Filed: 11/15/2023ACC: 0001697024-23-000006
📋 What this filing means
BROADVIEW FINANCIAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $108.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$108.11M
Total AUM (reported)
1.33M
Total Shares
Allocation by class
ETF$108.11M100.0%
Portfolio Concentration
Top 3$38.48M35.6%
4–10$40.02M37.0%
11–25$24.93M23.1%
Rest$4.68M4.3%
Top 3 weight
35.6%
Top 10 weight
72.6%
Voting Authority Distribution
Total shares with voting rights: 1.33M
Sole
Full voting authority
33.16K
shares
% of voting shares2.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.30M
shares
% of voting shares97.5%
Investment Discretion (by position count)
Sole36
Shared0
Other0
Dominant voting typeNone · 97.5% of voting shares
Institutional Holdings36
Rows:
ISHARES CORE MSCI EAFE
SOLEShares266.10K
TypeSH
Market value$17.12M
15.84%
Sole
7.43K
Shared
0.00
None
258.67K
ISHARES S&P 500 INDEX
SOLEShares28.66K
TypeSH
Market value$12.31M
11.38%
Sole
761.00
Shared
0.00
None
27.90K
ISHARES S&P 500 VALUE ETF
SOLEShares58.81K
TypeSH
Market value$9.05M
8.37%
Sole
3.77K
Shared
0.00
None
55.04K
ISHARES CORE MSCI EMERGING MKTS
SOLEShares166.20K
TypeSH
Market value$7.91M
7.32%
Sole
1.24K
Shared
0.00
None
164.96K
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares108.46K
TypeSH
Market value$7.84M
7.25%
Sole
3K
Shared
0.00
None
105.47K
ISHARES S&P 500 GROWTH ETF
SOLEShares108.42K
TypeSH
Market value$7.42M
6.86%
Sole
1.02K
Shared
0.00
None
107.39K
VANGUARD FTSE DEVELOPED MARKETS ETF
SOLEShares119.50K
TypeSH
Market value$5.22M
4.83%
Sole
3.32K
Shared
0.00
None
116.18K
ISHARES S&P MIDCAP 400 VALUE ETF
SOLEShares45.71K
TypeSH
Market value$4.61M
4.27%
Sole
520.00
Shared
0.00
None
45.19K
ISHARES RUSSELL 1000 VALUE ETF
SOLEShares25.32K
TypeSH
Market value$3.84M
3.56%
Sole
0.00
Shared
0.00
None
25.32K
ISHARES S&P SMALLCAP 600 VALUE ETF
SOLEShares35.55K
TypeSH
Market value$3.17M
2.93%
Sole
665.00
Shared
0.00
None
34.88K
VANGUARD REIT INDEX ETF
SOLEShares38.21K
TypeSH
Market value$2.89M
2.67%
Sole
1.45K
Shared
0.00
None
36.76K
SCHWAB U.S. LARGE-CAP GROWTH ETF
SOLEShares39.58K
TypeSH
Market value$2.88M
2.66%
Sole
0.00
Shared
0.00
None
39.58K
SCHWAB U.S. LARGE-CAP ETF
SOLEShares51.66K
TypeSH
Market value$2.61M
2.42%
Sole
0.00
Shared
0.00
None
51.66K
ISHARES CORE S&P MID CAP ETF
SOLEShares8.94K
TypeSH
Market value$2.23M
2.06%
Sole
811.00
Shared
0.00
None
8.13K
ISHARES S&P SMALL-CAP 600 GROWTH ETF
SOLEShares19.86K
TypeSH
Market value$2.18M
2.01%
Sole
633.00
Shared
0.00
None
19.23K
SCHWAB U.S. LARGE-CAP VALUE ETF
SOLEShares31.91K
TypeSH
Market value$2.06M
1.90%
Sole
0.00
Shared
0.00
None
31.91K
ISHARES RUSSELL 1000 ETF
SOLEShares6.91K
TypeSH
Market value$1.62M
1.50%
Sole
0.00
Shared
0.00
None
6.91K
ISHARES US REAL ESTATE ETF
SOLEShares18.57K
TypeSH
Market value$1.45M
1.34%
Sole
370.00
Shared
0.00
None
18.20K
ISHARES RUSSELL 1000 GROWTH ETF
SOLEShares5.25K
TypeSH
Market value$1.40M
1.29%
Sole
0.00
Shared
0.00
None
5.24K
ISHARES RUSSELL MIDCAP VALUE INDEX
SOLEShares11.41K
TypeSH
Market value$1.19M
1.10%
Sole
1.14K
Shared
0.00
None
10.27K
SPDR S&P 400 MID CAP GROWTH ETF
