BREAKWATER CAPITAL GROUP

Filed: 1/14/2025ACC: 0001085146-25-000156

📋 What this filing means

BREAKWATER CAPITAL GROUP filed this quarterly 13F‑HR report disclosing 284 equity positions with a total reported market value of $502.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

284

Positions

$502.27M

Total AUM (reported)

7.75M

Total Shares

Allocation by class

COM$109.86M21.9%

FTSE RAFI 1000$18.48M3.7%

US QUALTY FCTR$17.00M3.4%

S&P500 EQL WGT$15.73M3.1%

VALUE ETF$13.01M2.6%

RUS 1000 GRW ETF$12.72M2.5%

CORE S&P500 ETF$12.65M2.5%

Portfolio Concentration

Top 3$56.66M11.3%

4–10$84.44M16.8%

11–25$96.26M19.2%

Rest$264.92M52.7%

Top 3 weight

11.3%

Top 10 weight

28.1%

Voting Authority Distribution

Total shares with voting rights: 7.75M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

7.75M

% of voting shares100.0%

Investment Discretion (by position count)

Sole284

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings284

Rows:

APPLE INC

SOLE

COM

Shares84.59K

TypeSH

Market value$21.18M

4.22%

Sole

0.00

Shared

0.00

None

84.59K

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares458.04K

TypeSH

Market value$18.48M

3.68%

Sole

0.00

Shared

0.00

None

458.04K

J P MORGAN EXCHANGE TRADED F

SOLE

US QUALTY FCTR

Shares296.80K

TypeSH

Market value$17.00M

3.38%

Sole

0.00

Shared

0.00

None

296.80K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares89.76K

TypeSH

Market value$15.73M

3.13%

Sole

0.00

Shared

0.00

None

89.76K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares76.85K

TypeSH

Market value$13.01M

2.59%

Sole

0.00

Shared

0.00

None

76.85K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares31.66K

TypeSH

Market value$12.72M

2.53%

Sole

0.00

Shared

0.00

None

31.66K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares21.49K

TypeSH

Market value$12.65M

2.52%

Sole

0.00

Shared

0.00

None

21.49K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares61.98K

TypeSH

Market value$11.47M

2.28%

Sole

0.00

Shared

0.00

None

61.98K

VANGUARD WORLD FD

SOLE

MEGA CAP VAL ETF

Shares75.93K

TypeSH

Market value$9.48M

1.89%

Sole

0.00

Shared

0.00

None

75.93K

BLACKROCK ETF TRUST II

SOLE

ISHARES FLEXIBLE

Shares180.20K

TypeSH

Market value$9.37M

1.87%

Sole

0.00

Shared

0.00

None

180.20K

ISHARES TR

SOLE

FALN ANGLS USD

Shares319.60K

TypeSH

Market value$8.54M

1.70%

Sole

0.00

Shared

0.00

None

319.60K

CAMBRIA ETF TR

SOLE

SHSHLD YIELD ETF

Shares118.54K

TypeSH

Market value$8.12M

1.62%

Sole

0.00

Shared

0.00

None

118.54K

MICROSOFT CORP

SOLE

COM

Shares18.70K

TypeSH

Market value$7.88M

1.57%

Sole

0.00

Shared

0.00

None

18.70K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares88.27K

TypeSH

Market value$7.76M

1.54%

Sole

0.00

Shared

0.00

None

88.27K

ISHARES TR

SOLE

MSCI INTL QUALTY

Shares208.47K

TypeSH

Market value$7.74M

1.54%

Sole

0.00

Shared

0.00

None

208.47K

INVESCO EXCH TRADED FD TR II

SOLE

