BROADVIEW FINANCIAL MANAGEMENT, LLC

Filed: 8/14/2023ACC: 0001697024-23-000005

📋 What this filing means

BROADVIEW FINANCIAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 40 equity positions with a total reported market value of $117.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$117.11M

Total AUM (reported)

1.39M

Total Shares

Allocation by class

ETF$117.11M100.0%

Portfolio Concentration

Top 3$41.08M35.1%

4–10$42.30M36.1%

11–25$27.17M23.2%

Rest$6.55M5.6%

Top 3 weight

35.1%

Top 10 weight

71.2%

Voting Authority Distribution

Total shares with voting rights: 1.39M

Sole

Full voting authority

34.86K

% of voting shares2.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.35M

% of voting shares97.5%

Investment Discretion (by position count)

Sole40

Shared0

Other0

Dominant voting typeNone · 97.5% of voting shares

Institutional Holdings40

Rows:

ISHARES CORE MSCI EAFE

SOLE

ETF

Shares270.39K

TypeSH

Market value$18.25M

15.58%

Sole

7.55K

Shared

0.00

None

262.83K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares29.46K

TypeSH

Market value$13.13M

11.21%

Sole

773.00

Shared

0.00

None

28.69K

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares60.19K

TypeSH

Market value$9.70M

8.28%

Sole

3.85K

Shared

0.00

None

56.34K

ISHARES S&P MID-CAP 400 GROWTH ETF

SOLE

ETF

Shares109.88K

TypeSH

Market value$8.24M

7.04%

Sole

3.05K

Shared

0.00

None

106.82K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares167.01K

TypeSH

Market value$8.23M

7.03%

Sole

1.28K

Shared

0.00

None

165.73K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares112.33K

TypeSH

Market value$7.92M

6.76%

Sole

1.08K

Shared

0.00

None

111.24K

VANGUARD FTSE DEVELOPED MARKETS ETF

SOLE

ETF

Shares119.04K

TypeSH

Market value$5.50M

4.69%

Sole

3.31K

Shared

0.00

None

115.73K

ISHARES S&P MIDCAP 400 VALUE ETF

SOLE

ETF

Shares45.99K

TypeSH

Market value$4.93M

4.21%

Sole

520.00

Shared

0.00

None

45.47K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares25.65K

TypeSH

Market value$4.05M

3.46%

Sole

0.00

Shared

0.00

None

25.65K

ISHARES S&P SMALLCAP 600 VALUE ETF

SOLE

ETF

Shares36.19K

TypeSH

Market value$3.44M

2.94%

Sole

705.00

Shared

0.00

None

35.48K

VANGUARD REIT INDEX ETF

SOLE

ETF

Shares39.13K

TypeSH

Market value$3.27M

2.79%

Sole

1.44K

Shared

0.00

None

37.69K

SCHWAB U.S. LARGE-CAP GROWTH ETF

SOLE

ETF

Shares40.72K

TypeSH

Market value$3.05M

2.61%

Sole

0.00

Shared

0.00

None

40.72K

SCHWAB U.S. LARGE-CAP ETF

SOLE

ETF

Shares52.26K

TypeSH

Market value$2.74M

2.34%

Sole

0.00

Shared

0.00

None

52.26K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares9.07K

TypeSH

Market value$2.37M

2.02%

Sole

811.00

Shared

0.00

None

8.26K

ISHARES S&P SMALL-CAP 600 GROWTH ETF

SOLE

ETF

Shares19.99K

TypeSH

Market value$2.30M

1.96%

Sole

633.00

Shared

0.00

None

19.36K

SCHWAB U.S. LARGE-CAP VALUE ETF

SOLE

ETF

Shares31.77K

TypeSH

Market value$2.13M

1.82%

Sole

0.00

Shared

0.00

None

31.77K

ISHARES RUSSELL 1000 ETF

SOLE

ETF

Shares6.96K

TypeSH

Market value$1.70M

1.45%

Sole

0.00

Shared

0.00

None

