BRUBAKER TERRY LEE

PrivateCIK: 1238284

Location

MCLEAN, VA

GLADSTONE INVESTMENT CORPORATION\DE

→GLADSTONE ALTERNATIVE INCOME FUND

Dec 18, 2024·Dec 18, 2024

1 txn

GLADSTONE INVESTMENT CORPORATION\DE

→GLADSTONE ALTERNATIVE INCOME FUND

Dec 13, 2024·Dec 13, 2024

1 txn

SATERI JOHN

→GLADSTONE ALTERNATIVE INCOME FUND

Dec 10, 2024·Dec 10, 2024

1 txn

LICALSI MICHAEL

→GLADSTONE ALTERNATIVE INCOME FUND

Dec 10, 2024·Dec 10, 2024

1 txn

SMITH JENNIFER A

→GLADSTONE ALTERNATIVE INCOME FUND

Dec 10, 2024·Dec 10, 2024

1 txn

MALESARDI MICHAEL J

→GLADSTONE ALTERNATIVE INCOME FUND

Dec 10, 2024·Dec 10, 2024

1 txn

GLADSTONE INVESTMENT CORPORATION\DE

→GLADSTONE ALTERNATIVE INCOME FUND

Dec 10, 2024·Dec 10, 2024

1 txn

RITCHIE TAYLOR

→GLADSTONE INVESTMENT CORPORATION\DE

Nov 15, 2024·Nov 15, 2024

1 txn

GLADSTONE COMPANIES, INC.

→GLADSTONE ALTERNATIVE INCOME FUND

Nov 6, 2024·Nov 6, 2024

1 txn

MIZUHO SECURITIES USA LLC

→GLOBAL SYSTEM DYNAMICS, INC.

Aug 14, 2023·Aug 14, 2023

1 txn

MIZUHO SECURITIES USA LLC

→GLOBAL SYSTEM DYNAMICS, INC.

Aug 14, 2023·Aug 14, 2023

1 txn

YAKIRA CAPITAL MANAGEMENT, INC.

→GLOBAL SYSTEM DYNAMICS, INC.

Feb 9, 2023·Feb 9, 2023

2 txn

YAKIRA CAPITAL MANAGEMENT, INC.

→GLOBAL SYSTEM DYNAMICS, INC.

Feb 9, 2023·Feb 9, 2023

1 txn

WILKINSON WALTER H

→GLADSTONE INVESTMENT CORPORATION\DE

Feb 7, 2023·Feb 7, 2023

1 txn

MULLINS GEOFFREY SEAN

→GLOBAL SYSTEM DYNAMICS, INC.

Oct 20, 2022·Oct 20, 2022

1 txn

ILER J RICHARD

→GLOBAL SYSTEM DYNAMICS, INC.

Oct 20, 2022·Oct 20, 2022

1 txn

NOVARA PAULA

→GLADSTONE INVESTMENT CORPORATION\DE

Oct 18, 2022·Oct 18, 2022

1 txn

SMITH JENNIFER A

→GLADSTONE INVESTMENT CORPORATION\DE

Aug 19, 2022·Aug 19, 2022

1 txn

GLADSTONE SPONSOR, LLC

→GLOBAL SYSTEM DYNAMICS, INC.

Sep 20, 2021·Sep 20, 2021

1 txn

GLADSTONE SPONSOR, LLC

→GLOBAL SYSTEM DYNAMICS, INC.