S&P SMLCAP QTY

Shares177.55K

TypeSH

Market value$7.52M

1.50%

Sole

0.00

Shared

0.00

None

177.55K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares13.15K

TypeSH

Market value$7.08M

1.41%

Sole

0.00

Shared

0.00

None

13.15K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares128.14K

TypeSH

Market value$6.50M

1.29%

Sole

0.00

Shared

0.00

None

128.14K

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares205.21K

TypeSH

Market value$6.07M

1.21%

Sole

0.00

Shared

0.00

None

205.21K

WISDOMTREE TR

SOLE

US MIDCAP FUND

Shares81.11K

TypeSH

Market value$5.07M

1.01%

Sole

0.00

Shared

0.00

None

81.11K

AMAZON COM INC

SOLE

COM

Shares22.98K

TypeSH

Market value$5.04M

1.00%

Sole

0.00

Shared

0.00

None

22.98K

ORACLE CORP

SOLE

COM

Shares29.19K

TypeSH

Market value$4.86M

0.97%

Sole

0.00

Shared

0.00

None

29.19K

ISHARES TR

SOLE

RUS 1000 ETF

Shares15.06K

TypeSH

Market value$4.85M

0.97%

Sole

0.00

Shared

0.00

None

15.06K

ISHARES TR

SOLE

CORE S&P US VLU

Shares50.16K

TypeSH

Market value$4.64M

0.92%

Sole

0.00

Shared

0.00

None

50.16K

TRANE TECHNOLOGIES PLC

SOLE

SHS

Shares12.40K

TypeSH

Market value$4.58M

0.91%

Sole

0.00

Shared

0.00

None

12.40K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	84.59K	SH	$21.18M 4.22%	84.59K
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	458.04K	SH	$18.48M 3.68%	458.04K
J P MORGAN EXCHANGE TRADED FSOLE	US QUALTY FCTR	296.80K	SH	$17.00M 3.38%	296.80K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	89.76K	SH	$15.73M 3.13%	89.76K
VANGUARD INDEX FDSSOLE	VALUE ETF	76.85K	SH	$13.01M 2.59%	76.85K
ISHARES TRSOLE	RUS 1000 GRW ETF	31.66K	SH	$12.72M 2.53%	31.66K
ISHARES TRSOLE	CORE S&P500 ETF	21.49K	SH	$12.65M 2.52%	21.49K
ISHARES TRSOLE	RUS 1000 VAL ETF	61.98K	SH	$11.47M 2.28%	61.98K
VANGUARD WORLD FDSOLE	MEGA CAP VAL ETF	75.93K	SH	$9.48M 1.89%	75.93K
BLACKROCK ETF TRUST IISOLE	ISHARES FLEXIBLE	180.20K	SH	$9.37M 1.87%	180.20K
ISHARES TRSOLE	FALN ANGLS USD	319.60K	SH	$8.54M 1.70%	319.60K
CAMBRIA ETF TRSOLE	SHSHLD YIELD ETF	118.54K	SH	$8.12M 1.62%	118.54K
MICROSOFT CORPSOLE	COM	18.70K	SH	$7.88M 1.57%	18.70K
SPDR SER TRSOLE	PRTFLO S&P500 GW	88.27K	SH	$7.76M 1.54%	88.27K
ISHARES TRSOLE	MSCI INTL QUALTY	208.47K	SH	$7.74M 1.54%	208.47K
INVESCO EXCH TRADED FD TR IISOLE	S&P SMLCAP QTY	177.55K	SH	$7.52M 1.50%	177.55K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	13.15K	SH	$7.08M 1.41%	13.15K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	128.14K	SH	$6.50M 1.29%	128.14K
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	205.21K	SH	$6.07M 1.21%	205.21K
WISDOMTREE TRSOLE	US MIDCAP FUND	81.11K	SH	$5.07M 1.01%	81.11K
AMAZON COM INCSOLE	COM	22.98K	SH	$5.04M 1.00%	22.98K
ORACLE CORPSOLE	COM	29.19K	SH	$4.86M 0.97%	29.19K
ISHARES TRSOLE	RUS 1000 ETF	15.06K	SH	$4.85M 0.97%	15.06K
ISHARES TRSOLE	CORE S&P US VLU	50.16K	SH	$4.64M 0.92%	50.16K
TRANE TECHNOLOGIES PLCSOLE	SHS	12.40K	SH	$4.58M 0.91%	12.40K

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