6.96K

ISHARES US REAL ESTATE ETF

SOLE

ETF

Shares19.47K

TypeSH

Market value$1.69M

1.44%

Sole

645.00

Shared

0.00

None

18.83K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares5.26K

TypeSH

Market value$1.45M

1.24%

Sole

0.00

Shared

0.00

None

5.26K

ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FD

SOLE

ETF

Shares12.85K

TypeSH

Market value$1.34M

1.14%

Sole

1.04K

Shared

0.00

None

11.81K

ISHARES RUSSELL MIDCAP VALUE INDEX

SOLE

ETF

Shares11.49K

TypeSH

Market value$1.26M

1.08%

Sole

1.14K

Shared

0.00

None

10.35K

SPDR S&P 400 MID CAP GROWTH ETF

SOLE

ETF

Shares17.08K

TypeSH

Market value$1.22M

1.05%

Sole

0.00

Shared

0.00

None

17.08K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares9.97K

TypeSH

Market value$993.9K

0.85%

Sole

0.00

Shared

0.00

None

9.97K

ISHARES TRUST CORE MSCI TOTAL INTL STK ETF

SOLE

ETF

Shares13.52K

TypeSH

Market value$846.6K

0.72%

Sole

5.93K

Shared

0.00

None

7.59K

ISHARES RUSSELL 2000 ETF

SOLE

ETF

Shares4.39K

TypeSH

Market value$821.6K

0.70%

Sole

0.00

Shared

0.00

None

4.39K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES CORE MSCI EAFESOLE	ETF	270.39K	SH	$18.25M 15.58%	7.55K	262.83K
ISHARES S&P 500 INDEXSOLE	ETF	29.46K	SH	$13.13M 11.21%	773.00	28.69K
ISHARES S&P 500 VALUE ETFSOLE	ETF	60.19K	SH	$9.70M 8.28%	3.85K	56.34K
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE	ETF	109.88K	SH	$8.24M 7.04%	3.05K	106.82K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	167.01K	SH	$8.23M 7.03%	1.28K	165.73K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	112.33K	SH	$7.92M 6.76%	1.08K	111.24K
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE	ETF	119.04K	SH	$5.50M 4.69%	3.31K	115.73K
ISHARES S&P MIDCAP 400 VALUE ETFSOLE	ETF	45.99K	SH	$4.93M 4.21%	520.00	45.47K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	25.65K	SH	$4.05M 3.46%	0.00	25.65K
ISHARES S&P SMALLCAP 600 VALUE ETFSOLE	ETF	36.19K	SH	$3.44M 2.94%	705.00	35.48K
VANGUARD REIT INDEX ETFSOLE	ETF	39.13K	SH	$3.27M 2.79%	1.44K	37.69K
SCHWAB U.S. LARGE-CAP GROWTH ETFSOLE	ETF	40.72K	SH	$3.05M 2.61%	0.00	40.72K
SCHWAB U.S. LARGE-CAP ETFSOLE	ETF	52.26K	SH	$2.74M 2.34%	0.00	52.26K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	9.07K	SH	$2.37M 2.02%	811.00	8.26K
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE	ETF	19.99K	SH	$2.30M 1.96%	633.00	19.36K
SCHWAB U.S. LARGE-CAP VALUE ETFSOLE	ETF	31.77K	SH	$2.13M 1.82%	0.00	31.77K
ISHARES RUSSELL 1000 ETFSOLE	ETF	6.96K	SH	$1.70M 1.45%	0.00	6.96K
ISHARES US REAL ESTATE ETFSOLE	ETF	19.47K	SH	$1.69M 1.44%	645.00	18.83K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	5.26K	SH	$1.45M 1.24%	0.00	5.26K
ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FDSOLE	ETF	12.85K	SH	$1.34M 1.14%	1.04K	11.81K
ISHARES RUSSELL MIDCAP VALUE INDEXSOLE	ETF	11.49K	SH	$1.26M 1.08%	1.14K	10.35K
SPDR S&P 400 MID CAP GROWTH ETFSOLE	ETF	17.08K	SH	$1.22M 1.05%	0.00	17.08K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	9.97K	SH	$993.9K 0.85%	0.00	9.97K
ISHARES TRUST CORE MSCI TOTAL INTL STK ETFSOLE	ETF	13.52K	SH	$846.6K 0.72%	5.93K	7.59K
ISHARES RUSSELL 2000 ETFSOLE	ETF	4.39K	SH	$821.6K 0.70%	0.00	4.39K

Page 1 of 2