BROADVIEW FINANCIAL MANAGEMENT, LLC

Filed: 4/28/2023ACC: 0001697024-23-000004

📋 What this filing means

BROADVIEW FINANCIAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 41 equity positions with a total reported market value of $114.56M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$114.56M

Total AUM (reported)

1.43M

Total Shares

Allocation by class

ETF$114.56M100.0%

Portfolio Concentration

Top 3$39.77M34.7%

4–10$40.87M35.7%

11–25$26.59M23.2%

Rest$7.33M6.4%

Top 3 weight

34.7%

Top 10 weight

70.4%

Voting Authority Distribution

Total shares with voting rights: 1.43M

Sole

Full voting authority

35.43K

% of voting shares2.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.40M

% of voting shares97.5%

Investment Discretion (by position count)

Sole41

Shared0

Other0

Dominant voting typeNone · 97.5% of voting shares

Institutional Holdings41

Rows:

ISHARES CORE MSCI EAFE

SOLE

ETF

Shares270.81K

TypeSH

Market value$18.10M

15.80%

Sole

7.43K

Shared

0.00

None

263.38K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares30.34K

TypeSH

Market value$12.47M

10.89%

Sole

828.00

Shared

0.00

None

29.51K

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares60.59K

TypeSH

Market value$9.20M

8.03%

Sole

3.85K

Shared

0.00

None

56.74K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares167.51K

TypeSH

Market value$8.17M

7.13%

Sole

1.27K

Shared

0.00

None

166.24K

ISHARES S&P MID-CAP 400 GROWTH ETF

SOLE

ETF

Shares110.78K

TypeSH

Market value$7.92M

6.91%

Sole

3.05K

Shared

0.00

None

107.73K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares114.05K

TypeSH

Market value$7.29M

6.36%

Sole

1.15K

Shared

0.00

None

112.89K

VANGUARD FTSE DEVELOPED MARKETS ETF

SOLE

ETF

Shares121.62K

TypeSH

Market value$5.49M

4.80%

Sole

3.39K

Shared

0.00

None

118.23K

ISHARES S&P MIDCAP 400 VALUE ETF

SOLE

ETF

Shares45.83K

TypeSH

Market value$4.71M

4.11%

Sole

519.00

Shared

0.00

None

45.31K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares25.40K

TypeSH

Market value$3.87M

3.38%

Sole

0.00

Shared

0.00

None

25.40K

ISHARES S&P SMALLCAP 600 VALUE ETF

SOLE

ETF

Shares36.49K

TypeSH

Market value$3.42M

2.98%

Sole

702.00

Shared

0.00

None

35.79K

VANGUARD REIT INDEX ETF

SOLE

ETF

Shares39.44K

TypeSH

Market value$3.28M

2.86%

Sole

1.44K

Shared

0.00

None

38K

SCHWAB U.S. LARGE-CAP GROWTH ETF

SOLE

ETF

Shares43.35K

TypeSH

Market value$2.83M

2.47%

Sole

0.00

Shared

0.00

None

43.35K

SCHWAB U.S. LARGE-CAP ETF

SOLE

ETF

Shares54.40K

TypeSH

Market value$2.63M

2.30%

Sole

0.00

Shared

0.00

None

54.40K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares9.03K

TypeSH

Market value$2.26M

1.97%

Sole

809.00

Shared

0.00

None

8.22K

ISHARES S&P SMALL-CAP 600 GROWTH ETF

SOLE

ETF

Shares20.50K

TypeSH

Market value$2.25M

1.97%

Sole

632.00

Shared

0.00

None

19.87K

SCHWAB U.S. LARGE-CAP VALUE ETF

SOLE

ETF

Shares31.16K

TypeSH

Market value$2.04M

1.78%

Sole

0.00

Shared

0.00

None

31.16K

ISHARES RUSSELL 1000 ETF

SOLE

ETF

Shares7.37K

TypeSH

Market value$1.66M

1.45%

Sole

0.00

Shared

0.00

None

7.37K

