Filed: 10/4/2024ACC: 0001085146-24-004645
📋 What this filing means
BREAKWATER CAPITAL GROUP filed this quarterly 13F‑HR report disclosing 286 equity positions with a total reported market value of $496.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
286
Positions
$496.33M
Total AUM (reported)
7.23M
Total Shares
Allocation by class
COM$110.33M22.2%
FTSE RAFI 1000$18.36M3.7%
US QUALTY FCTR$16.53M3.3%
S&P500 EQL WGT$16.09M3.2%
VALUE ETF$14.01M2.8%
CORE S&P500 ETF$12.42M2.5%
RUS 1000 GRW ETF$12.00M2.4%
Portfolio Concentration
Top 3$54.73M11.0%
4–10$83.09M16.7%
11–25$93.62M18.9%
Rest$264.89M53.4%
Top 3 weight
11.0%
Top 10 weight
27.8%
Voting Authority Distribution
Total shares with voting rights: 7.23M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.23M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole286
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings286
Rows:
APPLE INC
SOLEShares85.16K
TypeSH
Market value$19.84M
4.00%
Sole
0.00
Shared
0.00
None
85.16K
INVESCO EXCHANGE TRADED FD T
SOLEShares451.93K
TypeSH
Market value$18.36M
3.70%
Sole
0.00
Shared
0.00
None
451.93K
J P MORGAN EXCHANGE TRADED F
SOLEShares292.19K
TypeSH
Market value$16.53M
3.33%
Sole
0.00
Shared
0.00
None
292.19K
INVESCO EXCHANGE TRADED FD T
SOLEShares89.83K
TypeSH
Market value$16.09M
3.24%
Sole
0.00
Shared
0.00
None
89.83K
VANGUARD INDEX FDS
SOLEShares80.24K
TypeSH
Market value$14.01M
2.82%
Sole
0.00
Shared
0.00
None
80.24K
ISHARES TR
SOLEShares21.53K
TypeSH
Market value$12.42M
2.50%
Sole
0.00
Shared
0.00
None
21.53K
ISHARES TR
SOLEShares31.98K
TypeSH
Market value$12.00M
2.42%
Sole
0.00
Shared
0.00
None
31.98K
ISHARES TR
SOLEShares62.91K
TypeSH
Market value$11.94M
2.41%
Sole
0.00
Shared
0.00
None
62.91K
CAMBRIA ETF TR
SOLEShares116.92K
TypeSH
Market value$8.46M
1.70%
Sole
0.00
Shared
0.00
None
116.92K
VANGUARD WORLD FD
SOLEShares63.66K
TypeSH
Market value$8.17M
1.65%
Sole
0.00
Shared
0.00
None
63.66K
MICROSOFT CORP
SOLEShares18.83K
TypeSH
Market value$8.10M
1.63%
Sole
0.00
Shared
0.00
None
18.83K
ISHARES TR
SOLEShares293.96K
TypeSH
Market value$8.04M
1.62%
Sole
0.00
Shared
0.00
None
293.96K
ISHARES TR
SOLEShares187.51K
TypeSH
Market value$7.78M
1.57%
Sole
0.00
Shared
0.00
None
187.51K
BLACKROCK ETF TRUST II
SOLEShares144.22K
TypeSH
Market value$7.72M
1.56%
Sole
0.00
Shared
0.00
None
144.22K
SPDR SER TR
SOLEShares90.07K
TypeSH
Market value$7.47M
1.51%
Sole
0.00
Shared
0.00
None
90.07K
INVESCO EXCH TRADED FD TR II
SOLEShares171.96K
TypeSH
Market value$7.44M
1.50%
Sole
0.00
Shared
0.00
None
171.96K
VANGUARD INDEX FDS
SOLEShares13.17K
TypeSH
Market value$6.95M
1.40%
Sole
0.00
Shared
0.00
None
13.17K
COLUMBIA ETF TR II
SOLEShares199.75K
TypeSH
Market value$6.53M
1.31%
Sole
0.00
Shared
0.00
None
199.75K
ORACLE CORP
SOLEShares29.44K
TypeSH
Market value$5.02M
1.01%
Sole
0.00
Shared
0.00
None
29.44K
WISDOMTREE TR
SOLEShares79.88K
TypeSH
Market value$4.98M
1.00%
Sole
0.00
Shared
0.00
None
79.88K
TRANE TECHNOLOGIES PLC
SOLEShares12.55K
