BROADVIEW FINANCIAL MANAGEMENT, LLC

Filed: 2/14/2023ACC: 0001697024-23-000001

📋 What this filing means

BROADVIEW FINANCIAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 39 equity positions with a total reported market value of $99.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$99.81M

Total AUM (reported)

1.43M

Total Shares

Allocation by class

ETF$99.81M100.0%

Portfolio Concentration

Top 3$35.06M35.1%

4–10$35.01M35.1%

11–25$23.65M23.7%

Rest$6.08M6.1%

Top 3 weight

35.1%

Top 10 weight

70.2%

Voting Authority Distribution

Total shares with voting rights: 1.43M

Sole

Full voting authority

42.41K

% of voting shares3.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.39M

% of voting shares97.0%

Investment Discretion (by position count)

Sole39

Shared0

Other0

Dominant voting typeNone · 97.0% of voting shares

Institutional Holdings39

Rows:

ISHARES CORE MSCI EAFE

SOLE

ETF

Shares293.41K

TypeSH

Market value$15.45M

15.48%

Sole

7.75K

Shared

0.00

None

285.65K

ISHARES S&P 500 INDEX

SOLE

ETF

Shares31.61K

TypeSH

Market value$11.34M

11.36%

Sole

1.42K

Shared

0.00

None

30.18K

ISHARES S&P 500 VALUE ETF

SOLE

ETF

Shares64.37K

TypeSH

Market value$8.27M

8.29%

Sole

5.22K

Shared

0.00

None

59.15K

ISHARES S&P MID-CAP 400 GROWTH ETF

SOLE

ETF

Shares111.94K

TypeSH

Market value$7.05M

7.07%

Sole

5.05K

Shared

0.00

None

106.88K

ISHARES S&P 500 GROWTH ETF

SOLE

ETF

Shares113.56K

TypeSH

Market value$6.57M

6.58%

Sole

1.20K

Shared

0.00

None

112.35K

ISHARES CORE MSCI EMERGING MKTS

SOLE

ETF

Shares141.14K

TypeSH

Market value$6.07M

6.08%

Sole

2.02K

Shared

0.00

None

139.12K

VANGUARD FTSE DEVELOPED MARKETS ETF

SOLE

ETF

Shares120K

TypeSH

Market value$4.36M

4.37%

Sole

3.54K

Shared

0.00

None

116.46K

ISHARES S&P MIDCAP 400 VALUE ETF

SOLE

ETF

Shares45.31K

TypeSH

Market value$4.08M

4.09%

Sole

1.80K

Shared

0.00

None

43.51K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

ETF

Shares26.70K

TypeSH

Market value$3.63M

3.64%

Sole

0.00

Shared

0.00

None

26.70K

ISHARES S&P SMALLCAP 600 VALUE ETF

SOLE

ETF

Shares39.40K

TypeSH

Market value$3.25M

3.25%

Sole

1.30K

Shared

0.00

None

38.10K

VANGUARD REIT INDEX ETF

SOLE

ETF

Shares35.20K

TypeSH

Market value$2.82M

2.83%

Sole

1.24K

Shared

0.00

None

33.96K

SCHWAB U.S. LARGE-CAP GROWTH ETF

SOLE

ETF

Shares41.11K

TypeSH

Market value$2.29M

2.30%

Sole

0.00

Shared

0.00

None

41.11K

SCHWAB U.S. LARGE-CAP ETF

SOLE

ETF

Shares52.56K

TypeSH

Market value$2.23M

2.23%

Sole

0.00

Shared

0.00

None

52.56K

ISHARES S&P SMALL-CAP 600 GROWTH ETF

SOLE

ETF

Shares20.91K

TypeSH

Market value$2.13M

2.13%

Sole

946.00

Shared

0.00

None

19.96K

ISHARES CORE S&P MID CAP ETF

SOLE

ETF

Shares9.04K

TypeSH

Market value$1.98M

1.98%

Sole

822.00

Shared

0.00

None

8.21K

SCHWAB U.S. LARGE-CAP VALUE ETF

SOLE

ETF

Shares32.12K

TypeSH

Market value$1.88M

1.88%

Sole

0.00

Shared

0.00

None

32.12K

ISHARES RUSSELL 1000 ETF

SOLE

ETF

Shares7.33K

TypeSH

Market value$1.45M

1.45%

Sole

0.00

Shared

0.00

None

7.33K

