Filed: 4/25/2023ACC: 0001415889-23-006827
📋 What this filing means
CALDWELL SUTTER CAPITAL, INC. filed this quarterly 13F‑HR report disclosing 566 equity positions with a total reported market value of $137.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
566
Positions
$137.18M
Total AUM (reported)
5.91M
Total Shares
Allocation by class
COM$87.88M64.1%
COM NEW$11.12M8.1%
CL A$8.20M6.0%
NEW COM$5.40M3.9%
COM CL A$4.67M3.4%
NEW CL A$2.90M2.1%
DEPOSITORY RCPT$2.34M1.7%
Portfolio Concentration
Top 3$18.65M13.6%
4–10$21.32M15.5%
11–25$28.04M20.4%
Rest$69.16M50.4%
Top 3 weight
13.6%
Top 10 weight
29.1%
Voting Authority Distribution
Total shares with voting rights: 5.92M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.92M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole566
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings566
Rows:
APPLE INC
SOLEShares57.91K
TypeSH
Market value$9.55M
6.96%
Sole
0.00
Shared
0.00
None
57.91K
MSA SAFETY INC
SOLEShares35.90K
TypeSH
Market value$4.79M
3.49%
Sole
0.00
Shared
0.00
None
35.90K
NATURAL ALTERNATIVES INTL INC
SOLEShares467.30K
TypeSH
Market value$4.31M
3.14%
Sole
0.00
Shared
0.00
None
467.30K
VISA INC
SOLEShares17.48K
TypeSH
Market value$3.94M
2.87%
Sole
0.00
Shared
0.00
None
17.48K
A-MARK PRECIOUS METALS INC
SOLEShares95.21K
TypeSH
Market value$3.30M
2.40%
Sole
0.00
Shared
0.00
None
95.21K
DONEGAL GROUP INC
SOLEShares214.78K
TypeSH
Market value$3.28M
2.39%
Sole
0.00
Shared
0.00
None
214.78K
KINETIK HOLDINGS INC COM
SOLEShares91.90K
TypeSH
Market value$2.88M
2.10%
Sole
0.00
Shared
0.00
None
91.90K
SUMMIT ST BK SANTA ROSA CALIF
SOLEShares195.18K
TypeSH
Market value$2.71M
1.97%
Sole
0.00
Shared
0.00
None
195.18K
INTERGROUP CORP
SOLEShares58.41K
TypeSH
Market value$2.66M
1.94%
Sole
0.00
Shared
0.00
None
58.41K
PERMA-PIPE INTL HLDGS INC
SOLEShares239.06K
TypeSH
Market value$2.56M
1.86%
Sole
0.00
Shared
0.00
None
239.06K
COSTCO WHSL CORP
SOLEShares4.86K
TypeSH
Market value$2.41M
1.76%
Sole
0.00
Shared
0.00
None
4.86K
PFIZER INC
SOLEShares57.76K
TypeSH
Market value$2.36M
1.72%
Sole
0.00
Shared
0.00
None
57.76K
NEW ENGLAND RLTY ASSOC LTD P
SOLEShares32.94K
TypeSH
Market value$2.34M
1.71%
Sole
0.00
Shared
0.00
None
32.94K
MICROSOFT CORP
SOLEShares7.75K
TypeSH
Market value$2.23M
1.63%
Sole
0.00
Shared
0.00
None
7.75K
AMERICAN RLTY INVS INC
SOLEShares84.81K
TypeSH
Market value$2.23M
1.63%
Sole
0.00
Shared
0.00
None
84.81K
CATERPILLAR INC
SOLEShares9.63K
TypeSH
Market value$2.20M
1.61%
Sole
0.00
Shared
0.00
None
9.63K
CHEVRON CORP
SOLEShares11.61K
TypeSH
Market value$1.89M
1.38%
Sole
0.00
Shared
0.00
None
11.61K
PARKE BANCORP INC
SOLEShares101.50K
TypeSH
Market value$1.80M
1.32%
Sole
0.00
Shared
0.00
None
101.50K
CREATIVE MEDIA & CMNTY TR
SOLEShares409.30K
TypeSH
Market value$1.67M
1.21%
Sole
0.00
Shared
0.00
None
409.30K
