BREAKWATER CAPITAL GROUP

PrivateCIK: 1964309
Location

PARAMUS, NJ

373
Positions
$746.80M
Total AUM (reported)
10.99M
Total Shares

Allocation by class

TOTAL AUM$746.80M373 positions
COM$147.89M19.8%
STATE STREET SPD$30.63M4.1%
US QUALTY FCTR$26.92M3.6%
MEGA CAP VAL ETF$22.67M3.0%
RAFI US 1000 ETF$21.38M2.9%
RUS 1000 GRW ETF$20.06M2.7%
S&P500 EQL WGT$18.86M2.5%

Portfolio Concentration

Top 39.6%4–1016.2%11–2517.6%Rest56.5%TOP 1025.9%0%100%
Top 3$71.96M9.6%
4–10$121.30M16.2%
11–25$131.25M17.6%
Rest$422.30M56.5%

Top 3 weight

9.6%

Top 10 weight

25.9%

Voting Authority Distribution

Total shares with voting rights: 10.99M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

10.99M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole373
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings373
Rows:

J P MORGAN EXCHANGE TRADED F

SOLE
US QUALTY FCTR
Shares439.06K
TypeSH
Market value$26.92M
3.61%
Sole
0.00
Shared
0.00
None
439.06K

VANGUARD WORLD FD

SOLE
MEGA CAP VAL ETF
Shares156.39K
TypeSH
Market value$22.67M
3.04%
Sole
0.00
Shared
0.00
None
156.39K

APPLE INC

SOLE
COM
Shares88.11K
TypeSH
Market value$22.36M
2.99%
Sole
0.00
Shared
0.00
None
88.11K

INVESCO EXCHANGE TRADED FD T

SOLE
RAFI US 1000 ETF
Shares449.87K
TypeSH
Market value$21.38M
2.86%
Sole
0.00
Shared
0.00
None
449.87K

ISHARES TR

SOLE
RUS 1000 GRW ETF
Shares47.04K
TypeSH
Market value$20.06M
2.69%
Sole
0.00
Shared
0.00
None
47.04K

INVESCO EXCHANGE TRADED FD T

SOLE
S&P500 EQL WGT
Shares98.26K
TypeSH
Market value$18.86M
2.53%
Sole
0.00
Shared
0.00
None
98.26K

ISHARES TR

SOLE
CORE S&P500 ETF
Shares25.80K
TypeSH
Market value$16.85M
2.26%
Sole
0.00
Shared
0.00
None
25.80K

BLACKROCK ETF TRUST II

SOLE
ISHARES FLEXIBLE
Shares301.16K
TypeSH
Market value$15.64M
2.09%
Sole
0.00
Shared
0.00
None
301.16K

VANGUARD INDEX FDS

SOLE
VALUE ETF
Shares75.83K
TypeSH
Market value$14.88M
1.99%
Sole
0.00
Shared
0.00
None
75.83K

ISHARES TR

SOLE
MSCI INTL QUALTY
Shares294.83K
TypeSH
Market value$13.63M
1.83%
Sole
0.00
Shared
0.00
None
294.83K

ISHARES TR

SOLE
RUS 1000 VAL ETF
Shares61.25K
TypeSH
Market value$13.09M
1.75%
Sole
0.00
Shared
0.00
None
61.25K

PIMCO ETF TR

SOLE
MULTISECTOR BD
Shares426.50K
TypeSH
Market value$11.17M
1.50%
Sole
0.00
Shared
0.00
None
426.50K

MICROSOFT CORP

SOLE
COM
Shares28.70K
TypeSH
Market value$10.63M
1.42%
Sole
0.00
Shared
0.00
None
28.70K

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares16.28K
TypeSH
Market value$9.73M
1.30%
Sole
0.00
Shared
0.00
None
16.28K

ISHARES TR

SOLE
FALN ANGLS USD
Shares359.63K
TypeSH
Market value$9.61M
1.29%
Sole
0.00
Shared
0.00
None
359.63K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares89.09K
TypeSH
Market value$8.72M
1.17%
Sole
0.00
Shared
0.00
None
89.09K

SCHWAB STRATEGIC TR

SOLE
FUNDAMENTAL US L
Shares308.87K
TypeSH
Market value$8.60M
1.15%
Sole
0.00
Shared
0.00
None
308.87K

INVESCO EXCH TRADED FD TR II

SOLE
RAFI DVLPD MRKTS
Shares117.45K
TypeSH
Market value$8.21M
1.10%
Sole
0.00
Shared
0.00
None
117.45K

SCHWAB STRATEGIC TR

SOLE
FUNDAMENTAL INTL
Shares174.46K
TypeSH
Market value$8.09M
1.08%
Sole
0.00
Shared
0.00
None
174.46K

ISHARES TR

SOLE
INVESTMENT GRADE
Shares176.98K
TypeSH
Market value$7.97M
1.07%
Sole
0.00
Shared
0.00
None
176.98K

INVESCO EXCH TRADED FD TR II

SOLE
INTL BUYBACK
Shares141.41K
TypeSH
Market value$7.96M
1.07%
Sole
0.00
Shared
0.00
None
141.41K

INVESCO EXCH TRADED FD TR II

SOLE
S&P SMLCAP QTY
Shares177.11K
TypeSH
Market value$7.47M
1.00%
Sole
0.00
Shared
0.00
None
177.11K

COLUMBIA ETF TR II

SOLE
EM CORE EX ETF
Shares168.36K
TypeSH
Market value$6.87M
0.92%
Sole
0.00
Shared
0.00
None
168.36K

ISHARES TR

SOLE
RUS 1000 ETF
Shares18.95K
TypeSH
Market value$6.76M
0.90%
Sole
0.00
Shared
0.00
None
18.95K

VANGUARD MALVERN FDS

SOLE
STRM INFPROIDX
Shares127.66K
TypeSH
Market value$6.38M
0.85%
Sole
0.00
Shared
0.00
None
127.66K
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