Filed: 4/20/2026ACC: 0001964309-26-000002
📋 What this filing means
BREAKWATER CAPITAL GROUP filed this quarterly 13F‑HR report disclosing 373 equity positions with a total reported market value of $746.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
373
Positions
$746.80M
Total AUM (reported)
10.99M
Total Shares
Allocation by class
COM$147.89M19.8%
STATE STREET SPD$30.63M4.1%
US QUALTY FCTR$26.92M3.6%
MEGA CAP VAL ETF$22.67M3.0%
RAFI US 1000 ETF$21.38M2.9%
RUS 1000 GRW ETF$20.06M2.7%
S&P500 EQL WGT$18.86M2.5%
Portfolio Concentration
Top 3$71.96M9.6%
4–10$121.30M16.2%
11–25$131.25M17.6%
Rest$422.30M56.5%
Top 3 weight
9.6%
Top 10 weight
25.9%
Voting Authority Distribution
Total shares with voting rights: 10.99M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.99M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole373
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings373
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares439.06K
TypeSH
Market value$26.92M
3.61%
Sole
0.00
Shared
0.00
None
439.06K
VANGUARD WORLD FD
SOLEShares156.39K
TypeSH
Market value$22.67M
3.04%
Sole
0.00
Shared
0.00
None
156.39K
APPLE INC
SOLEShares88.11K
TypeSH
Market value$22.36M
2.99%
Sole
0.00
Shared
0.00
None
88.11K
INVESCO EXCHANGE TRADED FD T
SOLEShares449.87K
TypeSH
Market value$21.38M
2.86%
Sole
0.00
Shared
0.00
None
449.87K
ISHARES TR
SOLEShares47.04K
TypeSH
Market value$20.06M
2.69%
Sole
0.00
Shared
0.00
None
47.04K
INVESCO EXCHANGE TRADED FD T
SOLEShares98.26K
TypeSH
Market value$18.86M
2.53%
Sole
0.00
Shared
0.00
None
98.26K
ISHARES TR
SOLEShares25.80K
TypeSH
Market value$16.85M
2.26%
Sole
0.00
Shared
0.00
None
25.80K
BLACKROCK ETF TRUST II
SOLEShares301.16K
TypeSH
Market value$15.64M
2.09%
Sole
0.00
Shared
0.00
None
301.16K
VANGUARD INDEX FDS
SOLEShares75.83K
TypeSH
Market value$14.88M
1.99%
Sole
0.00
Shared
0.00
None
75.83K
ISHARES TR
SOLEShares294.83K
TypeSH
Market value$13.63M
1.83%
Sole
0.00
Shared
0.00
None
294.83K
ISHARES TR
SOLEShares61.25K
TypeSH
Market value$13.09M
1.75%
Sole
0.00
Shared
0.00
None
61.25K
PIMCO ETF TR
SOLEShares426.50K
TypeSH
Market value$11.17M
1.50%
Sole
0.00
Shared
0.00
None
426.50K
MICROSOFT CORP
SOLEShares28.70K
TypeSH
Market value$10.63M
1.42%
Sole
0.00
Shared
0.00
None
28.70K
VANGUARD INDEX FDS
SOLEShares16.28K
TypeSH
Market value$9.73M
1.30%
Sole
0.00
Shared
0.00
None
16.28K
ISHARES TR
SOLEShares359.63K
TypeSH
Market value$9.61M
1.29%
Sole
0.00
Shared
0.00
None
359.63K
SPDR SERIES TRUST
SOLEShares89.09K
TypeSH
Market value$8.72M
1.17%
Sole
0.00
Shared
0.00
None
89.09K
SCHWAB STRATEGIC TR
SOLEShares308.87K
TypeSH
Market value$8.60M
1.15%
Sole
0.00
Shared
0.00
None
308.87K
INVESCO EXCH TRADED FD TR II
SOLEShares117.45K
TypeSH
Market value$8.21M
1.10%
Sole
0.00
Shared
0.00
None
117.45K
SCHWAB STRATEGIC TR
SOLEShares174.46K
TypeSH
Market value$8.09M
1.08%
Sole
0.00
Shared
0.00
None
174.46K
ISHARES TR
SOLEShares176.98K
TypeSH
Market value$7.97M
1.07%
Sole
0.00
Shared
0.00
None
176.98K
INVESCO EXCH TRADED FD TR II
SOLEShares141.41K
