Filed: 2/2/2026ACC: 0002025925-26-000002
📋 What this filing means
BREAKWATER INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 497 equity positions with a total reported market value of $276.40M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
497
Positions
$276.40M
Total AUM (reported)
4.33M
Total Shares
Allocation by class
TOTAL STK MKT$40.37M14.6%
US BRD MKT ETF$22.87M8.3%
COM$21.04M7.6%
VG TL INTL STK F$17.77M6.4%
STATE STREET SPD$11.55M4.2%
TOTAL INT BD ETF$11.53M4.2%
TOTAL BND MRKT$11.29M4.1%
Portfolio Concentration
Top 3$81.01M29.3%
4–10$62.03M22.4%
11–25$69.14M25.0%
Rest$64.23M23.2%
Top 3 weight
29.3%
Top 10 weight
51.8%
Voting Authority Distribution
Total shares with voting rights: 4.33M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.33M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole497
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings497
Rows:
VANGUARD INDEX FDS
SOLEShares120.41K
TypeSH
Market value$40.37M
14.61%
Sole
0.00
Shared
0.00
None
120.41K
SCHWAB STRATEGIC TR
SOLEShares872.02K
TypeSH
Market value$22.87M
8.28%
Sole
0.00
Shared
0.00
None
872.02K
VANGUARD STAR FDS
SOLEShares235.49K
TypeSH
Market value$17.77M
6.43%
Sole
0.00
Shared
0.00
None
235.49K
MICROSOFT CORP
SOLEShares25.27K
TypeSH
Market value$12.22M
4.42%
Sole
0.00
Shared
0.00
None
25.27K
VANGUARD CHARLOTTE FDS
SOLEShares238.69K
TypeSH
Market value$11.53M
4.17%
Sole
0.00
Shared
0.00
None
238.69K
VANGUARD BD INDEX FDS
SOLEShares152.46K
TypeSH
Market value$11.29M
4.09%
Sole
0.00
Shared
0.00
None
152.46K
SPDR SERIES TRUST
SOLEShares91.02K
TypeSH
Market value$7.51M
2.72%
Sole
0.00
Shared
0.00
None
91.02K
VANGUARD INTL EQUITY INDEX F
SOLEShares93.52K
TypeSH
Market value$6.88M
2.49%
Sole
0.00
Shared
0.00
None
93.52K
VANGUARD MALVERN FDS
SOLEShares84.30K
TypeSH
Market value$6.57M
2.38%
Sole
0.00
Shared
0.00
None
84.30K
VANGUARD INTL EQUITY INDEX F
SOLEShares42.71K
TypeSH
Market value$6.02M
2.18%
Sole
0.00
Shared
0.00
None
42.71K
SPDR S&P 500 ETF TR
SOLEShares8.62K
TypeSH
Market value$5.88M
2.13%
Sole
0.00
Shared
0.00
None
8.62K
VANGUARD INTL EQUITY INDEX F
SOLEShares105.36K
TypeSH
Market value$5.66M
2.05%
Sole
0.00
Shared
0.00
None
105.36K
VANGUARD WHITEHALL FDS
SOLEShares39.44K
TypeSH
Market value$5.66M
2.05%
Sole
0.00
Shared
0.00
None
39.44K
VANGUARD SPECIALIZED FUNDS
SOLEShares24.17K
TypeSH
Market value$5.31M
1.92%
Sole
0.00
Shared
0.00
None
24.17K
SCHWAB STRATEGIC TR
SOLEShares216.22K
TypeSH
Market value$5.20M
1.88%
Sole
0.00
Shared
0.00
None
216.22K
SCHWAB STRATEGIC TR
SOLEShares199.69K
TypeSH
Market value$5.16M
1.87%
Sole
0.00
Shared
0.00
None
199.69K
VANGUARD WORLD FD
SOLEShares12.24K
TypeSH
Market value$5.05M
1.83%
Sole
0.00
Shared
0.00
None
12.24K
AMAZON COM INC
SOLEShares21.23K
TypeSH
Market value$4.90M
1.77%
Sole
0.00
Shared
0.00
None
21.23K
ISHARES TR
SOLEShares90.18K
TypeSH
Market value$4.51M
1.63%
Sole
0.00
Shared
0.00
None
90.18K
VANGUARD WORLD FD
SOLEShares31.02K
TypeSH
Market value$4.38M
1.58%
Sole
0.00
Shared
0.00
None
31.02K
SCHWAB STRATEGIC TR
SOLEShares146.52K
TypeSH
