Filed: 5/6/2026ACC: 0000702007-26-000007
📋 What this filing means
CALDWELL SUTTER CAPITAL, INC. filed this quarterly 13F‑HR report disclosing 894 equity positions with a total reported market value of $245.90M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
894
Positions
$245.90M
Total AUM (reported)
5.86M
Total Shares
Allocation by class
COM$157.21M63.9%
CL A$11.00M4.5%
NEW CL A$8.87M3.6%
COM NEW$8.48M3.4%
COM CL A$4.74M1.9%
0-3 MNTH TREASRY$4.42M1.8%
CL B NEW$3.41M1.4%
Portfolio Concentration
Top 3$24.60M10.0%
4–10$32.34M13.2%
11–25$41.03M16.7%
Rest$147.92M60.2%
Top 3 weight
10.0%
Top 10 weight
23.2%
Voting Authority Distribution
Total shares with voting rights: 5.86M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.86M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole894
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings894
Rows:
APPLE INC
SOLEShares46.57K
TypeSH
Market value$11.82M
4.81%
Sole
0.00
Shared
0.00
None
46.57K
PERMA-PIPE INTL HLDGS INC
SOLEShares234.24K
TypeSH
Market value$6.98M
2.84%
Sole
0.00
Shared
0.00
None
234.24K
CATERPILLAR INC
SOLEShares8.18K
TypeSH
Market value$5.80M
2.36%
Sole
0.00
Shared
0.00
None
8.18K
KINETIK HOLDINGS INC COM
SOLEShares118.57K
TypeSH
Market value$5.74M
2.33%
Sole
0.00
Shared
0.00
None
118.57K
PLUMAS BANCORP
SOLEShares106.28K
TypeSH
Market value$5.19M
2.11%
Sole
0.00
Shared
0.00
None
106.28K
MSA SAFETY INC
SOLEShares29.28K
TypeSH
Market value$4.80M
1.95%
Sole
0.00
Shared
0.00
None
29.28K
SUMMIT ST BK SANTA ROSA CALIF
SOLEShares347.06K
TypeSH
Market value$4.64M
1.89%
Sole
0.00
Shared
0.00
None
347.06K
ISHARES TR
SOLEShares43.93K
TypeSH
Market value$4.42M
1.80%
Sole
0.00
Shared
0.00
None
43.93K
VISA INC
SOLEShares12.92K
TypeSH
Market value$3.91M
1.59%
Sole
0.00
Shared
0.00
None
12.92K
DONEGAL GROUP INC
SOLEShares212.30K
TypeSH
Market value$3.65M
1.48%
Sole
0.00
Shared
0.00
None
212.30K
CHEVRON CORPORATION
SOLEShares16.81K
TypeSH
Market value$3.48M
1.41%
Sole
0.00
Shared
0.00
None
16.81K
BERKSHIRE HATHAWA INC DEL
SOLEShares7.11K
TypeSH
Market value$3.41M
1.39%
Sole
0.00
Shared
0.00
None
7.11K
ISHARES TR
SOLEShares4.82K
TypeSH
Market value$3.15M
1.28%
Sole
0.00
Shared
0.00
None
4.82K
VANGUARD SPECIALIZED FUNDS
SOLEShares14.21K
TypeSH
Market value$3.06M
1.24%
Sole
0.00
Shared
0.00
None
14.21K
SENECA FOODS CORP
SOLEShares20K
TypeSH
Market value$3.02M
1.23%
Sole
0.00
Shared
0.00
None
20K
COSTCO WHOLESALE CORPORATION
SOLEShares3.01K
TypeSH
Market value$3.00M
1.22%
Sole
0.00
Shared
0.00
None
3.01K
MODINE MFG CO
SOLEShares12.94K
TypeSH
Market value$2.80M
1.14%
Sole
0.00
Shared
0.00
None
12.94K
MICROSOFT CORP
SOLEShares7.28K
TypeSH
Market value$2.69M
1.10%
Sole
0.00
Shared
0.00
None
7.28K
JPMORGAN CHASE & CO
SOLEShares9K
TypeSH
Market value$2.65M
1.08%
Sole
0.00
Shared
0.00
None
9K
