BROADVIEW FINANCIAL MANAGEMENT, LLC

PrivateCIK: 1697024

Location

WAUWATOSA, WI

Positions

$146.43M

Total AUM (reported)

1.62M

Total Shares

Allocation by class

ETF$146.43M100.0%

Portfolio Concentration

Top 3$49.79M34.0%

4–10$55.69M38.0%

11–25$32.84M22.4%

Rest$8.11M5.5%

Top 3 weight

34.0%

Top 10 weight

72.0%

Voting Authority Distribution

Total shares with voting rights: 1.62M

Sole

Full voting authority

33.97K

% of voting shares2.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.59M

% of voting shares97.9%

Investment Discretion (by position count)

Sole40

Shared0

Other0

Dominant voting typeNone · 97.9% of voting shares

Institutional Holdings40

Rows:

ISHARES CORE MSCI EAFE

SOLE

ETF

Shares258.14K

TypeSH

Market value$23.37M

15.96%

Sole

7.35K

Shared

0.00

None

250.79K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares23.32K

TypeSH

Market value$15.23M

10.40%

Sole

527.00

Shared

0.00

None

22.79K

VANGUARD TOTAL BOND MARKET ETF

SOLE

ETF

Shares151.93K

TypeSH

Market value$11.19M

7.64%

Sole

2.27K

Shared

0.00

None

149.66K

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares51.96K

TypeSH

Market value$10.97M

7.49%

Sole

3.75K

Shared

0.00

None

48.22K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares88.67K

TypeSH

Market value$10.03M

6.85%

Sole

712.00

Shared

0.00

None

87.95K

ISHARES S&P MID-CAP 400 GROWTH ETF

SOLE

ETF

Shares92.71K

TypeSH

Market value$9.33M

6.37%

Sole

2.49K

Shared

0.00

None

90.22K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares117.31K

TypeSH

Market value$8.18M

5.59%

Sole

407.00

Shared

0.00

None

116.90K

VANGUARD FTSE DEVELOPED MARKETS ETF

SOLE

ETF

Shares98.95K

TypeSH

Market value$6.34M

4.33%

Sole

1.53K

Shared

0.00

None

97.42K

ISHARES S&P MIDCAP 400 VALUE ETF

SOLE

ETF

Shares44.40K

TypeSH

Market value$5.88M

4.02%

Sole

389.00

Shared

0.00

None

44.01K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares23.17K

TypeSH

Market value$4.95M

3.38%

Sole

0.00

Shared

0.00

None

23.17K

ISHARES S&P SMALLCAP 600 VALUE ETF

SOLE

ETF

Shares29.28K

TypeSH

Market value$3.47M

2.37%

Sole

472.00

Shared

0.00

None

28.80K

SCHWAB U.S. LARGE-CAP GROWTH ETF

SOLE

ETF

Shares115.94K

TypeSH

Market value$3.38M

2.31%

Sole

0.00

Shared

0.00

None

115.94K

SCHWAB U.S. LARGE-CAP ETF

SOLE

ETF

Shares124.35K

TypeSH

Market value$3.19M

2.18%

Sole

0.00

Shared

0.00

None

124.35K

ISHARES S&P SMALL-CAP 600 GROWTH ETF

SOLE

ETF

Shares19.13K

TypeSH

Market value$2.77M

1.89%

Sole

582.00

Shared

0.00

None

18.55K

SCHWAB U.S. LARGE-CAP VALUE ETF

SOLE

ETF

Shares88.33K

TypeSH

Market value$2.69M

1.84%

Sole

0.00

Shared

0.00

None

88.33K

VANGUARD REIT INDEX ETF

SOLE

ETF

Shares29.46K

TypeSH

Market value$2.61M

1.78%

Sole

1.10K

Shared

0.00

None

28.36K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares35.56K

TypeSH

Market value$2.40M

1.64%

Sole

4.12K

Shared

0.00

None

31.45K

ISHARES RUSSELL 1000 ETF

SOLE

ETF

Shares6.36K

TypeSH

Market value$2.27M

1.55%

Sole