Aug 4, 2021·Aug 4, 2021

1 txn

BRUBAKER TERRY LEE

→GLADSTONE INVESTMENT CORPORATION\DE

Mar 24, 2020·Mar 24, 2020

1 txn

RYAN JULIA

→GLADSTONE INVESTMENT CORPORATION\DE

Mar 23, 2020·Mar 23, 2020

1 txn

BRUBAKER TERRY LEE

→GLADSTONE INVESTMENT CORPORATION\DE

Mar 20, 2020·Mar 20, 2020

1 txn

BRUBAKER TERRY LEE

→GLADSTONE INVESTMENT CORPORATION\DE

Mar 19, 2020·Mar 19, 2020

1 txn

LICALSI MICHAEL

→GLADSTONE INVESTMENT CORPORATION\DE

Mar 16, 2020·Mar 16, 2020

1 txn

Page 1 of 2 · 28 total

Filer	Form	Target	Filed	Activity
GLADSTONE INVESTMENT CORPORATION\DECIK · 1321741	4 Trade	GLADSTONE ALTERNATIVE INCOME FUNDCIK · 2026098	Dec 18, 2024 Dec 18, 2024	1txn
GLADSTONE INVESTMENT CORPORATION\DECIK · 1321741	4 Trade	GLADSTONE ALTERNATIVE INCOME FUNDCIK · 2026098	Dec 13, 2024 Dec 13, 2024	1txn
SATERI JOHNCIK · 2042371	4 Trade	GLADSTONE ALTERNATIVE INCOME FUNDCIK · 2026098	Dec 10, 2024 Dec 10, 2024	1txn
LICALSI MICHAELCIK · 1475246	4 Trade	GLADSTONE ALTERNATIVE INCOME FUNDCIK · 2026098	Dec 10, 2024 Dec 10, 2024	1txn
SMITH JENNIFER ACIK · 1614473	4 Trade	GLADSTONE ALTERNATIVE INCOME FUNDCIK · 2026098	Dec 10, 2024 Dec 10, 2024	1txn
MALESARDI MICHAEL JCIK · 1070156	4 Trade	GLADSTONE ALTERNATIVE INCOME FUNDCIK · 2026098	Dec 10, 2024 Dec 10, 2024	1txn
GLADSTONE INVESTMENT CORPORATION\DECIK · 1321741	3 Initial	GLADSTONE ALTERNATIVE INCOME FUNDCIK · 2026098	Dec 10, 2024 Dec 10, 2024	1txn
RITCHIE TAYLORCIK · 2045064	3 Initial	GLADSTONE INVESTMENT CORPORATION\DECIK · 1321741	Nov 15, 2024 Nov 15, 2024	1txn
GLADSTONE COMPANIES, INC.CIK · 1805586	3 Initial	GLADSTONE ALTERNATIVE INCOME FUNDCIK · 2026098	Nov 6, 2024 Nov 6, 2024	1txn
MIZUHO SECURITIES USA LLCCIK · 812291	4 Trade	GLOBAL SYSTEM DYNAMICS, INC.CIK · 1843248	Aug 14, 2023 Aug 14, 2023	1txn
MIZUHO SECURITIES USA LLCCIK · 812291	3 Initial	GLOBAL SYSTEM DYNAMICS, INC.CIK · 1843248	Aug 14, 2023 Aug 14, 2023	1txn
YAKIRA CAPITAL MANAGEMENT, INC.CIK · 1584639	4 Trade	GLOBAL SYSTEM DYNAMICS, INC.CIK · 1843248	Feb 9, 2023 Feb 9, 2023	2txn
YAKIRA CAPITAL MANAGEMENT, INC.CIK · 1584639	3 Initial	GLOBAL SYSTEM DYNAMICS, INC.CIK · 1843248	Feb 9, 2023 Feb 9, 2023	1txn
WILKINSON WALTER HCIK · 1222437	4 Trade	GLADSTONE INVESTMENT CORPORATION\DECIK · 1321741	Feb 7, 2023 Feb 7, 2023	1txn
MULLINS GEOFFREY SEANCIK · 1950172	3 Initial	GLOBAL SYSTEM DYNAMICS, INC.CIK · 1843248	Oct 20, 2022 Oct 20, 2022	1txn
ILER J RICHARDCIK · 1270650	3 Initial	GLOBAL SYSTEM DYNAMICS, INC.CIK · 1843248	Oct 20, 2022 Oct 20, 2022	1txn
NOVARA PAULACIK · 1950858	3 Initial	GLADSTONE INVESTMENT CORPORATION\DECIK · 1321741	Oct 18, 2022 Oct 18, 2022	1txn
SMITH JENNIFER ACIK · 1614473	4 Trade	GLADSTONE INVESTMENT CORPORATION\DECIK · 1321741	Aug 19, 2022 Aug 19, 2022	1txn
GLADSTONE SPONSOR, LLCCIK · 1843235	4 Trade	GLOBAL SYSTEM DYNAMICS, INC.CIK · 1843248	Sep 20, 2021 Sep 20, 2021	1txn
GLADSTONE SPONSOR, LLCCIK · 1843235	3 Initial	GLOBAL SYSTEM DYNAMICS, INC.CIK · 1843248	Aug 4, 2021 Aug 4, 2021	1txn
BRUBAKER TERRY LEECIK · 1238284	4 Trade	GLADSTONE INVESTMENT CORPORATION\DECIK · 1321741	Mar 24, 2020 Mar 24, 2020	1txn
RYAN JULIACIK · 1639103	4 Trade	GLADSTONE INVESTMENT CORPORATION\DECIK · 1321741	Mar 23, 2020 Mar 23, 2020	1txn
BRUBAKER TERRY LEECIK · 1238284	4 Trade	GLADSTONE INVESTMENT CORPORATION\DECIK · 1321741	Mar 20, 2020 Mar 20, 2020	1txn
BRUBAKER TERRY LEECIK · 1238284	4 Trade	GLADSTONE INVESTMENT CORPORATION\DECIK · 1321741	Mar 19, 2020 Mar 19, 2020	1txn
LICALSI MICHAELCIK · 1475246	4 Trade	GLADSTONE INVESTMENT CORPORATION\DECIK · 1321741	Mar 16, 2020 Mar 16, 2020	1txn

Page 1 of 2 · 28 total