Filed: 7/9/2025ACC: 0002025925-25-000005
📋 What this filing means
BREAKWATER INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 310 equity positions with a total reported market value of $258.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
310
Positions
$258.48M
Total AUM (reported)
4.20M
Total Shares
Allocation by class
TOTAL STK MKT$36.55M14.1%
US BRD MKT ETF$22.31M8.6%
COM$21.90M8.5%
VG TL INTL STK F$16.52M6.4%
TOTAL BND MRKT$11.53M4.5%
TOTAL INT BD ETF$11.53M4.5%
PORTFOLI S&P1500$7.08M2.7%
Portfolio Concentration
Top 3$75.38M29.2%
4–10$62.51M24.2%
11–25$62.89M24.3%
Rest$57.71M22.3%
Top 3 weight
29.2%
Top 10 weight
53.3%
Voting Authority Distribution
Total shares with voting rights: 4.20M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.20M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole310
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings310
Rows:
VANGUARD INDEX FDS
SOLEShares120.26K
TypeSH
Market value$36.55M
14.14%
Sole
0.00
Shared
0.00
None
120.26K
SCHWAB STRATEGIC TR
SOLEShares936.06K
TypeSH
Market value$22.31M
8.63%
Sole
0.00
Shared
0.00
None
936.06K
VANGUARD STAR FDS
SOLEShares239.10K
TypeSH
Market value$16.52M
6.39%
Sole
0.00
Shared
0.00
None
239.10K
MICROSOFT CORP
SOLEShares27.57K
TypeSH
Market value$13.71M
5.30%
Sole
0.00
Shared
0.00
None
27.57K
VANGUARD BD INDEX FDS
SOLEShares156.64K
TypeSH
Market value$11.53M
4.46%
Sole
0.00
Shared
0.00
None
156.64K
VANGUARD CHARLOTTE FDS
SOLEShares232.90K
TypeSH
Market value$11.53M
4.46%
Sole
0.00
Shared
0.00
None
232.90K
SPDR SERIES TRUST
SOLEShares94.51K
TypeSH
Market value$7.08M
2.74%
Sole
0.00
Shared
0.00
None
94.51K
VANGUARD INTL EQUITY INDEX F
SOLEShares96.48K
TypeSH
Market value$6.49M
2.51%
Sole
0.00
Shared
0.00
None
96.48K
VANGUARD MALVERN FDS
SOLEShares82.93K
TypeSH
Market value$6.43M
2.49%
Sole
0.00
Shared
0.00
None
82.93K
VANGUARD INTL EQUITY INDEX F
SOLEShares44.61K
TypeSH
Market value$5.73M
2.22%
Sole
0.00
Shared
0.00
None
44.61K
VANGUARD WHITEHALL FDS
SOLEShares42.36K
TypeSH
Market value$5.65M
2.18%
Sole
0.00
Shared
0.00
None
42.36K
VANGUARD INTL EQUITY INDEX F
SOLEShares109.58K
TypeSH
Market value$5.42M
2.10%
Sole
0.00
Shared
0.00
None
109.58K
SPDR S&P 500 ETF TR
SOLEShares8.66K
TypeSH
Market value$5.35M
2.07%
Sole
0.00
Shared
0.00
None
8.66K
SCHWAB STRATEGIC TR
SOLEShares227.91K
TypeSH
Market value$5.04M
1.95%
Sole
0.00
Shared
0.00
None
227.91K
VANGUARD SPECIALIZED FUNDS
SOLEShares24.48K
TypeSH
Market value$5.01M
1.94%
Sole
0.00
Shared
0.00
None
24.48K
AMAZON COM INC
SOLEShares21.18K
TypeSH
Market value$4.65M
1.80%
Sole
0.00
Shared
0.00
None
21.18K
VANGUARD WORLD FD
SOLEShares12.67K
TypeSH
Market value$4.64M
1.79%
Sole
0.00
Shared
0.00
None
12.67K
VANGUARD WORLD FD
SOLEShares32.21K
TypeSH
Market value$4.23M
1.64%
Sole
0.00
Shared
0.00
None
32.21K
SCHWAB STRATEGIC TR
SOLEShares147.26K
TypeSH
Market value$3.90M
1.51%
Sole
0.00
Shared
0.00
None
147.26K
SCHWAB STRATEGIC TR
SOLEShares165.11K
TypeSH
Market value$3.84M
1.48%
Sole
0.00
Shared
0.00
None
165.11K
VANGUARD SCOTTSDALE FDS
SOLEShares60.90K
