Filed: 5/15/2026ACC: 0002025925-26-000004
📋 What this filing means
BREAKWATER INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 506 equity positions with a total reported market value of $268.94M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
506
Positions
$268.94M
Total AUM (reported)
4.45M
Total Shares
Allocation by class
TOTAL STK MKT$37.69M14.0%
US BRD MKT ETF$21.54M8.0%
STATE STREET SPD$19.40M7.2%
VG TL INTL STK F$17.71M6.6%
COM$17.28M6.4%
TOTAL BND MRKT$10.32M3.8%
TOTAL INT BD ETF$9.23M3.4%
Portfolio Concentration
Top 3$76.94M28.6%
4–10$55.99M20.8%
11–25$69.32M25.8%
Rest$66.69M24.8%
Top 3 weight
28.6%
Top 10 weight
49.4%
Voting Authority Distribution
Total shares with voting rights: 4.45M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.45M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole506
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings506
Rows:
VANGUARD INDEX FDS
SOLEShares117.49K
TypeSH
Market value$37.69M
14.01%
Sole
0.00
Shared
0.00
None
117.49K
SCHWAB STRATEGIC TR
SOLEShares858.18K
TypeSH
Market value$21.54M
8.01%
Sole
0.00
Shared
0.00
None
858.18K
VANGUARD STAR FDS
SOLEShares229.71K
TypeSH
Market value$17.71M
6.59%
Sole
0.00
Shared
0.00
None
229.71K
VANGUARD BD INDEX FDS
SOLEShares140.20K
TypeSH
Market value$10.32M
3.84%
Sole
0.00
Shared
0.00
None
140.20K
MICROSOFT CORP
SOLEShares24.97K
TypeSH
Market value$9.24M
3.44%
Sole
0.00
Shared
0.00
None
24.97K
VANGUARD CHARLOTTE FDS
SOLEShares192.13K
TypeSH
Market value$9.23M
3.43%
Sole
0.00
Shared
0.00
None
192.13K
SPDR SERIES TRUST
SOLEShares92.75K
TypeSH
Market value$7.33M
2.73%
Sole
0.00
Shared
0.00
None
92.75K
VANGUARD INTL EQUITY INDEX F
SOLEShares94.19K
TypeSH
Market value$7.07M
2.63%
Sole
0.00
Shared
0.00
None
94.19K
VANGUARD MALVERN FDS
SOLEShares85.10K
TypeSH
Market value$6.58M
2.45%
Sole
0.00
Shared
0.00
None
85.10K
SCHWAB STRATEGIC TR
SOLEShares241.01K
TypeSH
Market value$6.20M
2.30%
Sole
0.00
Shared
0.00
None
241.01K
VANGUARD INTL EQUITY INDEX F
SOLEShares42.55K
TypeSH
Market value$5.89M
2.19%
Sole
0.00
Shared
0.00
None
42.55K
VANGUARD WHITEHALL FDS
SOLEShares38.65K
TypeSH
Market value$5.72M
2.13%
Sole
0.00
Shared
0.00
None
38.65K
STATE STR SPDR S&P 500 ETF T
SOLEShares8.65K
TypeSH
Market value$5.63M
2.09%
Sole
0.00
Shared
0.00
None
8.65K
VANGUARD INTL EQUITY INDEX F
SOLEShares103.85K
TypeSH
Market value$5.61M
2.09%
Sole
0.00
Shared
0.00
None
103.85K
ISHARES TR
SOLEShares107.03K
TypeSH
Market value$5.36M
1.99%
Sole
0.00
Shared
0.00
None
107.03K
SCHWAB STRATEGIC TR
SOLEShares212.43K
TypeSH
Market value$5.26M
1.95%
Sole
0.00
Shared
0.00
None
212.43K
VANGUARD SPECIALIZED FUNDS
SOLEShares23.62K
TypeSH
Market value$5.08M
1.89%
Sole
0.00
Shared
0.00
None
23.62K
VANGUARD WORLD FD
SOLEShares12.12K
TypeSH
Market value$4.45M
1.66%
Sole
0.00
Shared
0.00
None
12.12K
SCHWAB STRATEGIC TR
SOLEShares144.30K
TypeSH
Market value$4.43M
1.65%
Sole
0.00
Shared
0.00
None
144.30K
VANGUARD WORLD FD
SOLEShares30.15K
TypeSH
Market value$4.37M
1.63%
Sole
0.00
Shared
0.00
None
30.15K
AMAZON COM INC
SOLEShares20.71K
TypeSH
