Filed: 1/9/2026ACC: 0001964309-26-000001
📋 What this filing means
BREAKWATER CAPITAL GROUP filed this quarterly 13F‑HR report disclosing 352 equity positions with a total reported market value of $716.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
352
Positions
$716.57M
Total AUM (reported)
10.42M
Total Shares
Allocation by class
COM$139.66M19.5%
STATE STREET SPD$29.73M4.1%
US QUALTY FCTR$26.17M3.7%
RAFI US 1000 ETF$21.08M2.9%
MEGA CAP VAL ETF$20.63M2.9%
RUS 1000 GRW ETF$20.54M2.9%
S&P500 EQL WGT$18.66M2.6%
Portfolio Concentration
Top 3$69.97M9.8%
4–10$120.55M16.8%
11–25$127.80M17.8%
Rest$398.24M55.6%
Top 3 weight
9.8%
Top 10 weight
26.6%
Voting Authority Distribution
Total shares with voting rights: 10.42M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.42M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole352
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings352
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares414.27K
TypeSH
Market value$26.17M
3.65%
Sole
0.00
Shared
0.00
None
414.27K
APPLE INC
SOLEShares83.58K
TypeSH
Market value$22.72M
3.17%
Sole
0.00
Shared
0.00
None
83.58K
INVESCO EXCHANGE TRADED FD T
SOLEShares449.21K
TypeSH
Market value$21.08M
2.94%
Sole
0.00
Shared
0.00
None
449.21K
VANGUARD WORLD FD
SOLEShares146.12K
TypeSH
Market value$20.63M
2.88%
Sole
0.00
Shared
0.00
None
146.12K
ISHARES TR
SOLEShares43.40K
TypeSH
Market value$20.54M
2.87%
Sole
0.00
Shared
0.00
None
43.40K
INVESCO EXCHANGE TRADED FD T
SOLEShares97.40K
TypeSH
Market value$18.66M
2.60%
Sole
0.00
Shared
0.00
None
97.40K
ISHARES TR
SOLEShares24.85K
TypeSH
Market value$17.02M
2.38%
Sole
0.00
Shared
0.00
None
24.85K
BLACKROCK ETF TRUST II
SOLEShares303.14K
TypeSH
Market value$16.00M
2.23%
Sole
0.00
Shared
0.00
None
303.14K
VANGUARD INDEX FDS
SOLEShares76.52K
TypeSH
Market value$14.61M
2.04%
Sole
0.00
Shared
0.00
None
76.52K
ISHARES TR
SOLEShares62.24K
TypeSH
Market value$13.09M
1.83%
Sole
0.00
Shared
0.00
None
62.24K
ISHARES TR
SOLEShares279.23K
TypeSH
Market value$12.69M
1.77%
Sole
0.00
Shared
0.00
None
279.23K
PIMCO ETF TR
SOLEShares398.37K
TypeSH
Market value$10.63M
1.48%
Sole
0.00
Shared
0.00
None
398.37K
MICROSOFT CORP
SOLEShares21.35K
TypeSH
Market value$10.33M
1.44%
Sole
0.00
Shared
0.00
None
21.35K
VANGUARD INDEX FDS
SOLEShares16.08K
TypeSH
Market value$10.09M
1.41%
Sole
0.00
Shared
0.00
None
16.08K
ISHARES TR
SOLEShares341.82K
TypeSH
Market value$9.33M
1.30%
Sole
0.00
Shared
0.00
None
341.82K
SPDR SERIES TRUST
SOLEShares84.40K
TypeSH
Market value$9.01M
1.26%
Sole
0.00
Shared
0.00
None
84.40K
INVESCO EXCH TRADED FD TR II
SOLEShares204.37K
TypeSH
Market value$8.60M
1.20%
Sole
0.00
Shared
0.00
None
204.37K
ISHARES TR
SOLEShares173.67K
TypeSH
Market value$7.93M
1.11%
Sole
0.00
Shared
0.00
None
173.67K
INVESCO EXCH TRADED FD TR II
SOLEShares112.77K
TypeSH
Market value$7.39M
1.03%
Sole
0.00
Shared
0.00
None
112.77K
SCHWAB STRATEGIC TR
SOLEShares268.06K
TypeSH
Market value$7.29M
1.02%
Sole
0.00
Shared
0.00
None
268.06K
INVESCO EXCH TRADED FD TR II
