Filed: 8/5/2026ACC: 0000702007-26-000009
📋 What this filing means
CALDWELL SUTTER CAPITAL, INC. filed this quarterly 13F‑HR report disclosing 930 equity positions with a total reported market value of $265.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
930
Positions
$265.24M
Total AUM (reported)
5.64M
Total Shares
Allocation by class
COM$165.90M62.5%
CL A$12.18M4.6%
COM NEW$10.14M3.8%
NEW CL A$9.21M3.5%
COM CL A$5.41M2.0%
0-3 MNTH TREASRY$5.04M1.9%
CL B NEW$4.05M1.5%
Portfolio Concentration
Top 3$28.32M10.7%
4–10$35.40M13.3%
11–25$43.18M16.3%
Rest$158.35M59.7%
Top 3 weight
10.7%
Top 10 weight
24.0%
Voting Authority Distribution
Total shares with voting rights: 5.64M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.64M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole930
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings930
Rows:
APPLE INC
SOLEShares46.64K
TypeSH
Market value$13.50M
5.09%
Sole
0.00
Shared
0.00
None
46.64K
CATERPILLAR INC
SOLEShares7.99K
TypeSH
Market value$8.51M
3.21%
Sole
0.00
Shared
0.00
None
7.99K
PERMA-PIPE INTL HLDGS INC
SOLEShares231.64K
TypeSH
Market value$6.31M
2.38%
Sole
0.00
Shared
0.00
None
231.64K
PLUMAS BANCORP
SOLEShares106.28K
TypeSH
Market value$6.21M
2.34%
Sole
0.00
Shared
0.00
None
106.28K
KINETIK HOLDINGS INC COM
SOLEShares117.73K
TypeSH
Market value$5.69M
2.15%
Sole
0.00
Shared
0.00
None
117.73K
MSA SAFETY INC
SOLEShares28.88K
TypeSH
Market value$5.04M
1.90%
Sole
0.00
Shared
0.00
None
28.88K
ISHARES TR
SOLEShares50.02K
TypeSH
Market value$5.04M
1.90%
Sole
0.00
Shared
0.00
None
50.02K
SUMMIT ST BK SANTA ROSA CALIF
SOLEShares349.28K
TypeSH
Market value$4.74M
1.79%
Sole
0.00
Shared
0.00
None
349.28K
VISA INC
SOLEShares12.85K
TypeSH
Market value$4.41M
1.66%
Sole
0.00
Shared
0.00
None
12.85K
DONEGAL GROUP INC
SOLEShares226.44K
TypeSH
Market value$4.27M
1.61%
Sole
0.00
Shared
0.00
None
226.44K
BERKSHIRE HATHAWA INC DEL
SOLEShares8.10K
TypeSH
Market value$4.05M
1.53%
Sole
0.00
Shared
0.00
None
8.10K
ISHARES TR
SOLEShares4.77K
TypeSH
Market value$3.57M
1.35%
Sole
0.00
Shared
0.00
None
4.77K
SENECA FOODS CORP
SOLEShares19.60K
TypeSH
Market value$3.41M
1.29%
Sole
0.00
Shared
0.00
None
19.60K
VANGUARD SPECIALIZED FUNDS
SOLEShares14.32K
TypeSH
Market value$3.39M
1.28%
Sole
0.00
Shared
0.00
None
14.32K
CISCO SYS INC
SOLEShares25.97K
TypeSH
Market value$3.05M
1.15%
Sole
0.00
Shared
0.00
None
25.97K
PARKE BANCORP INC
SOLEShares91.34K
TypeSH
Market value$3.03M
1.14%
Sole
0.00
Shared
0.00
None
91.34K
CHEVRON CORPORATION
SOLEShares16.86K
TypeSH
Market value$2.80M
1.05%
Sole
0.00
Shared
0.00
None
16.86K
MICROSOFT CORP
SOLEShares7.41K
TypeSH
Market value$2.77M
1.04%
Sole
0.00
Shared
0.00
None
7.41K
COSTCO WHOLESALE CORPORATION
SOLEShares2.95K
TypeSH
Market value$2.76M
1.04%
Sole
0.00
Shared
0.00
None
2.95K
BAYCOM CORP
SOLEShares80.01K
TypeSH
