.59K |
DONEGAL GROUP INCSOLE | CL A | 210.17K | SH | $3.03M 1.59% | 0.00 | 0.00 | 210.17K |
SUMMIT ST BK SANTA ROSA CALIFSOLE | COM | 198.32K | SH | $3.00M 1.57% | 0.00 | 0.00 | 198.32K |
COSTCO WHSL CORPSOLE | NEW COM | 5.48K | SH | $2.95M 1.55% | 0.00 | 0.00 | 5.48K |
PFIZER INCSOLE | COM | 69.43K | SH | $2.55M 1.33% | 0.00 | 0.00 | 69.43K |
NEW ENGLAND RLTY ASSOC LTD PSOLE | DEPOSITORY RCPT | 33.94K | SH | $2.48M 1.30% | 0.00 | 0.00 | 33.94K |
PERMA-PIPE INTL HLDGS INCSOLE | COM | 238.06K | SH | $2.26M 1.19% | 0.00 | 0.00 | 238.06K |
CREATIVE MEDIA & CMNTY TRSOLE | COM NEW | 426.76K | SH | $2.13M 1.12% | 0.00 | 0.00 | 426.76K |
INTERGROUP CORPSOLE | COM | 56.42K | SH | $1.92M 1.01% | 0.00 | 0.00 | 56.42K |
ISHARES TRSOLE | CORE S&P500 ETF | 4.30K | SH | $1.91M 1.00% | 0.00 | 0.00 | 4.30K |
PEPSICO INCSOLE | COM | 10.06K | SH | $1.86M 0.98% | 0.00 | 0.00 | 10.06K |
EXXON MOBIL CORPSOLE | COM | 17.27K | SH | $1.85M 0.97% | 0.00 | 0.00 | 17.27K |
AMERICAN RLTY INVS INCSOLE | COM | 83.92K | SH | $1.83M 0.96% | 0.00 | 0.00 | 83.92K |
PARKE BANCORP INCSOLE | COM | 101.50K | SH | $1.72M 0.90% | 0.00 | 0.00 | 101.50K |
BLACK STONE MINERALS L PSOLE | COM UNIT | 105.70K | SH | $1.69M 0.88% | 0.00 | 0.00 | 105.70K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 10.24K | SH | $1.66M 0.87% | 0.00 | 0.00 | 10.24K |
BANNER CORPSOLE | COM NEW | 36.69K | SH | $1.60M 0.84% | 0.00 | 0.00 | 36.69K |
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