Filed: 1/30/2026ACC: 0000702007-26-000002
📋 What this filing means
CALDWELL SUTTER CAPITAL, INC. filed this quarterly 13F‑HR report disclosing 877 equity positions with a total reported market value of $235.88M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
877
Positions
$235.88M
Total AUM (reported)
5.53M
Total Shares
Allocation by class
COM$148.95M63.1%
CL A$11.99M5.1%
COM NEW$8.45M3.6%
NEW COM$6.03M2.6%
COM CL A$5.38M2.3%
NEW CL A$5.00M2.1%
CORE S&P500 ETF$3.32M1.4%
Portfolio Concentration
Top 3$25.48M10.8%
4–10$29.41M12.5%
11–25$38.84M16.5%
Rest$142.15M60.3%
Top 3 weight
10.8%
Top 10 weight
23.3%
Voting Authority Distribution
Total shares with voting rights: 5.53M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.53M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole877
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings877
Rows:
APPLE INC
SOLEShares48.50K
TypeSH
Market value$13.19M
5.59%
Sole
0.00
Shared
0.00
None
48.50K
PERMA-PIPE INTL HLDGS INC
SOLEShares235.24K
TypeSH
Market value$7.14M
3.03%
Sole
0.00
Shared
0.00
None
235.24K
MSA SAFETY INC
SOLEShares32.15K
TypeSH
Market value$5.15M
2.18%
Sole
0.00
Shared
0.00
None
32.15K
CATERPILLAR INC
SOLEShares8.60K
TypeSH
Market value$4.93M
2.09%
Sole
0.00
Shared
0.00
None
8.60K
PLUMAS BANCORP
SOLEShares106.28K
TypeSH
Market value$4.75M
2.01%
Sole
0.00
Shared
0.00
None
106.28K
VISA INC
SOLEShares13.14K
TypeSH
Market value$4.61M
1.95%
Sole
0.00
Shared
0.00
None
13.14K
DONEGAL GROUP INC
SOLEShares212.30K
TypeSH
Market value$4.24M
1.80%
Sole
0.00
Shared
0.00
None
212.30K
SUMMIT ST BK SANTA ROSA CALIF
SOLEShares346.81K
TypeSH
Market value$4.03M
1.71%
Sole
0.00
Shared
0.00
None
346.81K
MICROSOFT CORP
SOLEShares7.31K
TypeSH
Market value$3.53M
1.50%
Sole
0.00
Shared
0.00
None
7.31K
ISHARES TR
SOLEShares4.85K
TypeSH
Market value$3.32M
1.41%
Sole
0.00
Shared
0.00
None
4.85K
BERKSHIRE HATHAWA INC DEL
SOLEShares6.50K
TypeSH
Market value$3.27M
1.39%
Sole
0.00
Shared
0.00
None
6.50K
VANGUARD SPECIALIZED FUNDS
SOLEShares14.46K
TypeSH
Market value$3.18M
1.35%
Sole
0.00
Shared
0.00
None
14.46K
JPMORGAN CHASE & CO.
SOLEShares9.23K
TypeSH
Market value$2.97M
1.26%
Sole
0.00
Shared
0.00
None
9.23K
ISHARES TR
SOLEShares28.39K
TypeSH
Market value$2.85M
1.21%
Sole
0.00
Shared
0.00
None
28.39K
AMERICAN EXPRESS CO
SOLEShares7.34K
TypeSH
Market value$2.71M
1.15%
Sole
0.00
Shared
0.00
None
7.34K
KINETIK HOLDINGS INC COM
SOLEShares73.23K
TypeSH
Market value$2.64M
1.12%
Sole
0.00
Shared
0.00
None
73.23K
COSTCO WHOLESALE CORPORATION
SOLEShares3.05K
TypeSH
Market value$2.63M
1.11%
Sole
0.00
Shared
0.00
None
3.05K
CHEVRON CORP
SOLEShares16.95K
TypeSH
Market value$2.58M
1.10%
Sole
0.00
Shared
0.00
None
16.95K
INTERNATIONAL BUSINESS MACHS
SOLEShares8.42K
TypeSH
Market value$2.49M
1.06%
Sole
0.00
Shared