Market value$2.63M
0.99%
Sole
0.00
Shared
0.00
None
80.01K
ISHARES TR
SOLEShares15.12K
TypeSH
Market value$2.47M
0.93%
Sole
0.00
Shared
0.00
None
15.12K
FIRSTSUN CAP BANCORP
SOLEShares60.91K
TypeSH
Market value$2.36M
0.89%
Sole
0.00
Shared
0.00
None
60.91K
JPMORGAN CHASE & CO
SOLEShares7.17K
TypeSH
Market value$2.35M
0.88%
Sole
0.00
Shared
0.00
None
7.17K
INTERNATIONAL BUSINESS MACHS
SOLEShares8.29K
TypeSH
Market value$2.33M
0.88%
Sole
0.00
Shared
0.00
None
8.29K
VANGUARD INDEX FDS
SOLEShares5.98K
TypeSH
Market value$2.21M
0.83%
Sole
0.00
Shared
0.00
None
5.98K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 46.64K | SH | $13.50M 5.09% | 0.00 | 0.00 | 46.64K |
CATERPILLAR INCSOLE | COM | 7.99K | SH | $8.51M 3.21% | 0.00 | 0.00 | 7.99K |
PERMA-PIPE INTL HLDGS INCSOLE | COM | 231.64K | SH | $6.31M 2.38% | 0.00 | 0.00 | 231.64K |
PLUMAS BANCORPSOLE | COM | 106.28K | SH | $6.21M 2.34% | 0.00 | 0.00 | 106.28K |
KINETIK HOLDINGS INC COMSOLE | NEW CL A | 117.73K | SH | $5.69M 2.15% | 0.00 | 0.00 | 117.73K |
MSA SAFETY INCSOLE | COM | 28.88K | SH | $5.04M 1.90% | 0.00 | 0.00 | 28.88K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 50.02K | SH | $5.04M 1.90% | 0.00 | 0.00 | 50.02K |
SUMMIT ST BK SANTA ROSA CALIFSOLE | COM | 349.28K | SH | $4.74M 1.79% | 0.00 | 0.00 | 349.28K |
VISA INCSOLE | COM CL A | 12.85K | SH | $4.41M 1.66% | 0.00 | 0.00 | 12.85K |
DONEGAL GROUP INCSOLE | CL A | 226.44K | SH | $4.27M 1.61% | 0.00 | 0.00 | 226.44K |
BERKSHIRE HATHAWA INC DELSOLE | CL B NEW | 8.10K | SH | $4.05M 1.53% | 0.00 | 0.00 | 8.10K |
ISHARES TRSOLE | CORE S&P500 ETF | 4.77K | SH | $3.57M 1.35% | 0.00 | 0.00 | 4.77K |
SENECA FOODS CORPSOLE | NEW CL A | 19.60K | SH | $3.41M 1.29% | 0.00 | 0.00 | 19.60K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 14.32K | SH | $3.39M 1.28% | 0.00 | 0.00 | 14.32K |
CISCO SYS INCSOLE | COM | 25.97K | SH | $3.05M 1.15% | 0.00 | 0.00 | 25.97K |
PARKE BANCORP INCSOLE | COM | 91.34K | SH | $3.03M 1.14% | 0.00 | 0.00 | 91.34K |
CHEVRON CORPORATIONSOLE | COM | 16.86K | SH | $2.80M 1.05% | 0.00 | 0.00 | 16.86K |
MICROSOFT CORPSOLE | COM | 7.41K | SH | $2.77M 1.04% | 0.00 | 0.00 | 7.41K |
COSTCO WHOLESALE CORPORATIONSOLE | COM | 2.95K | SH | $2.76M 1.04% | 0.00 | 0.00 | 2.95K |
BAYCOM CORPSOLE | COM | 80.01K | SH | $2.63M 0.99% | 0.00 | 0.00 | 80.01K |
ISHARES TRSOLE | EXPND TEC SC ETF | 15.12K | SH | $2.47M 0.93% | 0.00 | 0.00 | 15.12K |
FIRSTSUN CAP BANCORPSOLE | COM | 60.91K | SH | $2.36M 0.89% | 0.00 | 0.00 | 60.91K |
JPMORGAN CHASE & COSOLE | COM | 7.17K | SH | $2.35M 0.88% | 0.00 | 0.00 | 7.17K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 8.29K | SH | $2.33M 0.88% | 0.00 | 0.00 | 8.29K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 5.98K | SH | $2.21M 0.83% | 0.00 | 0.00 | 5.98K |
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