ISHARES US REAL ESTATE ETF

SOLE

ETF

Shares19.26K

TypeSH

Market value$1.63M

1.43%

Sole

642.00

Shared

0.00

None

18.61K

ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FD

SOLE

ETF

Shares13K

TypeSH

Market value$1.36M

1.19%

Sole

1.03K

Shared

0.00

None

11.96K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares5.49K

TypeSH

Market value$1.34M

1.17%

Sole

0.00

Shared

0.00

None

5.49K

ISHARES RUSSELL MIDCAP VALUE INDEX

SOLE

ETF

Shares11.59K

TypeSH

Market value$1.23M

1.07%

Sole

1.20K

Shared

0.00

None

10.38K

SPDR S&P 400 MID CAP GROWTH ETF

SOLE

ETF

Shares17.68K

TypeSH

Market value$1.21M

1.06%

Sole

0.00

Shared

0.00

None

17.68K

ISHARES TRUST CORE MSCI TOTAL INTL STK ETF

SOLE

ETF

Shares17.43K

TypeSH

Market value$1.08M

0.94%

Sole

5.84K

Shared

0.00

None

11.59K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares10.35K

TypeSH

Market value$1.00M

0.87%

Sole

0.00

Shared

0.00

None

10.35K

ISHARES RUSSELL 2000 ETF

SOLE

ETF

Shares4.38K

TypeSH

Market value$780.5K

0.68%

Sole

0.00

Shared

0.00

None

4.38K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES CORE MSCI EAFESOLE	ETF	270.81K	SH	$18.10M 15.80%	7.43K	263.38K
ISHARES S&P 500 INDEXSOLE	ETF	30.34K	SH	$12.47M 10.89%	828.00	29.51K
ISHARES S&P 500 VALUE ETFSOLE	ETF	60.59K	SH	$9.20M 8.03%	3.85K	56.74K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	167.51K	SH	$8.17M 7.13%	1.27K	166.24K
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE	ETF	110.78K	SH	$7.92M 6.91%	3.05K	107.73K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	114.05K	SH	$7.29M 6.36%	1.15K	112.89K
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE	ETF	121.62K	SH	$5.49M 4.80%	3.39K	118.23K
ISHARES S&P MIDCAP 400 VALUE ETFSOLE	ETF	45.83K	SH	$4.71M 4.11%	519.00	45.31K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	25.40K	SH	$3.87M 3.38%	0.00	25.40K
ISHARES S&P SMALLCAP 600 VALUE ETFSOLE	ETF	36.49K	SH	$3.42M 2.98%	702.00	35.79K
VANGUARD REIT INDEX ETFSOLE	ETF	39.44K	SH	$3.28M 2.86%	1.44K	38K
SCHWAB U.S. LARGE-CAP GROWTH ETFSOLE	ETF	43.35K	SH	$2.83M 2.47%	0.00	43.35K
SCHWAB U.S. LARGE-CAP ETFSOLE	ETF	54.40K	SH	$2.63M 2.30%	0.00	54.40K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	9.03K	SH	$2.26M 1.97%	809.00	8.22K
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE	ETF	20.50K	SH	$2.25M 1.97%	632.00	19.87K
SCHWAB U.S. LARGE-CAP VALUE ETFSOLE	ETF	31.16K	SH	$2.04M 1.78%	0.00	31.16K
ISHARES RUSSELL 1000 ETFSOLE	ETF	7.37K	SH	$1.66M 1.45%	0.00	7.37K
ISHARES US REAL ESTATE ETFSOLE	ETF	19.26K	SH	$1.63M 1.43%	642.00	18.61K
ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FDSOLE	ETF	13K	SH	$1.36M 1.19%	1.03K	11.96K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	5.49K	SH	$1.34M 1.17%	0.00	5.49K
ISHARES RUSSELL MIDCAP VALUE INDEXSOLE	ETF	11.59K	SH	$1.23M 1.07%	1.20K	10.38K
SPDR S&P 400 MID CAP GROWTH ETFSOLE	ETF	17.68K	SH	$1.21M 1.06%	0.00	17.68K
ISHARES TRUST CORE MSCI TOTAL INTL STK ETFSOLE	ETF	17.43K	SH	$1.08M 0.94%	5.84K	11.59K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	10.35K	SH	$1.00M 0.87%	0.00	10.35K
ISHARES RUSSELL 2000 ETFSOLE	ETF	4.38K	SH	$780.5K 0.68%	0.00	4.38K

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