Filed: 4/17/2025ACC: 0002025925-25-000004
📋 What this filing means
BREAKWATER INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 315 equity positions with a total reported market value of $234.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
315
Positions
$234.16M
Total AUM (reported)
4.22M
Total Shares
Allocation by class
TOTAL STK MKT$33.25M14.2%
US BRD MKT ETF$20.37M8.7%
COM$15.17M6.5%
VG TL INTL STK F$14.59M6.2%
TOTAL BND MRKT$13.21M5.6%
TOTAL INT BD ETF$10.93M4.7%
PORTFOLI S&P1500$6.76M2.9%
Portfolio Concentration
Top 3$68.21M29.1%
4–10$57.80M24.7%
11–25$55.55M23.7%
Rest$52.59M22.5%
Top 3 weight
29.1%
Top 10 weight
53.8%
Voting Authority Distribution
Total shares with voting rights: 4.22M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.22M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole315
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings315
Rows:
VANGUARD INDEX FDS
SOLEShares120.97K
TypeSH
Market value$33.25M
14.20%
Sole
0.00
Shared
0.00
None
120.97K
SCHWAB STRATEGIC TR
SOLEShares946.27K
TypeSH
Market value$20.37M
8.70%
Sole
0.00
Shared
0.00
None
946.27K
VANGUARD STAR FDS
SOLEShares234.99K
TypeSH
Market value$14.59M
6.23%
Sole
0.00
Shared
0.00
None
234.99K
VANGUARD BD INDEX FDS
SOLEShares179.81K
TypeSH
Market value$13.21M
5.64%
Sole
0.00
Shared
0.00
None
179.81K
VANGUARD CHARLOTTE FDS
SOLEShares223.84K
TypeSH
Market value$10.93M
4.67%
Sole
0.00
Shared
0.00
None
223.84K
MICROSOFT CORP
SOLEShares27.57K
TypeSH
Market value$10.35M
4.42%
Sole
0.00
Shared
0.00
None
27.57K
SPDR SER TR
SOLEShares99.32K
TypeSH
Market value$6.76M
2.88%
Sole
0.00
Shared
0.00
None
99.32K
VANGUARD INTL EQUITY INDEX F
SOLEShares96.82K
TypeSH
Market value$5.87M
2.51%
Sole
0.00
Shared
0.00
None
96.82K
VANGUARD WHITEHALL FDS
SOLEShares42.38K
TypeSH
Market value$5.47M
2.33%
Sole
0.00
Shared
0.00
None
42.38K
VANGUARD INTL EQUITY INDEX F
SOLEShares45.09K
TypeSH
Market value$5.23M
2.23%
Sole
0.00
Shared
0.00
None
45.09K
VANGUARD INTL EQUITY INDEX F
SOLEShares109.67K
TypeSH
Market value$4.96M
2.12%
Sole
0.00
Shared
0.00
None
109.67K
SPDR S&P 500 ETF TR
SOLEShares8.70K
TypeSH
Market value$4.86M
2.08%
Sole
0.00
Shared
0.00
None
8.70K
SCHWAB STRATEGIC TR
SOLEShares241.07K
TypeSH
Market value$4.77M
2.04%
Sole
0.00
Shared
0.00
None
241.07K
VANGUARD SPECIALIZED FUNDS
SOLEShares24.23K
TypeSH
Market value$4.70M
2.01%
Sole
0.00
Shared
0.00
None
24.23K
SCHWAB STRATEGIC TR
SOLEShares154.04K
TypeSH
Market value$4.31M
1.84%
Sole
0.00
Shared
0.00
None
154.04K
SCHWAB STRATEGIC TR
SOLEShares185.79K
TypeSH
Market value$4.30M
1.84%
Sole
0.00
Shared
0.00
None
185.79K
VANGUARD WORLD FD
SOLEShares32.88K
TypeSH
Market value$4.24M
1.81%
Sole
0.00
Shared
0.00
None
32.88K
VANGUARD WORLD FD
SOLEShares13.57K
TypeSH
Market value$4.19M
1.79%
Sole
0.00
Shared
0.00
None
13.57K
VANGUARD SCOTTSDALE FDS
SOLEShares63.53K
TypeSH
Market value$3.73M
1.59%
Sole
0.00
Shared
0.00
None
63.53K
SCHWAB STRATEGIC TR
SOLEShares132.36K
TypeSH
Market value$3.22M
1.38%
Sole
0.00
Shared
0.00
None
132.36K
ISHARES TR
SOLEShares58.97K
TypeSH
Market value$2.95M
1.26%