0.00
None
8.42K
BAYCOM CORP
SOLEShares80.01K
TypeSH
Market value$2.35M
1.00%
Sole
0.00
Shared
0.00
None
80.01K
PARKE BANCORP INC
SOLEShares91.60K
TypeSH
Market value$2.29M
0.97%
Sole
0.00
Shared
0.00
None
91.60K
MODINE MFG CO
SOLEShares16.64K
TypeSH
Market value$2.22M
0.94%
Sole
0.00
Shared
0.00
None
16.64K
CISCO SYS INC
SOLEShares28.83K
TypeSH
Market value$2.22M
0.94%
Sole
0.00
Shared
0.00
None
28.83K
SENECA FOODS CORP
SOLEShares20K
TypeSH
Market value$2.21M
0.94%
Sole
0.00
Shared
0.00
None
20K
FIRSTSUN CAP BANCORP
SOLEShares58.67K
TypeSH
Market value$2.21M
0.94%
Sole
0.00
Shared
0.00
None
58.67K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 48.50K | SH | $13.19M 5.59% | 0.00 | 0.00 | 48.50K |
PERMA-PIPE INTL HLDGS INCSOLE | COM | 235.24K | SH | $7.14M 3.03% | 0.00 | 0.00 | 235.24K |
MSA SAFETY INCSOLE | COM | 32.15K | SH | $5.15M 2.18% | 0.00 | 0.00 | 32.15K |
CATERPILLAR INCSOLE | COM | 8.60K | SH | $4.93M 2.09% | 0.00 | 0.00 | 8.60K |
PLUMAS BANCORPSOLE | COM | 106.28K | SH | $4.75M 2.01% | 0.00 | 0.00 | 106.28K |
VISA INCSOLE | COM CL A | 13.14K | SH | $4.61M 1.95% | 0.00 | 0.00 | 13.14K |
DONEGAL GROUP INCSOLE | CL A | 212.30K | SH | $4.24M 1.80% | 0.00 | 0.00 | 212.30K |
SUMMIT ST BK SANTA ROSA CALIFSOLE | COM | 346.81K | SH | $4.03M 1.71% | 0.00 | 0.00 | 346.81K |
MICROSOFT CORPSOLE | COM | 7.31K | SH | $3.53M 1.50% | 0.00 | 0.00 | 7.31K |
ISHARES TRSOLE | CORE S&P500 ETF | 4.85K | SH | $3.32M 1.41% | 0.00 | 0.00 | 4.85K |
BERKSHIRE HATHAWA INC DELSOLE | CL B NEW | 6.50K | SH | $3.27M 1.39% | 0.00 | 0.00 | 6.50K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 14.46K | SH | $3.18M 1.35% | 0.00 | 0.00 | 14.46K |
JPMORGAN CHASE & CO.SOLE | COM | 9.23K | SH | $2.97M 1.26% | 0.00 | 0.00 | 9.23K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 28.39K | SH | $2.85M 1.21% | 0.00 | 0.00 | 28.39K |
AMERICAN EXPRESS COSOLE | COM | 7.34K | SH | $2.71M 1.15% | 0.00 | 0.00 | 7.34K |
KINETIK HOLDINGS INC COMSOLE | NEW CL A | 73.23K | SH | $2.64M 1.12% | 0.00 | 0.00 | 73.23K |
COSTCO WHOLESALE CORPORATIONSOLE | COM | 3.05K | SH | $2.63M 1.11% | 0.00 | 0.00 | 3.05K |
CHEVRON CORPSOLE | NEW COM | 16.95K | SH | $2.58M 1.10% | 0.00 | 0.00 | 16.95K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 8.42K | SH | $2.49M 1.06% | 0.00 | 0.00 | 8.42K |
BAYCOM CORPSOLE | COM | 80.01K | SH | $2.35M 1.00% | 0.00 | 0.00 | 80.01K |
PARKE BANCORP INCSOLE | COM | 91.60K | SH | $2.29M 0.97% | 0.00 | 0.00 | 91.60K |
MODINE MFG COSOLE | COM | 16.64K | SH | $2.22M 0.94% | 0.00 | 0.00 | 16.64K |
CISCO SYS INCSOLE | COM | 28.83K | SH | $2.22M 0.94% | 0.00 | 0.00 | 28.83K |
SENECA FOODS CORPSOLE | NEW CL A | 20K | SH | $2.21M 0.94% | 0.00 | 0.00 | 20K |
FIRSTSUN CAP BANCORPSOLE | COM | 58.67K | SH | $2.21M 0.94% | 0.00 | 0.00 | 58.67K |
Page 1 of 36
…