TypeSH
Market value$3.58M
1.38%
Sole
0.00
Shared
0.00
None
60.90K
ISHARES TR
SOLEShares67.16K
TypeSH
Market value$3.43M
1.33%
Sole
0.00
Shared
0.00
None
67.16K
SCHWAB STRATEGIC TR
SOLEShares125.87K
TypeSH
Market value$3.07M
1.19%
Sole
0.00
Shared
0.00
None
125.87K
VANGUARD WHITEHALL FDS
SOLEShares32.85K
TypeSH
Market value$2.63M
1.02%
Sole
0.00
Shared
0.00
None
32.85K
SPDR INDEX SHS FDS
SOLEShares60.76K
TypeSH
Market value$2.46M
0.95%
Sole
0.00
Shared
0.00
None
60.76K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 120.26K | SH | $36.55M 14.14% | 0.00 | 0.00 | 120.26K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 936.06K | SH | $22.31M 8.63% | 0.00 | 0.00 | 936.06K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 239.10K | SH | $16.52M 6.39% | 0.00 | 0.00 | 239.10K |
MICROSOFT CORPSOLE | COM | 27.57K | SH | $13.71M 5.30% | 0.00 | 0.00 | 27.57K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 156.64K | SH | $11.53M 4.46% | 0.00 | 0.00 | 156.64K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 232.90K | SH | $11.53M 4.46% | 0.00 | 0.00 | 232.90K |
SPDR SERIES TRUSTSOLE | PORTFOLI S&P1500 | 94.51K | SH | $7.08M 2.74% | 0.00 | 0.00 | 94.51K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 96.48K | SH | $6.49M 2.51% | 0.00 | 0.00 | 96.48K |
VANGUARD MALVERN FDSSOLE | CORE BD ETF | 82.93K | SH | $6.43M 2.49% | 0.00 | 0.00 | 82.93K |
VANGUARD INTL EQUITY INDEX FSOLE | TT WRLD ST ETF | 44.61K | SH | $5.73M 2.22% | 0.00 | 0.00 | 44.61K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 42.36K | SH | $5.65M 2.18% | 0.00 | 0.00 | 42.36K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 109.58K | SH | $5.42M 2.10% | 0.00 | 0.00 | 109.58K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 8.66K | SH | $5.35M 2.07% | 0.00 | 0.00 | 8.66K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 227.91K | SH | $5.04M 1.95% | 0.00 | 0.00 | 227.91K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 24.48K | SH | $5.01M 1.94% | 0.00 | 0.00 | 24.48K |
AMAZON COM INCSOLE | COM | 21.18K | SH | $4.65M 1.80% | 0.00 | 0.00 | 21.18K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 12.67K | SH | $4.64M 1.79% | 0.00 | 0.00 | 12.67K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 32.21K | SH | $4.23M 1.64% | 0.00 | 0.00 | 32.21K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 147.26K | SH | $3.90M 1.51% | 0.00 | 0.00 | 147.26K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 165.11K | SH | $3.84M 1.48% | 0.00 | 0.00 | 165.11K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 60.90K | SH | $3.58M 1.38% | 0.00 | 0.00 | 60.90K |
ISHARES TRSOLE | CORE INTL AGGR | 67.16K | SH | $3.43M 1.33% | 0.00 | 0.00 | 67.16K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 125.87K | SH | $3.07M 1.19% | 0.00 | 0.00 | 125.87K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 32.85K | SH | $2.63M 1.02% | 0.00 | 0.00 | 32.85K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 60.76K | SH | $2.46M 0.95% | 0.00 | 0.00 | 60.76K |
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