Filed: 2/10/2023ACC: 0001415889-23-002288
📋 What this filing means
CALDWELL SUTTER CAPITAL, INC. filed this quarterly 13F‑HR report disclosing 315 equity positions with a total reported market value of $113.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
315
Positions
$113.41M
Total AUM (reported)
5.21M
Total Shares
Allocation by class
COM$77.92M68.7%
CL A$14.00M12.3%
COM NEW$10.57M9.3%
DEPOSITRY RCPT$1.96M1.7%
COM UNIT$1.78M1.6%
ENERGY$777.2K0.7%
ENERGY ETF$653.1K0.6%
Portfolio Concentration
Top 3$15.19M13.4%
4–10$19.83M17.5%
11–25$26.75M23.6%
Rest$51.64M45.5%
Top 3 weight
13.4%
Top 10 weight
30.9%
Voting Authority Distribution
Total shares with voting rights: 5.21M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.21M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole315
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings315
Rows:
APPLE INC
SOLEShares56.57K
TypeSH
Market value$7.35M
6.48%
Sole
0.00
Shared
0.00
None
56.57K
MSA SAFETY INC
SOLEShares28.40K
TypeSH
Market value$4.09M
3.61%
Sole
0.00
Shared
0.00
None
28.40K
NATURAL ALTERNATIVES INTL INC
SOLEShares446.13K
TypeSH
Market value$3.74M
3.30%
Sole
0.00
Shared
0.00
None
446.13K
VISA INC COM
SOLEShares17.50K
TypeSH
Market value$3.64M
3.21%
Sole
0.00
Shared
0.00
None
17.50K
A-MARK PRECIOUS METALS INC
SOLEShares86.21K
TypeSH
Market value$2.99M
2.64%
Sole
0.00
Shared
0.00
None
86.21K
DONEGAL GROUP INC
SOLEShares208.78K
TypeSH
Market value$2.96M
2.61%
Sole
0.00
Shared
0.00
None
208.78K
INTERGROUP CORP
SOLEShares57.65K
TypeSH
Market value$2.72M
2.40%
Sole
0.00
Shared
0.00
None
57.65K
SUMMIT ST BK SANTA ROSA CALIF
SOLEShares169.25K
TypeSH
Market value$2.67M
2.36%
Sole
0.00
Shared
0.00
None
169.25K
PFIZER INC
SOLEShares49.43K
TypeSH
Market value$2.53M
2.23%
Sole
0.00
Shared
0.00
None
49.43K
KINETIK HOLDINGS INC COM NEW
SOLEShares69.90K
TypeSH
Market value$2.31M
2.04%
Sole
0.00
Shared
0.00
None
69.90K
PERMA-PIPE INTL HLDGS INC
SOLEShares234.06K
TypeSH
Market value$2.21M
1.95%
Sole
0.00
Shared
0.00
None
234.06K
AMERICAN RLTY INVS INC
SOLEShares86.20K
TypeSH
Market value$2.21M
1.95%
Sole
0.00
Shared
0.00
None
86.20K
PARKE BANCORP INC
SOLEShares101.08K
TypeSH
Market value$2.10M
1.85%
Sole
0.00
Shared
0.00
None
101.08K
CATERPILLAR INC
SOLEShares8.22K
TypeSH
Market value$1.97M
1.74%
Sole
0.00
Shared
0.00
None
8.22K
NEW ENGLAND RLTY ASSOC LTD P
SOLEShares27.66K
TypeSH
Market value$1.96M
1.73%
Sole
0.00
Shared
0.00
None
27.66K
COSTCO WHSL CORP NEW
SOLEShares4.21K
TypeSH
Market value$1.92M
1.69%
Sole
0.00
Shared
0.00
None
4.21K
CREATIVE MEDIA & CMNTY TR
SOLEShares390.44K
TypeSH
Market value$1.91M
1.69%
Sole
0.00
Shared
0.00
None
390.44K
BLACK STONE MINERALS L P
SOLEShares105.70K
TypeSH
Market value$1.78M
1.57%
Sole
0.00
Shared
0.00
None
105.70K
CHEVRON CORP NEW
SOLEShares9.75K
TypeSH
Market value$1.75M
1.54%
Sole
0.00
Shared
0.00
None
9.75K
