Filed: 6/14/2024ACC: 0002025925-24-000001
📋 What this filing means
BREAKWATER INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 314 equity positions with a total reported market value of $217.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
314
Positions
$217.33M
Total AUM (reported)
2.95M
Total Shares
Allocation by class
TOTAL STK MKT$30.00M13.8%
US BRD MKT ETF$19.58M9.0%
COM$19.42M8.9%
VG TL INTL STK F$13.20M6.1%
TOTAL BND MRKT$12.19M5.6%
TOTAL INT BD ETF$11.19M5.1%
ALLWRLD EX US$5.72M2.6%
Portfolio Concentration
Top 3$62.77M28.9%
4–10$56.51M26.0%
11–25$55.41M25.5%
Rest$42.63M19.6%
Top 3 weight
28.9%
Top 10 weight
54.9%
Voting Authority Distribution
Total shares with voting rights: 2.95M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.95M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole314
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings314
Rows:
VANGUARD INDEX FDS
SOLEShares115.41K
TypeSH
Market value$30.00M
13.80%
Sole
0.00
Shared
0.00
None
115.41K
SCHWAB STRATEGIC TR
SOLEShares320.77K
TypeSH
Market value$19.58M
9.01%
Sole
0.00
Shared
0.00
None
320.77K
VANGUARD STAR FDS
SOLEShares218.84K
TypeSH
Market value$13.20M
6.07%
Sole
0.00
Shared
0.00
None
218.84K
VANGUARD BD INDEX FDS
SOLEShares167.81K
TypeSH
Market value$12.19M
5.61%
Sole
0.00
Shared
0.00
None
167.81K
MICROSOFT CORP
SOLEShares27.30K
TypeSH
Market value$11.48M
5.28%
Sole
0.00
Shared
0.00
None
27.30K
VANGUARD CHARLOTTE FDS
SOLEShares227.47K
TypeSH
Market value$11.19M
5.15%
Sole
0.00
Shared
0.00
None
227.47K
VANGUARD INTL EQUITY INDEX F
SOLEShares97.52K
TypeSH
Market value$5.72M
2.63%
Sole
0.00
Shared
0.00
None
97.52K
SPDR SER TR
SOLEShares83.50K
TypeSH
Market value$5.36M
2.46%
Sole
0.00
Shared
0.00
None
83.50K
VANGUARD WHITEHALL FDS
SOLEShares44.25K
TypeSH
Market value$5.35M
2.46%
Sole
0.00
Shared
0.00
None
44.25K
VANGUARD INTL EQUITY INDEX F
SOLEShares47.20K
TypeSH
Market value$5.22M
2.40%
Sole
0.00
Shared
0.00
None
47.20K
SCHWAB STRATEGIC TR
SOLEShares124.03K
TypeSH
Market value$4.84M
2.23%
Sole
0.00
Shared
0.00
None
124.03K
SCHWAB STRATEGIC TR
SOLEShares58.94K
TypeSH
Market value$4.75M
2.19%
Sole
0.00
Shared
0.00
None
58.94K
SPDR S&P 500 ETF TR
SOLEShares8.83K
TypeSH
Market value$4.62M
2.13%
Sole
0.00
Shared
0.00
None
8.83K
SCHWAB STRATEGIC TR
SOLEShares95.58K
TypeSH
Market value$4.61M
2.12%
Sole
0.00
Shared
0.00
None
95.58K
VANGUARD INTL EQUITY INDEX F
SOLEShares109.44K
TypeSH
Market value$4.57M
2.10%
Sole
0.00
Shared
0.00
None
109.44K
VANGUARD SCOTTSDALE FDS
SOLEShares77.03K
TypeSH
Market value$4.47M
2.06%
Sole
0.00
Shared
0.00
None
77.03K
VANGUARD WORLD FD
SOLEShares14.66K
TypeSH
Market value$4.20M
1.93%
Sole
0.00
Shared
0.00
None
14.66K
VANGUARD SPECIALIZED FUNDS
SOLEShares22.32K
TypeSH
Market value$4.08M
1.88%
Sole
0.00
Shared
0.00
None
22.32K
VANGUARD WORLD FD
SOLEShares33.54K
TypeSH
Market value$4.01M
1.84%
Sole
0.00
Shared
0.00
None
33.54K
SCHWAB STRATEGIC TR
SOLEShares76.75K
TypeSH
Market value$3.53M
1.62%
Sole
0.00
Shared
0.00
None
76.75K
SPDR SER TR
SOLEShares104.87K
TypeSH