Market value$4.31M
1.60%
Sole
0.00
Shared
0.00
None
20.71K
VANGUARD SCOTTSDALE FDS
SOLEShares65.77K
TypeSH
Market value$3.85M
1.43%
Sole
0.00
Shared
0.00
None
65.77K
VANGUARD WHITEHALL FDS
SOLEShares35.49K
TypeSH
Market value$3.34M
1.24%
Sole
0.00
Shared
0.00
None
35.49K
SCHWAB STRATEGIC TR
SOLEShares138.22K
TypeSH
Market value$3.21M
1.19%
Sole
0.00
Shared
0.00
None
138.22K
SCHWAB STRATEGIC TR
SOLEShares115.68K
TypeSH
Market value$2.81M
1.04%
Sole
0.00
Shared
0.00
None
115.68K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 117.49K | SH | $37.69M 14.01% | 0.00 | 0.00 | 117.49K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 858.18K | SH | $21.54M 8.01% | 0.00 | 0.00 | 858.18K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 229.71K | SH | $17.71M 6.59% | 0.00 | 0.00 | 229.71K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 140.20K | SH | $10.32M 3.84% | 0.00 | 0.00 | 140.20K |
MICROSOFT CORPSOLE | COM | 24.97K | SH | $9.24M 3.44% | 0.00 | 0.00 | 24.97K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 192.13K | SH | $9.23M 3.43% | 0.00 | 0.00 | 192.13K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 92.75K | SH | $7.33M 2.73% | 0.00 | 0.00 | 92.75K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 94.19K | SH | $7.07M 2.63% | 0.00 | 0.00 | 94.19K |
VANGUARD MALVERN FDSSOLE | CORE BD ETF | 85.10K | SH | $6.58M 2.45% | 0.00 | 0.00 | 85.10K |
SCHWAB STRATEGIC TRSOLE | CORE BOND ETF | 241.01K | SH | $6.20M 2.30% | 0.00 | 0.00 | 241.01K |
VANGUARD INTL EQUITY INDEX FSOLE | TT WRLD ST ETF | 42.55K | SH | $5.89M 2.19% | 0.00 | 0.00 | 42.55K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 38.65K | SH | $5.72M 2.13% | 0.00 | 0.00 | 38.65K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 8.65K | SH | $5.63M 2.09% | 0.00 | 0.00 | 8.65K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 103.85K | SH | $5.61M 2.09% | 0.00 | 0.00 | 103.85K |
ISHARES TRSOLE | CORE INTL AGGR | 107.03K | SH | $5.36M 1.99% | 0.00 | 0.00 | 107.03K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 212.43K | SH | $5.26M 1.95% | 0.00 | 0.00 | 212.43K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 23.62K | SH | $5.08M 1.89% | 0.00 | 0.00 | 23.62K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 12.12K | SH | $4.45M 1.66% | 0.00 | 0.00 | 12.12K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 144.30K | SH | $4.43M 1.65% | 0.00 | 0.00 | 144.30K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 30.15K | SH | $4.37M 1.63% | 0.00 | 0.00 | 30.15K |
AMAZON COM INCSOLE | COM | 20.71K | SH | $4.31M 1.60% | 0.00 | 0.00 | 20.71K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 65.77K | SH | $3.85M 1.43% | 0.00 | 0.00 | 65.77K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 35.49K | SH | $3.34M 1.24% | 0.00 | 0.00 | 35.49K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 138.22K | SH | $3.21M 1.19% | 0.00 | 0.00 | 138.22K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 115.68K | SH | $2.81M 1.04% | 0.00 | 0.00 | 115.68K |
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