0.00

Shared

0.00

None

6.36K

ISHARES US REAL ESTATE ETF

SOLE

ETF

Shares21.09K

TypeSH

Market value$1.99M

1.36%

Sole

293.00

Shared

0.00

None

20.80K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares4.22K

TypeSH

Market value$1.80M

1.23%

Sole

0.00

Shared

0.00

None

4.22K

STATE STREET SPDR S&P 400 MID CAP GROWTH ETF

SOLE

ETF

Shares16.31K

TypeSH

Market value$1.57M

1.07%

Sole

0.00

Shared

0.00

None

16.31K

ISHARES RUSSELL MIDCAP VALUE INDEX

SOLE

ETF

Shares10.43K

TypeSH

Market value$1.52M

1.04%

Sole

975.00

Shared

0.00

None

9.46K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares9.83K

TypeSH

Market value$1.22M

0.83%

Sole

0.00

Shared

0.00

None

9.83K

ISHARES TRUST CORE MSCI TOTAL INTL STK ETF

SOLE

ETF

Shares11.68K

TypeSH

Market value$1.01M

0.69%

Sole

5.92K

Shared

0.00

None

5.75K

ISHARES RUSSELL 2000 ETF

SOLE

ETF

Shares3.83K

TypeSH

Market value$950.8K

0.65%

Sole

0.00

Shared

0.00

None

3.83K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES CORE MSCI EAFESOLE	ETF	258.14K	SH	$23.37M 15.96%	7.35K	250.79K
ISHARES S&P 500 INDEXSOLE	ETF	23.32K	SH	$15.23M 10.40%	527.00	22.79K
VANGUARD TOTAL BOND MARKET ETFSOLE	ETF	151.93K	SH	$11.19M 7.64%	2.27K	149.66K
ISHARES S&P 500 VALUE ETFSOLE	ETF	51.96K	SH	$10.97M 7.49%	3.75K	48.22K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	88.67K	SH	$10.03M 6.85%	712.00	87.95K
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE	ETF	92.71K	SH	$9.33M 6.37%	2.49K	90.22K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	117.31K	SH	$8.18M 5.59%	407.00	116.90K
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE	ETF	98.95K	SH	$6.34M 4.33%	1.53K	97.42K
ISHARES S&P MIDCAP 400 VALUE ETFSOLE	ETF	44.40K	SH	$5.88M 4.02%	389.00	44.01K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	23.17K	SH	$4.95M 3.38%	0.00	23.17K
ISHARES S&P SMALLCAP 600 VALUE ETFSOLE	ETF	29.28K	SH	$3.47M 2.37%	472.00	28.80K
SCHWAB U.S. LARGE-CAP GROWTH ETFSOLE	ETF	115.94K	SH	$3.38M 2.31%	0.00	115.94K
SCHWAB U.S. LARGE-CAP ETFSOLE	ETF	124.35K	SH	$3.19M 2.18%	0.00	124.35K
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE	ETF	19.13K	SH	$2.77M 1.89%	582.00	18.55K
SCHWAB U.S. LARGE-CAP VALUE ETFSOLE	ETF	88.33K	SH	$2.69M 1.84%	0.00	88.33K
VANGUARD REIT INDEX ETFSOLE	ETF	29.46K	SH	$2.61M 1.78%	1.10K	28.36K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	35.56K	SH	$2.40M 1.64%	4.12K	31.45K
ISHARES RUSSELL 1000 ETFSOLE	ETF	6.36K	SH	$2.27M 1.55%	0.00	6.36K
ISHARES US REAL ESTATE ETFSOLE	ETF	21.09K	SH	$1.99M 1.36%	293.00	20.80K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	4.22K	SH	$1.80M 1.23%	0.00	4.22K
STATE STREET SPDR S&P 400 MID CAP GROWTH ETFSOLE	ETF	16.31K	SH	$1.57M 1.07%	0.00	16.31K
ISHARES RUSSELL MIDCAP VALUE INDEXSOLE	ETF	10.43K	SH	$1.52M 1.04%	975.00	9.46K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	9.83K	SH	$1.22M 0.83%	0.00	9.83K
ISHARES TRUST CORE MSCI TOTAL INTL STK ETFSOLE	ETF	11.68K	SH	$1.01M 0.69%	5.92K	5.75K
ISHARES RUSSELL 2000 ETFSOLE	ETF	3.83K	SH	$950.8K 0.65%	0.00	3.83K

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