Filed: 2/14/2023ACC: 0001697024-23-000002
📋 What this filing means
BROADVIEW FINANCIAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 43 equity positions with a total reported market value of $111.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
43
Positions
$111.27M
Total AUM (reported)
1.47M
Total Shares
Allocation by class
ETF$111.27M100.0%
Portfolio Concentration
Top 3$37.46M33.7%
4–10$39.13M35.2%
11–25$26.15M23.5%
Rest$8.52M7.7%
Top 3 weight
33.7%
Top 10 weight
68.8%
Voting Authority Distribution
Total shares with voting rights: 1.47M
Sole
Full voting authority
36.89K
shares
% of voting shares2.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.43M
shares
% of voting shares97.5%
Investment Discretion (by position count)
Sole43
Shared0
Other0
Dominant voting typeNone · 97.5% of voting shares
Institutional Holdings43
Rows:
ISHARES CORE MSCI EAFE
SOLEShares279.16K
TypeSH
Market value$17.21M
15.46%
Sole
7.93K
Shared
0.00
None
271.24K
ISHARES S&P 500 INDEX
SOLEShares30.36K
TypeSH
Market value$11.67M
10.48%
Sole
830.00
Shared
0.00
None
29.53K
ISHARES S&P 500 VALUE ETF
SOLEShares59.22K
TypeSH
Market value$8.59M
7.72%
Sole
3.89K
Shared
0.00
None
55.33K
ISHARES CORE MSCI EMERGING MKTS
SOLEShares166.72K
TypeSH
Market value$7.79M
7.00%
Sole
1.27K
Shared
0.00
None
165.45K
ISHARES S&P MID-CAP 400 GROWTH ETF
SOLEShares109.87K
TypeSH
Market value$7.50M
6.74%
Sole
3.06K
Shared
0.00
None
106.81K
ISHARES S&P 500 GROWTH ETF
SOLEShares115.22K
TypeSH
Market value$6.74M
6.06%
Sole
1.20K
Shared
0.00
None
114.02K
VANGUARD FTSE DEVELOPED MARKETS ETF
SOLEShares122.11K
TypeSH
Market value$5.12M
4.61%
Sole
3.58K
Shared
0.00
None
118.52K
ISHARES S&P MIDCAP 400 VALUE ETF
SOLEShares46.09K
TypeSH
Market value$4.65M
4.17%
Sole
540.00
Shared
0.00
None
45.55K
ISHARES RUSSELL 1000 VALUE ETF
SOLEShares26.43K
TypeSH
Market value$4.01M
3.60%
Sole
0.00
Shared
0.00
None
26.43K
ISHARES S&P SMALLCAP 600 VALUE ETF
SOLEShares36.40K
TypeSH
Market value$3.32M
2.99%
Sole
700.00
Shared
0.00
None
35.69K
VANGUARD REIT INDEX ETF
SOLEShares37.69K
TypeSH
Market value$3.11M
2.79%
Sole
1.40K
Shared
0.00
None
36.30K
SCHWAB U.S. LARGE-CAP ETF
SOLEShares54.48K
TypeSH
Market value$2.46M
2.21%
Sole
0.00
Shared
0.00
None
54.48K
SCHWAB U.S. LARGE-CAP GROWTH ETF
SOLEShares43.01K
TypeSH
Market value$2.39M
2.15%
Sole
0.00
Shared
0.00
None
43.01K
ISHARES S&P SMALL-CAP 600 GROWTH ETF
SOLEShares20.09K
TypeSH
Market value$2.17M
1.95%
Sole
630.00
Shared
0.00
None
19.45K
ISHARES CORE S&P MID CAP ETF
SOLEShares8.61K
TypeSH
Market value$2.08M
1.87%
Sole
826.00
Shared
0.00
None
7.79K
SCHWAB U.S. LARGE-CAP VALUE ETF
SOLEShares30.56K
TypeSH
Market value$2.02M
1.81%
Sole
0.00
Shared
0.00
None
30.56K
ISHARES US REAL ESTATE ETF
SOLEShares18.96K
TypeSH
Market value$1.60M
1.43%
Sole
549.00
Shared
0.00
None
18.41K
ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FD
SOLEShares14.92K
TypeSH
Market value$1.56M
1.40%
Sole
1.15K
Shared
0.00
None
13.77K
ISHARES RUSSELL 1000 ETF
SOLEShares7.37K
TypeSH
Market value$1.55M
1.39%
Sole
0.00
Shared
0.00
None
7.37K
ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF
SOLEShares16.18K
TypeSH
Market value$1.37M
1.23%
Sole
644.00
Shared
0.00
