BREAKWATER INVESTMENT MANAGEMENT

PrivateCIK: 2025925
Location

SEATTLE, WA

506
Positions
$268.94M
Total AUM (reported)
4.45M
Total Shares

Allocation by class

TOTAL AUM$268.94M506 positions
TOTAL STK MKT$37.69M14.0%
US BRD MKT ETF$21.54M8.0%
STATE STREET SPD$19.40M7.2%
VG TL INTL STK F$17.71M6.6%
COM$17.28M6.4%
TOTAL BND MRKT$10.32M3.8%
TOTAL INT BD ETF$9.23M3.4%

Portfolio Concentration

Top 328.6%4–1020.8%11–2525.8%Rest24.8%TOP 1049.4%0%100%
Top 3$76.94M28.6%
4–10$55.99M20.8%
11–25$69.32M25.8%
Rest$66.69M24.8%

Top 3 weight

28.6%

Top 10 weight

49.4%

Voting Authority Distribution

Total shares with voting rights: 4.45M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

4.45M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole506
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings506
Rows:

VANGUARD INDEX FDS

SOLE
TOTAL STK MKT
Shares117.49K
TypeSH
Market value$37.69M
14.01%
Sole
0.00
Shared
0.00
None
117.49K

SCHWAB STRATEGIC TR

SOLE
US BRD MKT ETF
Shares858.18K
TypeSH
Market value$21.54M
8.01%
Sole
0.00
Shared
0.00
None
858.18K

VANGUARD STAR FDS

SOLE
VG TL INTL STK F
Shares229.71K
TypeSH
Market value$17.71M
6.59%
Sole
0.00
Shared
0.00
None
229.71K

VANGUARD BD INDEX FDS

SOLE
TOTAL BND MRKT
Shares140.20K
TypeSH
Market value$10.32M
3.84%
Sole
0.00
Shared
0.00
None
140.20K

MICROSOFT CORP

SOLE
COM
Shares24.97K
TypeSH
Market value$9.24M
3.44%
Sole
0.00
Shared
0.00
None
24.97K

VANGUARD CHARLOTTE FDS

SOLE
TOTAL INT BD ETF
Shares192.13K
TypeSH
Market value$9.23M
3.43%
Sole
0.00
Shared
0.00
None
192.13K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares92.75K
TypeSH
Market value$7.33M
2.73%
Sole
0.00
Shared
0.00
None
92.75K

VANGUARD INTL EQUITY INDEX F

SOLE
ALLWRLD EX US
Shares94.19K
TypeSH
Market value$7.07M
2.63%
Sole
0.00
Shared
0.00
None
94.19K

VANGUARD MALVERN FDS

SOLE
CORE BD ETF
Shares85.10K
TypeSH
Market value$6.58M
2.45%
Sole
0.00
Shared
0.00
None
85.10K

SCHWAB STRATEGIC TR

SOLE
CORE BOND ETF
Shares241.01K
TypeSH
Market value$6.20M
2.30%
Sole
0.00
Shared
0.00
None
241.01K

VANGUARD INTL EQUITY INDEX F

SOLE
TT WRLD ST ETF
Shares42.55K
TypeSH
Market value$5.89M
2.19%
Sole
0.00
Shared
0.00
None
42.55K

VANGUARD WHITEHALL FDS

SOLE
HIGH DIV YLD
Shares38.65K
TypeSH
Market value$5.72M
2.13%
Sole
0.00
Shared
0.00
None
38.65K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares8.65K
TypeSH
Market value$5.63M
2.09%
Sole
0.00
Shared
0.00
None
8.65K

VANGUARD INTL EQUITY INDEX F

SOLE
FTSE EMR MKT ETF
Shares103.85K
TypeSH
Market value$5.61M
2.09%
Sole
0.00
Shared
0.00
None
103.85K

ISHARES TR

SOLE
CORE INTL AGGR
Shares107.03K
TypeSH
Market value$5.36M
1.99%
Sole
0.00
Shared
0.00
None
107.03K

SCHWAB STRATEGIC TR

SOLE
INTL EQTY ETF
Shares212.43K
TypeSH
Market value$5.26M
1.95%
Sole
0.00
Shared
0.00
None
212.43K

VANGUARD SPECIALIZED FUNDS

SOLE
DIV APP ETF
Shares23.62K
TypeSH
Market value$5.08M
1.89%
Sole
0.00
Shared
0.00
None
23.62K

VANGUARD WORLD FD

SOLE
MEGA GRWTH IND
Shares12.12K
TypeSH
Market value$4.45M
1.66%
Sole
0.00
Shared
0.00
None
12.12K

SCHWAB STRATEGIC TR

SOLE
US DIVIDEND EQ
Shares144.30K
TypeSH
Market value$4.43M
1.65%
Sole
0.00
Shared
0.00
None
144.30K

VANGUARD WORLD FD

SOLE
MEGA CAP VAL ETF
Shares30.15K
TypeSH
Market value$4.37M
1.63%
Sole
0.00
Shared
0.00
None
30.15K

AMAZON COM INC

SOLE
COM
Shares20.71K
TypeSH
Market value$4.31M
1.60%
Sole
0.00
Shared
0.00
None
20.71K

VANGUARD SCOTTSDALE FDS

SOLE
SHORT TERM TREAS
Shares65.77K
TypeSH
Market value$3.85M
1.43%
Sole
0.00
Shared
0.00
None
65.77K

VANGUARD WHITEHALL FDS

SOLE
INTL HIGH ETF
Shares35.49K
TypeSH
Market value$3.34M
1.24%
Sole
0.00
Shared
0.00
None
35.49K

SCHWAB STRATEGIC TR

SOLE
US AGGREGATE B
Shares138.22K
TypeSH
Market value$3.21M
1.19%
Sole
0.00
Shared
0.00
None
138.22K

SCHWAB STRATEGIC TR

SOLE
SHT TM US TRES
Shares115.68K
TypeSH
Market value$2.81M
1.04%
Sole
0.00
Shared
0.00
None
115.68K
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