Market value$4.02M
1.45%
Sole
0.00
Shared
0.00
None
146.52K
VANGUARD SCOTTSDALE FDS
SOLEShares66.71K
TypeSH
Market value$3.92M
1.42%
Sole
0.00
Shared
0.00
None
66.71K
SCHWAB STRATEGIC TR
SOLEShares146.23K
TypeSH
Market value$3.42M
1.24%
Sole
0.00
Shared
0.00
None
146.23K
VANGUARD WHITEHALL FDS
SOLEShares35.51K
TypeSH
Market value$3.20M
1.16%
Sole
0.00
Shared
0.00
None
35.51K
SCHWAB STRATEGIC TR
SOLEShares117.67K
TypeSH
Market value$2.87M
1.04%
Sole
0.00
Shared
0.00
None
117.67K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 120.41K | SH | $40.37M 14.61% | 0.00 | 0.00 | 120.41K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 872.02K | SH | $22.87M 8.28% | 0.00 | 0.00 | 872.02K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 235.49K | SH | $17.77M 6.43% | 0.00 | 0.00 | 235.49K |
MICROSOFT CORPSOLE | COM | 25.27K | SH | $12.22M 4.42% | 0.00 | 0.00 | 25.27K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 238.69K | SH | $11.53M 4.17% | 0.00 | 0.00 | 238.69K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 152.46K | SH | $11.29M 4.09% | 0.00 | 0.00 | 152.46K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 91.02K | SH | $7.51M 2.72% | 0.00 | 0.00 | 91.02K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 93.52K | SH | $6.88M 2.49% | 0.00 | 0.00 | 93.52K |
VANGUARD MALVERN FDSSOLE | CORE BD ETF | 84.30K | SH | $6.57M 2.38% | 0.00 | 0.00 | 84.30K |
VANGUARD INTL EQUITY INDEX FSOLE | TT WRLD ST ETF | 42.71K | SH | $6.02M 2.18% | 0.00 | 0.00 | 42.71K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 8.62K | SH | $5.88M 2.13% | 0.00 | 0.00 | 8.62K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 105.36K | SH | $5.66M 2.05% | 0.00 | 0.00 | 105.36K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 39.44K | SH | $5.66M 2.05% | 0.00 | 0.00 | 39.44K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 24.17K | SH | $5.31M 1.92% | 0.00 | 0.00 | 24.17K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 216.22K | SH | $5.20M 1.88% | 0.00 | 0.00 | 216.22K |
SCHWAB STRATEGIC TRSOLE | CORE BOND ETF | 199.69K | SH | $5.16M 1.87% | 0.00 | 0.00 | 199.69K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 12.24K | SH | $5.05M 1.83% | 0.00 | 0.00 | 12.24K |
AMAZON COM INCSOLE | COM | 21.23K | SH | $4.90M 1.77% | 0.00 | 0.00 | 21.23K |
ISHARES TRSOLE | CORE INTL AGGR | 90.18K | SH | $4.51M 1.63% | 0.00 | 0.00 | 90.18K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 31.02K | SH | $4.38M 1.58% | 0.00 | 0.00 | 31.02K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 146.52K | SH | $4.02M 1.45% | 0.00 | 0.00 | 146.52K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 66.71K | SH | $3.92M 1.42% | 0.00 | 0.00 | 66.71K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 146.23K | SH | $3.42M 1.24% | 0.00 | 0.00 | 146.23K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 35.51K | SH | $3.20M 1.16% | 0.00 | 0.00 | 35.51K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 117.67K | SH | $2.87M 1.04% | 0.00 | 0.00 | 117.67K |
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