None
15.53K
ISHARES RUSSELL 1000 GROWTH ETF
SOLEShares5.91K
TypeSH
Market value$1.27M
1.14%
Sole
0.00
Shared
0.00
None
5.91K
ISHARES RUSSELL MIDCAP VALUE INDEX
SOLEShares11.64K
TypeSH
Market value$1.23M
1.10%
Sole
1.20K
Shared
0.00
None
10.44K
VANGUARD TOTAL INTERNATIONAL BOND ETF
SOLEShares25.06K
TypeSH
Market value$1.19M
1.07%
Sole
549.00
Shared
0.00
None
24.51K
SPDR S&P 400 MID CAP GROWTH ETF
SOLEShares17.81K
TypeSH
Market value$1.16M
1.05%
Sole
0.00
Shared
0.00
None
17.81K
ISHARES S&P SMALLCAP 600 ETF
SOLEShares10.63K
TypeSH
Market value$1.01M
0.90%
Sole
0.00
Shared
0.00
None
10.63K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES CORE MSCI EAFESOLE | ETF | 279.16K | SH | $17.21M 15.46% | 7.93K | 0.00 | 271.24K |
ISHARES S&P 500 INDEXSOLE | ETF | 30.36K | SH | $11.67M 10.48% | 830.00 | 0.00 | 29.53K |
ISHARES S&P 500 VALUE ETFSOLE | ETF | 59.22K | SH | $8.59M 7.72% | 3.89K | 0.00 | 55.33K |
ISHARES CORE MSCI EMERGING MKTSSOLE | ETF | 166.72K | SH | $7.79M 7.00% | 1.27K | 0.00 | 165.45K |
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE | ETF | 109.87K | SH | $7.50M 6.74% | 3.06K | 0.00 | 106.81K |
ISHARES S&P 500 GROWTH ETFSOLE | ETF | 115.22K | SH | $6.74M 6.06% | 1.20K | 0.00 | 114.02K |
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE | ETF | 122.11K | SH | $5.12M 4.61% | 3.58K | 0.00 | 118.52K |
ISHARES S&P MIDCAP 400 VALUE ETFSOLE | ETF | 46.09K | SH | $4.65M 4.17% | 540.00 | 0.00 | 45.55K |
ISHARES RUSSELL 1000 VALUE ETFSOLE | ETF | 26.43K | SH | $4.01M 3.60% | 0.00 | 0.00 | 26.43K |
ISHARES S&P SMALLCAP 600 VALUE ETFSOLE | ETF | 36.40K | SH | $3.32M 2.99% | 700.00 | 0.00 | 35.69K |
VANGUARD REIT INDEX ETFSOLE | ETF | 37.69K | SH | $3.11M 2.79% | 1.40K | 0.00 | 36.30K |
SCHWAB U.S. LARGE-CAP ETFSOLE | ETF | 54.48K | SH | $2.46M 2.21% | 0.00 | 0.00 | 54.48K |
SCHWAB U.S. LARGE-CAP GROWTH ETFSOLE | ETF | 43.01K | SH | $2.39M 2.15% | 0.00 | 0.00 | 43.01K |
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE | ETF | 20.09K | SH | $2.17M 1.95% | 630.00 | 0.00 | 19.45K |
ISHARES CORE S&P MID CAP ETFSOLE | ETF | 8.61K | SH | $2.08M 1.87% | 826.00 | 0.00 | 7.79K |
SCHWAB U.S. LARGE-CAP VALUE ETFSOLE | ETF | 30.56K | SH | $2.02M 1.81% | 0.00 | 0.00 | 30.56K |
ISHARES US REAL ESTATE ETFSOLE | ETF | 18.96K | SH | $1.60M 1.43% | 549.00 | 0.00 | 18.41K |
ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FDSOLE | ETF | 14.92K | SH | $1.56M 1.40% | 1.15K | 0.00 | 13.77K |
ISHARES RUSSELL 1000 ETFSOLE | ETF | 7.37K | SH | $1.55M 1.39% | 0.00 | 0.00 | 7.37K |
ISHARES JP MORGAN USD EMERGING MARKETS BOND ETFSOLE | ETF | 16.18K | SH | $1.37M 1.23% | 644.00 | 0.00 | 15.53K |
ISHARES RUSSELL 1000 GROWTH ETFSOLE | ETF | 5.91K | SH | $1.27M 1.14% | 0.00 | 0.00 | 5.91K |
ISHARES RUSSELL MIDCAP VALUE INDEXSOLE | ETF | 11.64K | SH | $1.23M 1.10% | 1.20K | 0.00 | 10.44K |
VANGUARD TOTAL INTERNATIONAL BOND ETFSOLE | ETF | 25.06K | SH | $1.19M 1.07% | 549.00 | 0.00 | 24.51K |
SPDR S&P 400 MID CAP GROWTH ETFSOLE | ETF | 17.81K | SH | $1.16M 1.05% | 0.00 | 0.00 | 17.81K |
ISHARES S&P SMALLCAP 600 ETFSOLE | ETF | 10.63K | SH | $1.01M 0.90% | 0.00 | 0.00 | 10.63K |
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