Filed: 11/5/2024ACC: 0002025925-24-000003
📋 What this filing means
BREAKWATER INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 317 equity positions with a total reported market value of $223.56M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
317
Positions
$223.56M
Total AUM (reported)
3M
Total Shares
Allocation by class
TOTAL STK MKT$31.39M14.0%
COM$21.06M9.4%
US BRD MKT ETF$19.86M8.9%
VG TL INTL STK F$13.42M6.0%
TOTAL BND MRKT$12.23M5.5%
TOTAL INT BD ETF$10.82M4.8%
ALLWRLD EX US$5.83M2.6%
Portfolio Concentration
Top 3$64.68M28.9%
4–10$57.06M25.5%
11–25$56.39M25.2%
Rest$45.43M20.3%
Top 3 weight
28.9%
Top 10 weight
54.5%
Voting Authority Distribution
Total shares with voting rights: 3M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole317
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings317
Rows:
VANGUARD INDEX FDS
SOLEShares117.35K
TypeSH
Market value$31.39M
14.04%
Sole
0.00
Shared
0.00
None
117.35K
SCHWAB STRATEGIC TR
SOLEShares315.95K
TypeSH
Market value$19.86M
8.89%
Sole
0.00
Shared
0.00
None
315.95K
VANGUARD STAR FDS
SOLEShares222.63K
TypeSH
Market value$13.42M
6.00%
Sole
0.00
Shared
0.00
None
222.63K
VANGUARD BD INDEX FDS
SOLEShares169.77K
TypeSH
Market value$12.23M
5.47%
Sole
0.00
Shared
0.00
None
169.77K
MICROSOFT CORP
SOLEShares27.32K
TypeSH
Market value$12.21M
5.46%
Sole
0.00
Shared
0.00
None
27.32K
VANGUARD CHARLOTTE FDS
SOLEShares222.33K
TypeSH
Market value$10.82M
4.84%
Sole
0.00
Shared
0.00
None
222.33K
VANGUARD INTL EQUITY INDEX F
SOLEShares99.42K
TypeSH
Market value$5.83M
2.61%
Sole
0.00
Shared
0.00
None
99.42K
SPDR SER TR
SOLEShares83.58K
TypeSH
Market value$5.55M
2.48%
Sole
0.00
Shared
0.00
None
83.58K
VANGUARD INTL EQUITY INDEX F
SOLEShares47.12K
TypeSH
Market value$5.31M
2.37%
Sole
0.00
Shared
0.00
None
47.12K
VANGUARD WHITEHALL FDS
SOLEShares43.11K
TypeSH
Market value$5.11M
2.29%
Sole
0.00
Shared
0.00
None
43.11K
SPDR S&P 500 ETF TR
SOLEShares8.84K
TypeSH
Market value$4.81M
2.15%
Sole
0.00
Shared
0.00
None
8.84K
VANGUARD INTL EQUITY INDEX F
SOLEShares109.86K
TypeSH
Market value$4.81M
2.15%
Sole
0.00
Shared
0.00
None
109.86K
SCHWAB STRATEGIC TR
SOLEShares123.56K
TypeSH
Market value$4.75M
2.12%
Sole
0.00
Shared
0.00
None
123.56K
VANGUARD WORLD FD
SOLEShares14.38K
TypeSH
Market value$4.52M
2.02%
Sole
0.00
Shared
0.00
None
14.38K
SCHWAB STRATEGIC TR
SOLEShares55.78K
TypeSH
Market value$4.34M
1.94%
Sole
0.00
Shared
0.00
None
55.78K
VANGUARD SCOTTSDALE FDS
SOLEShares73.85K
TypeSH
Market value$4.28M
1.92%
Sole
0.00
Shared
0.00
None
73.85K
VANGUARD SPECIALIZED FUNDS
SOLEShares23.24K
TypeSH
Market value$4.24M
1.90%
Sole
0.00
Shared
0.00
None
23.24K
SCHWAB STRATEGIC TR
SOLEShares87.06K
TypeSH
Market value$4.19M
1.87%
Sole
0.00
Shared
0.00
None
87.06K
VANGUARD WORLD FD
SOLEShares34.30K
TypeSH
Market value$4.06M
1.82%
Sole
0.00
Shared
0.00
None
34.30K
SCHWAB STRATEGIC TR
SOLEShares86.81K
TypeSH
Market value$3.96M
1.77%
Sole
0.00
Shared
0.00
None
86.81K
PERFICIENT INC
SOLEShares39.39K
TypeSH
Market value$2.95M
1.32%
Sole