FIRST INTERNET BANCORP
SOLEShares65.18K
TypeSH
Market value$1.58M
1.40%
Sole
0.00
Shared
0.00
None
65.18K
BAYCOM CORP
SOLEShares83.20K
TypeSH
Market value$1.58M
1.39%
Sole
0.00
Shared
0.00
None
83.20K
KAYNE ANDERSON ENERGY INFRSTR
SOLEShares182.44K
TypeSH
Market value$1.56M
1.38%
Sole
0.00
Shared
0.00
None
182.44K
MICROSOFT CORP
SOLEShares6.06K
TypeSH
Market value$1.45M
1.28%
Sole
0.00
Shared
0.00
None
6.06K
WILEY JOHN & SONS INC
SOLEShares34.39K
TypeSH
Market value$1.38M
1.21%
Sole
0.00
Shared
0.00
None
34.39K
UMH PPTYS INC
SOLEShares85.49K
TypeSH
Market value$1.38M
1.21%
Sole
0.00
Shared
0.00
None
85.49K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 56.57K | SH | $7.35M 6.48% | 0.00 | 0.00 | 56.57K |
MSA SAFETY INCSOLE | COM | 28.40K | SH | $4.09M 3.61% | 0.00 | 0.00 | 28.40K |
NATURAL ALTERNATIVES INTL INCSOLE | COM NEW | 446.13K | SH | $3.74M 3.30% | 0.00 | 0.00 | 446.13K |
VISA INC COMSOLE | CL A | 17.50K | SH | $3.64M 3.21% | 0.00 | 0.00 | 17.50K |
A-MARK PRECIOUS METALS INCSOLE | COM | 86.21K | SH | $2.99M 2.64% | 0.00 | 0.00 | 86.21K |
DONEGAL GROUP INCSOLE | CL A | 208.78K | SH | $2.96M 2.61% | 0.00 | 0.00 | 208.78K |
INTERGROUP CORPSOLE | COM | 57.65K | SH | $2.72M 2.40% | 0.00 | 0.00 | 57.65K |
SUMMIT ST BK SANTA ROSA CALIFSOLE | COM | 169.25K | SH | $2.67M 2.36% | 0.00 | 0.00 | 169.25K |
PFIZER INCSOLE | COM | 49.43K | SH | $2.53M 2.23% | 0.00 | 0.00 | 49.43K |
KINETIK HOLDINGS INC COM NEWSOLE | CL A | 69.90K | SH | $2.31M 2.04% | 0.00 | 0.00 | 69.90K |
PERMA-PIPE INTL HLDGS INCSOLE | COM | 234.06K | SH | $2.21M 1.95% | 0.00 | 0.00 | 234.06K |
AMERICAN RLTY INVS INCSOLE | COM | 86.20K | SH | $2.21M 1.95% | 0.00 | 0.00 | 86.20K |
PARKE BANCORP INCSOLE | COM | 101.08K | SH | $2.10M 1.85% | 0.00 | 0.00 | 101.08K |
CATERPILLAR INCSOLE | COM | 8.22K | SH | $1.97M 1.74% | 0.00 | 0.00 | 8.22K |
NEW ENGLAND RLTY ASSOC LTD PSOLE | DEPOSITRY RCPT | 27.66K | SH | $1.96M 1.73% | 0.00 | 0.00 | 27.66K |
COSTCO WHSL CORP NEWSOLE | COM | 4.21K | SH | $1.92M 1.69% | 0.00 | 0.00 | 4.21K |
CREATIVE MEDIA & CMNTY TRSOLE | COM NEW | 390.44K | SH | $1.91M 1.69% | 0.00 | 0.00 | 390.44K |
BLACK STONE MINERALS L PSOLE | COM UNIT | 105.70K | SH | $1.78M 1.57% | 0.00 | 0.00 | 105.70K |
CHEVRON CORP NEWSOLE | COM | 9.75K | SH | $1.75M 1.54% | 0.00 | 0.00 | 9.75K |
FIRST INTERNET BANCORPSOLE | COM | 65.18K | SH | $1.58M 1.40% | 0.00 | 0.00 | 65.18K |
BAYCOM CORPSOLE | COM | 83.20K | SH | $1.58M 1.39% | 0.00 | 0.00 | 83.20K |
KAYNE ANDERSON ENERGY INFRSTRSOLE | COM | 182.44K | SH | $1.56M 1.38% | 0.00 | 0.00 | 182.44K |
MICROSOFT CORPSOLE | COM | 6.06K | SH | $1.45M 1.28% | 0.00 | 0.00 | 6.06K |
WILEY JOHN & SONS INCSOLE | CL A | 34.39K | SH | $1.38M 1.21% | 0.00 | 0.00 | 34.39K |
UMH PPTYS INCSOLE | COM | 85.49K | SH | $1.38M 1.21% | 0.00 | 0.00 | 85.49K |
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