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

ETF

Shares6.24K

TypeSH

Market value$1.31M

1.32%

Sole

0.00

Shared

0.00

None

6.24K

ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FD

SOLE

ETF

Shares11.62K

TypeSH

Market value$1.19M

1.20%

Sole

1.14K

Shared

0.00

None

10.48K

ISHARES US REAL ESTATE ETF

SOLE

ETF

Shares14.29K

TypeSH

Market value$1.16M

1.17%

Sole

465.00

Shared

0.00

None

13.82K

ABRDN BLOOMBERG ALL COMMODITY STRATEGY K-1 FREE ETF

SOLE

ETF

Shares43.23K

TypeSH

Market value$1.12M

1.12%

Sole

0.00

Shared

0.00

None

43.23K

ISHARES RUSSELL MIDCAP VALUE INDEX

SOLE

ETF

Shares11.58K

TypeSH

Market value$1.11M

1.11%

Sole

1.21K

Shared

0.00

None

10.37K

SPDR S&P 400 MID CAP GROWTH ETF

SOLE

ETF

Shares17.93K

TypeSH

Market value$1.08M

1.08%

Sole

0.00

Shared

0.00

None

17.93K

ISHARES TRUST CORE MSCI TOTAL INTL STK ETF

SOLE

ETF

Shares19.87K

TypeSH

Market value$1.01M

1.01%

Sole

5.79K

Shared

0.00

None

14.08K

ISHARES S&P SMALLCAP 600 ETF

SOLE

ETF

Shares10.14K

TypeSH

Market value$883.8K

0.89%

Sole

0.00

Shared

0.00

None

10.14K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES CORE MSCI EAFESOLE	ETF	293.41K	SH	$15.45M 15.48%	7.75K	285.65K
ISHARES S&P 500 INDEXSOLE	ETF	31.61K	SH	$11.34M 11.36%	1.42K	30.18K
ISHARES S&P 500 VALUE ETFSOLE	ETF	64.37K	SH	$8.27M 8.29%	5.22K	59.15K
ISHARES S&P MID-CAP 400 GROWTH ETFSOLE	ETF	111.94K	SH	$7.05M 7.07%	5.05K	106.88K
ISHARES S&P 500 GROWTH ETFSOLE	ETF	113.56K	SH	$6.57M 6.58%	1.20K	112.35K
ISHARES CORE MSCI EMERGING MKTSSOLE	ETF	141.14K	SH	$6.07M 6.08%	2.02K	139.12K
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE	ETF	120K	SH	$4.36M 4.37%	3.54K	116.46K
ISHARES S&P MIDCAP 400 VALUE ETFSOLE	ETF	45.31K	SH	$4.08M 4.09%	1.80K	43.51K
ISHARES RUSSELL 1000 VALUE ETFSOLE	ETF	26.70K	SH	$3.63M 3.64%	0.00	26.70K
ISHARES S&P SMALLCAP 600 VALUE ETFSOLE	ETF	39.40K	SH	$3.25M 3.25%	1.30K	38.10K
VANGUARD REIT INDEX ETFSOLE	ETF	35.20K	SH	$2.82M 2.83%	1.24K	33.96K
SCHWAB U.S. LARGE-CAP GROWTH ETFSOLE	ETF	41.11K	SH	$2.29M 2.30%	0.00	41.11K
SCHWAB U.S. LARGE-CAP ETFSOLE	ETF	52.56K	SH	$2.23M 2.23%	0.00	52.56K
ISHARES S&P SMALL-CAP 600 GROWTH ETFSOLE	ETF	20.91K	SH	$2.13M 2.13%	946.00	19.96K
ISHARES CORE S&P MID CAP ETFSOLE	ETF	9.04K	SH	$1.98M 1.98%	822.00	8.21K
SCHWAB U.S. LARGE-CAP VALUE ETFSOLE	ETF	32.12K	SH	$1.88M 1.88%	0.00	32.12K
ISHARES RUSSELL 1000 ETFSOLE	ETF	7.33K	SH	$1.45M 1.45%	0.00	7.33K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	ETF	6.24K	SH	$1.31M 1.32%	0.00	6.24K
ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FDSOLE	ETF	11.62K	SH	$1.19M 1.20%	1.14K	10.48K
ISHARES US REAL ESTATE ETFSOLE	ETF	14.29K	SH	$1.16M 1.17%	465.00	13.82K
ABRDN BLOOMBERG ALL COMMODITY STRATEGY K-1 FREE ETFSOLE	ETF	43.23K	SH	$1.12M 1.12%	0.00	43.23K
ISHARES RUSSELL MIDCAP VALUE INDEXSOLE	ETF	11.58K	SH	$1.11M 1.11%	1.21K	10.37K
SPDR S&P 400 MID CAP GROWTH ETFSOLE	ETF	17.93K	SH	$1.08M 1.08%	0.00	17.93K
ISHARES TRUST CORE MSCI TOTAL INTL STK ETFSOLE	ETF	19.87K	SH	$1.01M 1.01%	5.79K	14.08K
ISHARES S&P SMALLCAP 600 ETFSOLE	ETF	10.14K	SH	$883.8K 0.89%	0.00	10.14K

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