PARKE BANCORP INC
SOLEShares91.34K
TypeSH
Market value$2.59M
1.05%
Sole
0.00
Shared
0.00
None
91.34K
BAYCOM CORP
SOLEShares80.01K
TypeSH
Market value$2.38M
0.97%
Sole
0.00
Shared
0.00
None
80.01K
EXXON MOBIL CORP
SOLEShares13.88K
TypeSH
Market value$2.35M
0.96%
Sole
0.00
Shared
0.00
None
13.88K
AMERICAN EXPRESS CO
SOLEShares7.34K
TypeSH
Market value$2.22M
0.90%
Sole
0.00
Shared
0.00
None
7.34K
FIRSTSUN CAP BANCORP
SOLEShares58.32K
TypeSH
Market value$2.13M
0.86%
Sole
0.00
Shared
0.00
None
58.32K
CISCO SYS INC
SOLEShares27.05K
TypeSH
Market value$2.10M
0.85%
Sole
0.00
Shared
0.00
None
27.05K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 46.57K | SH | $11.82M 4.81% | 0.00 | 0.00 | 46.57K |
PERMA-PIPE INTL HLDGS INCSOLE | COM | 234.24K | SH | $6.98M 2.84% | 0.00 | 0.00 | 234.24K |
CATERPILLAR INCSOLE | COM | 8.18K | SH | $5.80M 2.36% | 0.00 | 0.00 | 8.18K |
KINETIK HOLDINGS INC COMSOLE | NEW CL A | 118.57K | SH | $5.74M 2.33% | 0.00 | 0.00 | 118.57K |
PLUMAS BANCORPSOLE | COM | 106.28K | SH | $5.19M 2.11% | 0.00 | 0.00 | 106.28K |
MSA SAFETY INCSOLE | COM | 29.28K | SH | $4.80M 1.95% | 0.00 | 0.00 | 29.28K |
SUMMIT ST BK SANTA ROSA CALIFSOLE | COM | 347.06K | SH | $4.64M 1.89% | 0.00 | 0.00 | 347.06K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 43.93K | SH | $4.42M 1.80% | 0.00 | 0.00 | 43.93K |
VISA INCSOLE | COM CL A | 12.92K | SH | $3.91M 1.59% | 0.00 | 0.00 | 12.92K |
DONEGAL GROUP INCSOLE | CL A | 212.30K | SH | $3.65M 1.48% | 0.00 | 0.00 | 212.30K |
CHEVRON CORPORATIONSOLE | COM | 16.81K | SH | $3.48M 1.41% | 0.00 | 0.00 | 16.81K |
BERKSHIRE HATHAWA INC DELSOLE | CL B NEW | 7.11K | SH | $3.41M 1.39% | 0.00 | 0.00 | 7.11K |
ISHARES TRSOLE | CORE S&P500 ETF | 4.82K | SH | $3.15M 1.28% | 0.00 | 0.00 | 4.82K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 14.21K | SH | $3.06M 1.24% | 0.00 | 0.00 | 14.21K |
SENECA FOODS CORPSOLE | NEW CL A | 20K | SH | $3.02M 1.23% | 0.00 | 0.00 | 20K |
COSTCO WHOLESALE CORPORATIONSOLE | COM | 3.01K | SH | $3.00M 1.22% | 0.00 | 0.00 | 3.01K |
MODINE MFG COSOLE | COM | 12.94K | SH | $2.80M 1.14% | 0.00 | 0.00 | 12.94K |
MICROSOFT CORPSOLE | COM | 7.28K | SH | $2.69M 1.10% | 0.00 | 0.00 | 7.28K |
JPMORGAN CHASE & COSOLE | COM | 9K | SH | $2.65M 1.08% | 0.00 | 0.00 | 9K |
PARKE BANCORP INCSOLE | COM | 91.34K | SH | $2.59M 1.05% | 0.00 | 0.00 | 91.34K |
BAYCOM CORPSOLE | COM | 80.01K | SH | $2.38M 0.97% | 0.00 | 0.00 | 80.01K |
EXXON MOBIL CORPSOLE | COM | 13.88K | SH | $2.35M 0.96% | 0.00 | 0.00 | 13.88K |
AMERICAN EXPRESS COSOLE | COM | 7.34K | SH | $2.22M 0.90% | 0.00 | 0.00 | 7.34K |
FIRSTSUN CAP BANCORPSOLE | COM | 58.32K | SH | $2.13M 0.86% | 0.00 | 0.00 | 58.32K |
CISCO SYS INCSOLE | COM | 27.05K | SH | $2.10M 0.85% | 0.00 | 0.00 | 27.05K |
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