TypeSH
Market value$4.88M
0.98%
Sole
0.00
Shared
0.00
None
12.55K
ISHARES TR
SOLEShares50.81K
TypeSH
Market value$4.85M
0.98%
Sole
0.00
Shared
0.00
None
50.81K
ISHARES TR
SOLEShares14.76K
TypeSH
Market value$4.64M
0.93%
Sole
0.00
Shared
0.00
None
14.76K
SCHWAB STRATEGIC TR
SOLEShares121.30K
TypeSH
Market value$4.63M
0.93%
Sole
0.00
Shared
0.00
None
121.30K
INVESCO EXCHANGE TRADED FD T
SOLEShares43.96K
TypeSH
Market value$4.60M
0.93%
Sole
0.00
Shared
0.00
None
43.96K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 85.16K | SH | $19.84M 4.00% | 0.00 | 0.00 | 85.16K |
INVESCO EXCHANGE TRADED FD TSOLE | FTSE RAFI 1000 | 451.93K | SH | $18.36M 3.70% | 0.00 | 0.00 | 451.93K |
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 292.19K | SH | $16.53M 3.33% | 0.00 | 0.00 | 292.19K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 89.83K | SH | $16.09M 3.24% | 0.00 | 0.00 | 89.83K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 80.24K | SH | $14.01M 2.82% | 0.00 | 0.00 | 80.24K |
ISHARES TRSOLE | CORE S&P500 ETF | 21.53K | SH | $12.42M 2.50% | 0.00 | 0.00 | 21.53K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 31.98K | SH | $12.00M 2.42% | 0.00 | 0.00 | 31.98K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 62.91K | SH | $11.94M 2.41% | 0.00 | 0.00 | 62.91K |
CAMBRIA ETF TRSOLE | SHSHLD YIELD ETF | 116.92K | SH | $8.46M 1.70% | 0.00 | 0.00 | 116.92K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 63.66K | SH | $8.17M 1.65% | 0.00 | 0.00 | 63.66K |
MICROSOFT CORPSOLE | COM | 18.83K | SH | $8.10M 1.63% | 0.00 | 0.00 | 18.83K |
ISHARES TRSOLE | FALN ANGLS USD | 293.96K | SH | $8.04M 1.62% | 0.00 | 0.00 | 293.96K |
ISHARES TRSOLE | MSCI INTL QUALTY | 187.51K | SH | $7.78M 1.57% | 0.00 | 0.00 | 187.51K |
BLACKROCK ETF TRUST IISOLE | FLEXIBLE INCOME | 144.22K | SH | $7.72M 1.56% | 0.00 | 0.00 | 144.22K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 90.07K | SH | $7.47M 1.51% | 0.00 | 0.00 | 90.07K |
INVESCO EXCH TRADED FD TR IISOLE | S&P SMLCAP QTY | 171.96K | SH | $7.44M 1.50% | 0.00 | 0.00 | 171.96K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 13.17K | SH | $6.95M 1.40% | 0.00 | 0.00 | 13.17K |
COLUMBIA ETF TR IISOLE | EM CORE EX ETF | 199.75K | SH | $6.53M 1.31% | 0.00 | 0.00 | 199.75K |
ORACLE CORPSOLE | COM | 29.44K | SH | $5.02M 1.01% | 0.00 | 0.00 | 29.44K |
WISDOMTREE TRSOLE | US MIDCAP FUND | 79.88K | SH | $4.98M 1.00% | 0.00 | 0.00 | 79.88K |
TRANE TECHNOLOGIES PLCSOLE | SHS | 12.55K | SH | $4.88M 0.98% | 0.00 | 0.00 | 12.55K |
ISHARES TRSOLE | CORE S&P US VLU | 50.81K | SH | $4.85M 0.98% | 0.00 | 0.00 | 50.81K |
ISHARES TRSOLE | RUS 1000 ETF | 14.76K | SH | $4.64M 0.93% | 0.00 | 0.00 | 14.76K |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL INTL | 121.30K | SH | $4.63M 0.93% | 0.00 | 0.00 | 121.30K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P 500 GARP ETF | 43.96K | SH | $4.60M 0.93% | 0.00 | 0.00 | 43.96K |
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