Sole
0.00
Shared
0.00
None
58.97K
SPDR SER TR
SOLEShares104.29K
TypeSH
Market value$2.66M
1.14%
Sole
0.00
Shared
0.00
None
104.29K
VANGUARD WHITEHALL FDS
SOLEShares31.58K
TypeSH
Market value$2.33M
0.99%
Sole
0.00
Shared
0.00
None
31.58K
SCHWAB STRATEGIC TR
SOLEShares80.04K
TypeSH
Market value$2.21M
0.94%
Sole
0.00
Shared
0.00
None
80.04K
SPDR INDEX SHS FDS
SOLEShares58.32K
TypeSH
Market value$2.12M
0.91%
Sole
0.00
Shared
0.00
None
58.32K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 120.97K | SH | $33.25M 14.20% | 0.00 | 0.00 | 120.97K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 946.27K | SH | $20.37M 8.70% | 0.00 | 0.00 | 946.27K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 234.99K | SH | $14.59M 6.23% | 0.00 | 0.00 | 234.99K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 179.81K | SH | $13.21M 5.64% | 0.00 | 0.00 | 179.81K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 223.84K | SH | $10.93M 4.67% | 0.00 | 0.00 | 223.84K |
MICROSOFT CORPSOLE | COM | 27.57K | SH | $10.35M 4.42% | 0.00 | 0.00 | 27.57K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 99.32K | SH | $6.76M 2.88% | 0.00 | 0.00 | 99.32K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 96.82K | SH | $5.87M 2.51% | 0.00 | 0.00 | 96.82K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 42.38K | SH | $5.47M 2.33% | 0.00 | 0.00 | 42.38K |
VANGUARD INTL EQUITY INDEX FSOLE | TT WRLD ST ETF | 45.09K | SH | $5.23M 2.23% | 0.00 | 0.00 | 45.09K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 109.67K | SH | $4.96M 2.12% | 0.00 | 0.00 | 109.67K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 8.70K | SH | $4.86M 2.08% | 0.00 | 0.00 | 8.70K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 241.07K | SH | $4.77M 2.04% | 0.00 | 0.00 | 241.07K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 24.23K | SH | $4.70M 2.01% | 0.00 | 0.00 | 24.23K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 154.04K | SH | $4.31M 1.84% | 0.00 | 0.00 | 154.04K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 185.79K | SH | $4.30M 1.84% | 0.00 | 0.00 | 185.79K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 32.88K | SH | $4.24M 1.81% | 0.00 | 0.00 | 32.88K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 13.57K | SH | $4.19M 1.79% | 0.00 | 0.00 | 13.57K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 63.53K | SH | $3.73M 1.59% | 0.00 | 0.00 | 63.53K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 132.36K | SH | $3.22M 1.38% | 0.00 | 0.00 | 132.36K |
ISHARES TRSOLE | CORE INTL AGGR | 58.97K | SH | $2.95M 1.26% | 0.00 | 0.00 | 58.97K |
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 104.29K | SH | $2.66M 1.14% | 0.00 | 0.00 | 104.29K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 31.58K | SH | $2.33M 0.99% | 0.00 | 0.00 | 31.58K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 80.04K | SH | $2.21M 0.94% | 0.00 | 0.00 | 80.04K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 58.32K | SH | $2.12M 0.91% | 0.00 | 0.00 | 58.32K |
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