BLACK STONE MINERALS L P
SOLEShares105.70K
TypeSH
Market value$1.66M
1.21%
Sole
0.00
Shared
0.00
None
105.70K
KAYNE ANDERSON ENERGY INFRSTR
SOLEShares183.73K
TypeSH
Market value$1.59M
1.16%
Sole
0.00
Shared
0.00
None
183.73K
WILEY JOHN & SONS INC
SOLEShares39.49K
TypeSH
Market value$1.53M
1.12%
Sole
0.00
Shared
0.00
None
39.49K
BAYCOM CORP
SOLEShares83.29K
TypeSH
Market value$1.42M
1.04%
Sole
0.00
Shared
0.00
None
83.29K
UMH PPTYS INC
SOLEShares93.02K
TypeSH
Market value$1.38M
1.00%
Sole
0.00
Shared
0.00
None
93.02K
PEPSICO INC
SOLEShares7.27K
TypeSH
Market value$1.32M
0.97%
Sole
0.00
Shared
0.00
None
7.27K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 57.91K | SH | $9.55M 6.96% | 0.00 | 0.00 | 57.91K |
MSA SAFETY INCSOLE | COM | 35.90K | SH | $4.79M 3.49% | 0.00 | 0.00 | 35.90K |
NATURAL ALTERNATIVES INTL INCSOLE | COM NEW | 467.30K | SH | $4.31M 3.14% | 0.00 | 0.00 | 467.30K |
VISA INCSOLE | COM CL A | 17.48K | SH | $3.94M 2.87% | 0.00 | 0.00 | 17.48K |
A-MARK PRECIOUS METALS INCSOLE | COM | 95.21K | SH | $3.30M 2.40% | 0.00 | 0.00 | 95.21K |
DONEGAL GROUP INCSOLE | CL A | 214.78K | SH | $3.28M 2.39% | 0.00 | 0.00 | 214.78K |
KINETIK HOLDINGS INC COMSOLE | NEW CL A | 91.90K | SH | $2.88M 2.10% | 0.00 | 0.00 | 91.90K |
SUMMIT ST BK SANTA ROSA CALIFSOLE | COM | 195.18K | SH | $2.71M 1.97% | 0.00 | 0.00 | 195.18K |
INTERGROUP CORPSOLE | COM | 58.41K | SH | $2.66M 1.94% | 0.00 | 0.00 | 58.41K |
PERMA-PIPE INTL HLDGS INCSOLE | COM | 239.06K | SH | $2.56M 1.86% | 0.00 | 0.00 | 239.06K |
COSTCO WHSL CORPSOLE | NEW COM | 4.86K | SH | $2.41M 1.76% | 0.00 | 0.00 | 4.86K |
PFIZER INCSOLE | COM | 57.76K | SH | $2.36M 1.72% | 0.00 | 0.00 | 57.76K |
NEW ENGLAND RLTY ASSOC LTD PSOLE | DEPOSITORY RCPT | 32.94K | SH | $2.34M 1.71% | 0.00 | 0.00 | 32.94K |
MICROSOFT CORPSOLE | COM | 7.75K | SH | $2.23M 1.63% | 0.00 | 0.00 | 7.75K |
AMERICAN RLTY INVS INCSOLE | COM | 84.81K | SH | $2.23M 1.63% | 0.00 | 0.00 | 84.81K |
CATERPILLAR INCSOLE | COM | 9.63K | SH | $2.20M 1.61% | 0.00 | 0.00 | 9.63K |
CHEVRON CORPSOLE | NEW COM | 11.61K | SH | $1.89M 1.38% | 0.00 | 0.00 | 11.61K |
PARKE BANCORP INCSOLE | COM | 101.50K | SH | $1.80M 1.32% | 0.00 | 0.00 | 101.50K |
CREATIVE MEDIA & CMNTY TRSOLE | COM NEW | 409.30K | SH | $1.67M 1.21% | 0.00 | 0.00 | 409.30K |
BLACK STONE MINERALS L PSOLE | COM UNIT | 105.70K | SH | $1.66M 1.21% | 0.00 | 0.00 | 105.70K |
KAYNE ANDERSON ENERGY INFRSTRSOLE | COM | 183.73K | SH | $1.59M 1.16% | 0.00 | 0.00 | 183.73K |
WILEY JOHN & SONS INCSOLE | CL A | 39.49K | SH | $1.53M 1.12% | 0.00 | 0.00 | 39.49K |
BAYCOM CORPSOLE | COM | 83.29K | SH | $1.42M 1.04% | 0.00 | 0.00 | 83.29K |
UMH PPTYS INCSOLE | COM | 93.02K | SH | $1.38M 1.00% | 0.00 | 0.00 | 93.02K |
PEPSICO INCSOLE | COM | 7.27K | SH | $1.32M 0.97% | 0.00 | 0.00 | 7.27K |
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