SOLEShares129.16K
TypeSH
Market value$7.18M
1.00%
Sole
0.00
Shared
0.00
None
129.16K
SCHWAB STRATEGIC TR
SOLEShares160.84K
TypeSH
Market value$7.17M
1.00%
Sole
0.00
Shared
0.00
None
160.84K
ISHARES TR
SOLEShares18.68K
TypeSH
Market value$6.97M
0.97%
Sole
0.00
Shared
0.00
None
18.68K
AMAZON COM INC
SOLEShares29.05K
TypeSH
Market value$6.71M
0.94%
Sole
0.00
Shared
0.00
None
29.05K
COLUMBIA ETF TR II
SOLEShares169.31K
TypeSH
Market value$6.49M
0.91%
Sole
0.00
Shared
0.00
None
169.31K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 414.27K | SH | $26.17M 3.65% | 0.00 | 0.00 | 414.27K |
APPLE INCSOLE | COM | 83.58K | SH | $22.72M 3.17% | 0.00 | 0.00 | 83.58K |
INVESCO EXCHANGE TRADED FD TSOLE | RAFI US 1000 ETF | 449.21K | SH | $21.08M 2.94% | 0.00 | 0.00 | 449.21K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 146.12K | SH | $20.63M 2.88% | 0.00 | 0.00 | 146.12K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 43.40K | SH | $20.54M 2.87% | 0.00 | 0.00 | 43.40K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 97.40K | SH | $18.66M 2.60% | 0.00 | 0.00 | 97.40K |
ISHARES TRSOLE | CORE S&P500 ETF | 24.85K | SH | $17.02M 2.38% | 0.00 | 0.00 | 24.85K |
BLACKROCK ETF TRUST IISOLE | ISHARES FLEXIBLE | 303.14K | SH | $16.00M 2.23% | 0.00 | 0.00 | 303.14K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 76.52K | SH | $14.61M 2.04% | 0.00 | 0.00 | 76.52K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 62.24K | SH | $13.09M 1.83% | 0.00 | 0.00 | 62.24K |
ISHARES TRSOLE | MSCI INTL QUALTY | 279.23K | SH | $12.69M 1.77% | 0.00 | 0.00 | 279.23K |
PIMCO ETF TRSOLE | MULTISECTOR BD | 398.37K | SH | $10.63M 1.48% | 0.00 | 0.00 | 398.37K |
MICROSOFT CORPSOLE | COM | 21.35K | SH | $10.33M 1.44% | 0.00 | 0.00 | 21.35K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 16.08K | SH | $10.09M 1.41% | 0.00 | 0.00 | 16.08K |
ISHARES TRSOLE | FALN ANGLS USD | 341.82K | SH | $9.33M 1.30% | 0.00 | 0.00 | 341.82K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 84.40K | SH | $9.01M 1.26% | 0.00 | 0.00 | 84.40K |
INVESCO EXCH TRADED FD TR IISOLE | S&P SMLCAP QTY | 204.37K | SH | $8.60M 1.20% | 0.00 | 0.00 | 204.37K |
ISHARES TRSOLE | INVESTMENT GRADE | 173.67K | SH | $7.93M 1.11% | 0.00 | 0.00 | 173.67K |
INVESCO EXCH TRADED FD TR IISOLE | RAFI DVLPD MRKTS | 112.77K | SH | $7.39M 1.03% | 0.00 | 0.00 | 112.77K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US L | 268.06K | SH | $7.29M 1.02% | 0.00 | 0.00 | 268.06K |
INVESCO EXCH TRADED FD TR IISOLE | INTL BUYBACK | 129.16K | SH | $7.18M 1.00% | 0.00 | 0.00 | 129.16K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL INTL | 160.84K | SH | $7.17M 1.00% | 0.00 | 0.00 | 160.84K |
ISHARES TRSOLE | RUS 1000 ETF | 18.68K | SH | $6.97M 0.97% | 0.00 | 0.00 | 18.68K |
AMAZON COM INCSOLE | COM | 29.05K | SH | $6.71M 0.94% | 0.00 | 0.00 | 29.05K |
COLUMBIA ETF TR IISOLE | EM CORE EX ETF | 169.31K | SH | $6.49M 0.91% | 0.00 | 0.00 | 169.31K |
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