0.00
Shared
0.00
None
39.39K
ISHARES TR
SOLEShares55.93K
TypeSH
Market value$2.79M
1.25%
Sole
0.00
Shared
0.00
None
55.93K
SPDR SER TR
SOLEShares96.41K
TypeSH
Market value$2.42M
1.08%
Sole
0.00
Shared
0.00
None
96.41K
SPDR INDEX SHS FDS
SOLEShares62.69K
TypeSH
Market value$2.20M
0.98%
Sole
0.00
Shared
0.00
None
62.69K
SCHWAB STRATEGIC TR
SOLEShares78.28K
TypeSH
Market value$2.08M
0.93%
Sole
0.00
Shared
0.00
None
78.28K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 117.35K | SH | $31.39M 14.04% | 0.00 | 0.00 | 117.35K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 315.95K | SH | $19.86M 8.89% | 0.00 | 0.00 | 315.95K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 222.63K | SH | $13.42M 6.00% | 0.00 | 0.00 | 222.63K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 169.77K | SH | $12.23M 5.47% | 0.00 | 0.00 | 169.77K |
MICROSOFT CORPSOLE | COM | 27.32K | SH | $12.21M 5.46% | 0.00 | 0.00 | 27.32K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 222.33K | SH | $10.82M 4.84% | 0.00 | 0.00 | 222.33K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 99.42K | SH | $5.83M 2.61% | 0.00 | 0.00 | 99.42K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 83.58K | SH | $5.55M 2.48% | 0.00 | 0.00 | 83.58K |
VANGUARD INTL EQUITY INDEX FSOLE | TT WRLD ST ETF | 47.12K | SH | $5.31M 2.37% | 0.00 | 0.00 | 47.12K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 43.11K | SH | $5.11M 2.29% | 0.00 | 0.00 | 43.11K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 8.84K | SH | $4.81M 2.15% | 0.00 | 0.00 | 8.84K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 109.86K | SH | $4.81M 2.15% | 0.00 | 0.00 | 109.86K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 123.56K | SH | $4.75M 2.12% | 0.00 | 0.00 | 123.56K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 14.38K | SH | $4.52M 2.02% | 0.00 | 0.00 | 14.38K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 55.78K | SH | $4.34M 1.94% | 0.00 | 0.00 | 55.78K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 73.85K | SH | $4.28M 1.92% | 0.00 | 0.00 | 73.85K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 23.24K | SH | $4.24M 1.90% | 0.00 | 0.00 | 23.24K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 87.06K | SH | $4.19M 1.87% | 0.00 | 0.00 | 87.06K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 34.30K | SH | $4.06M 1.82% | 0.00 | 0.00 | 34.30K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 86.81K | SH | $3.96M 1.77% | 0.00 | 0.00 | 86.81K |
PERFICIENT INCSOLE | COM | 39.39K | SH | $2.95M 1.32% | 0.00 | 0.00 | 39.39K |
ISHARES TRSOLE | CORE INTL AGGR | 55.93K | SH | $2.79M 1.25% | 0.00 | 0.00 | 55.93K |
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 96.41K | SH | $2.42M 1.08% | 0.00 | 0.00 | 96.41K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 62.69K | SH | $2.20M 0.98% | 0.00 | 0.00 | 62.69K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 78.28K | SH | $2.08M 0.93% | 0.00 | 0.00 | 78.28K |
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