TypeSH
Market value$7.96M
1.07%
Sole
0.00
Shared
0.00
None
141.41K
INVESCO EXCH TRADED FD TR II
SOLEShares177.11K
TypeSH
Market value$7.47M
1.00%
Sole
0.00
Shared
0.00
None
177.11K
COLUMBIA ETF TR II
SOLEShares168.36K
TypeSH
Market value$6.87M
0.92%
Sole
0.00
Shared
0.00
None
168.36K
ISHARES TR
SOLEShares18.95K
TypeSH
Market value$6.76M
0.90%
Sole
0.00
Shared
0.00
None
18.95K
VANGUARD MALVERN FDS
SOLEShares127.66K
TypeSH
Market value$6.38M
0.85%
Sole
0.00
Shared
0.00
None
127.66K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 439.06K | SH | $26.92M 3.61% | 0.00 | 0.00 | 439.06K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 156.39K | SH | $22.67M 3.04% | 0.00 | 0.00 | 156.39K |
APPLE INCSOLE | COM | 88.11K | SH | $22.36M 2.99% | 0.00 | 0.00 | 88.11K |
INVESCO EXCHANGE TRADED FD TSOLE | RAFI US 1000 ETF | 449.87K | SH | $21.38M 2.86% | 0.00 | 0.00 | 449.87K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 47.04K | SH | $20.06M 2.69% | 0.00 | 0.00 | 47.04K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 98.26K | SH | $18.86M 2.53% | 0.00 | 0.00 | 98.26K |
ISHARES TRSOLE | CORE S&P500 ETF | 25.80K | SH | $16.85M 2.26% | 0.00 | 0.00 | 25.80K |
BLACKROCK ETF TRUST IISOLE | ISHARES FLEXIBLE | 301.16K | SH | $15.64M 2.09% | 0.00 | 0.00 | 301.16K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 75.83K | SH | $14.88M 1.99% | 0.00 | 0.00 | 75.83K |
ISHARES TRSOLE | MSCI INTL QUALTY | 294.83K | SH | $13.63M 1.83% | 0.00 | 0.00 | 294.83K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 61.25K | SH | $13.09M 1.75% | 0.00 | 0.00 | 61.25K |
PIMCO ETF TRSOLE | MULTISECTOR BD | 426.50K | SH | $11.17M 1.50% | 0.00 | 0.00 | 426.50K |
MICROSOFT CORPSOLE | COM | 28.70K | SH | $10.63M 1.42% | 0.00 | 0.00 | 28.70K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 16.28K | SH | $9.73M 1.30% | 0.00 | 0.00 | 16.28K |
ISHARES TRSOLE | FALN ANGLS USD | 359.63K | SH | $9.61M 1.29% | 0.00 | 0.00 | 359.63K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 89.09K | SH | $8.72M 1.17% | 0.00 | 0.00 | 89.09K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US L | 308.87K | SH | $8.60M 1.15% | 0.00 | 0.00 | 308.87K |
INVESCO EXCH TRADED FD TR IISOLE | RAFI DVLPD MRKTS | 117.45K | SH | $8.21M 1.10% | 0.00 | 0.00 | 117.45K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL INTL | 174.46K | SH | $8.09M 1.08% | 0.00 | 0.00 | 174.46K |
ISHARES TRSOLE | INVESTMENT GRADE | 176.98K | SH | $7.97M 1.07% | 0.00 | 0.00 | 176.98K |
INVESCO EXCH TRADED FD TR IISOLE | INTL BUYBACK | 141.41K | SH | $7.96M 1.07% | 0.00 | 0.00 | 141.41K |
INVESCO EXCH TRADED FD TR IISOLE | S&P SMLCAP QTY | 177.11K | SH | $7.47M 1.00% | 0.00 | 0.00 | 177.11K |
COLUMBIA ETF TR IISOLE | EM CORE EX ETF | 168.36K | SH | $6.87M 0.92% | 0.00 | 0.00 | 168.36K |
ISHARES TRSOLE | RUS 1000 ETF | 18.95K | SH | $6.76M 0.90% | 0.00 | 0.00 | 18.95K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 127.66K | SH | $6.38M 0.85% | 0.00 | 0.00 | 127.66K |
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