Market value$2.65M
1.22%
Sole
0.00
Shared
0.00
None
104.87K
ISHARES TR
SOLEShares48.85K
TypeSH
Market value$2.44M
1.12%
Sole
0.00
Shared
0.00
None
48.85K
SPDR INDEX SHS FDS
SOLEShares63.49K
TypeSH
Market value$2.28M
1.05%
Sole
0.00
Shared
0.00
None
63.49K
PERFICIENT INC
SOLEShares39.39K
TypeSH
Market value$2.22M
1.02%
Sole
0.00
Shared
0.00
None
39.39K
VANGUARD INDEX FDS
SOLEShares24.84K
TypeSH
Market value$2.15M
0.99%
Sole
0.00
Shared
0.00
None
24.84K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 115.41K | SH | $30.00M 13.80% | 0.00 | 0.00 | 115.41K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 320.77K | SH | $19.58M 9.01% | 0.00 | 0.00 | 320.77K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 218.84K | SH | $13.20M 6.07% | 0.00 | 0.00 | 218.84K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 167.81K | SH | $12.19M 5.61% | 0.00 | 0.00 | 167.81K |
MICROSOFT CORPSOLE | COM | 27.30K | SH | $11.48M 5.28% | 0.00 | 0.00 | 27.30K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 227.47K | SH | $11.19M 5.15% | 0.00 | 0.00 | 227.47K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 97.52K | SH | $5.72M 2.63% | 0.00 | 0.00 | 97.52K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 83.50K | SH | $5.36M 2.46% | 0.00 | 0.00 | 83.50K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 44.25K | SH | $5.35M 2.46% | 0.00 | 0.00 | 44.25K |
VANGUARD INTL EQUITY INDEX FSOLE | TT WRLD ST ETF | 47.20K | SH | $5.22M 2.40% | 0.00 | 0.00 | 47.20K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 124.03K | SH | $4.84M 2.23% | 0.00 | 0.00 | 124.03K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 58.94K | SH | $4.75M 2.19% | 0.00 | 0.00 | 58.94K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 8.83K | SH | $4.62M 2.13% | 0.00 | 0.00 | 8.83K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 95.58K | SH | $4.61M 2.12% | 0.00 | 0.00 | 95.58K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 109.44K | SH | $4.57M 2.10% | 0.00 | 0.00 | 109.44K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 77.03K | SH | $4.47M 2.06% | 0.00 | 0.00 | 77.03K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 14.66K | SH | $4.20M 1.93% | 0.00 | 0.00 | 14.66K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 22.32K | SH | $4.08M 1.88% | 0.00 | 0.00 | 22.32K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 33.54K | SH | $4.01M 1.84% | 0.00 | 0.00 | 33.54K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 76.75K | SH | $3.53M 1.62% | 0.00 | 0.00 | 76.75K |
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 104.87K | SH | $2.65M 1.22% | 0.00 | 0.00 | 104.87K |
ISHARES TRSOLE | CORE INTL AGGR | 48.85K | SH | $2.44M 1.12% | 0.00 | 0.00 | 48.85K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 63.49K | SH | $2.28M 1.05% | 0.00 | 0.00 | 63.49K |
PERFICIENT INCSOLE | COM | 39.39K | SH | $2.22M 1.02% | 0.00 | 0.00 | 39.39K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 24.84K | SH | $2.15M 0.99% | 0.00 | 0.00 | 24.84K |
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