SOLEShares17K
TypeSH
Market value$1.18M
1.09%
Sole
0.00
Shared
0.00
None
17K
ISHARES S&P SMALLCAP 600 ETF
SOLEShares9.97K
TypeSH
Market value$940.1K
0.87%
Sole
0.00
Shared
0.00
None
9.96K
ISHARES TRUST CORE MSCI TOTAL INTL STK ETF
SOLEShares13.44K
TypeSH
Market value$806.4K
0.75%
Sole
5.93K
Shared
0.00
None
7.51K
ISHARES RUSSELL 2000 ETF
SOLEShares4.39K
TypeSH
Market value$775.4K
0.72%
Sole
0.00
Shared
0.00
None
4.39K
SPDR PORTFOLIO EMERGING MARKETS ETF
SOLEShares21.74K
TypeSH
Market value$729.9K
0.68%
Sole
616.00
Shared
0.00
None
21.13K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES CORE MSCI EAFESOLE | ETF | 266.10K | SH | $17.12M 15.84% | 7.43K | 0.00 | 258.67K |
ISHARES S&P 500 INDEXSOLE | ETF | 28.66K | SH | $12.31M 11.38% | 761.00 | 0.00 | 27.90K |
ISHARES S&P 500 VALUE ETFSOLE | ETF | 58.81K | SH | $9.05M 8.37% | 3.77K | 0.00 | 55.04K |
ISHARES CORE MSCI EMERGING MKTSSOLE | ETF | 166.20K | SH | $7.91M 7.32% | 1.24K | 0.00 | 164.96K |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 108.46K | SH | $7.84M 7.25% | 3K | 0.00 | 105.47K |
ISHARES S&P 500 GROWTH ETFSOLE | ETF | 108.42K | SH | $7.42M 6.86% | 1.02K | 0.00 | 107.39K |
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE | ETF | 119.50K | SH | $5.22M 4.83% | 3.32K | 0.00 | 116.18K |
ISHARES S&P MIDCAP 400 VALUE ETFSOLE | ETF | 45.71K | SH | $4.61M 4.27% | 520.00 | 0.00 | 45.19K |
ISHARES RUSSELL 1000 VALUE ETFSOLE | ETF | 25.32K | SH | $3.84M 3.56% | 0.00 | 0.00 | 25.32K |
ISHARES S&P SMALLCAP 600 VALUE ETFSOLE | ETF | 35.55K | SH | $3.17M 2.93% | 665.00 | 0.00 | 34.88K |
VANGUARD REIT INDEX ETFSOLE | ETF | 38.21K | SH | $2.89M 2.67% | 1.45K | 0.00 | 36.76K |
SCHWAB U.S. LARGE-CAP GROWTH ETFSOLE | ETF | 39.58K | SH | $2.88M 2.66% | 0.00 | 0.00 | 39.58K |
SCHWAB U.S. LARGE-CAP ETFSOLE | ETF | 51.66K | SH | $2.61M 2.42% | 0.00 | 0.00 | 51.66K |
ISHARES CORE S&P MID CAP ETFSOLE | ETF | 8.94K | SH | $2.23M 2.06% | 811.00 | 0.00 | 8.13K |
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE | ETF | 19.86K | SH | $2.18M 2.01% | 633.00 | 0.00 | 19.23K |
SCHWAB U.S. LARGE-CAP VALUE ETFSOLE | ETF | 31.91K | SH | $2.06M 1.90% | 0.00 | 0.00 | 31.91K |
ISHARES RUSSELL 1000 ETFSOLE | ETF | 6.91K | SH | $1.62M 1.50% | 0.00 | 0.00 | 6.91K |
ISHARES US REAL ESTATE ETFSOLE | ETF | 18.57K | SH | $1.45M 1.34% | 370.00 | 0.00 | 18.20K |
ISHARES RUSSELL 1000 GROWTH ETFSOLE | ETF | 5.25K | SH | $1.40M 1.29% | 0.00 | 0.00 | 5.24K |
ISHARES RUSSELL MIDCAP VALUE INDEXSOLE | ETF | 11.41K | SH | $1.19M 1.10% | 1.14K | 0.00 | 10.27K |
SPDR S&P 400 MID CAP GROWTH ETFSOLE | ETF | 17K | SH | $1.18M 1.09% | 0.00 | 0.00 | 17K |
ISHARES S&P SMALLCAP 600 ETFSOLE | ETF | 9.97K | SH | $940.1K 0.87% | 0.00 | 0.00 | 9.96K |
ISHARES TRUST CORE MSCI TOTAL INTL STK ETFSOLE | ETF | 13.44K | SH | $806.4K 0.75% | 5.93K | 0.00 | 7.51K |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 4.39K | SH | $775.4K 0.72% | 0.00 | 0.00 | 4.39K |
SPDR PORTFOLIO EMERGING MARKETS ETFSOLE | ETF | 21.74K | SH | $729.9K 0.68% | 616.00 | 0.00 | 21.13K |
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