Filed: 4/18/2024ACC: 0001085146-24-001895
📋 What this filing means
BREAKWATER CAPITAL GROUP filed this quarterly 13F‑HR report disclosing 260 equity positions with a total reported market value of $397.71M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
260
Positions
$397.71M
Total AUM (reported)
5.80M
Total Shares
Allocation by class
COM$89.04M22.4%
FTSE RAFI 1000$14.34M3.6%
S&P500 EQL WGT$14.14M3.6%
US QUALTY FCTR$13.00M3.3%
VALUE ETF$12.62M3.2%
RUS 1000 VAL ETF$11.05M2.8%
RUS 1000 GRW ETF$10.27M2.6%
Portfolio Concentration
Top 3$41.70M10.5%
4–10$71.88M18.1%
11–25$73.35M18.4%
Rest$210.78M53.0%
Top 3 weight
10.5%
Top 10 weight
28.6%
Voting Authority Distribution
Total shares with voting rights: 5.80M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.80M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole260
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings260
Rows:
INVESCO EXCHANGE TRADED FD T
SOLEShares372.87K
TypeSH
Market value$14.34M
3.61%
Sole
0.00
Shared
0.00
None
372.87K
INVESCO EXCHANGE TRADED FD T
SOLEShares83.50K
TypeSH
Market value$14.14M
3.56%
Sole
0.00
Shared
0.00
None
83.50K
APPLE INC
SOLEShares77.03K
TypeSH
Market value$13.21M
3.32%
Sole
0.00
Shared
0.00
None
77.03K
J P MORGAN EXCHANGE TRADED F
SOLEShares245.93K
TypeSH
Market value$13.00M
3.27%
Sole
0.00
Shared
0.00
None
245.93K
VANGUARD INDEX FDS
SOLEShares77.47K
TypeSH
Market value$12.62M
3.17%
Sole
0.00
Shared
0.00
None
77.47K
ISHARES TR
SOLEShares61.71K
TypeSH
Market value$11.05M
2.78%
Sole
0.00
Shared
0.00
None
61.71K
ISHARES TR
SOLEShares30.47K
TypeSH
Market value$10.27M
2.58%
Sole
0.00
Shared
0.00
None
30.47K
ISHARES TR
SOLEShares19.17K
TypeSH
Market value$10.08M
2.53%
Sole
0.00
Shared
0.00
None
19.17K
MICROSOFT CORP
SOLEShares17.73K
TypeSH
Market value$7.46M
1.88%
Sole
0.00
Shared
0.00
None
17.73K
CAMBRIA ETF TR
SOLEShares100.97K
TypeSH
Market value$7.40M
1.86%
Sole
0.00
Shared
0.00
None
100.97K
VANGUARD INDEX FDS
SOLEShares12.36K
TypeSH
Market value$5.94M
1.49%
Sole
0.00
Shared
0.00
None
12.36K
ISHARES TR
SOLEShares149.10K
TypeSH
Market value$5.91M
1.49%
Sole
0.00
Shared
0.00
None
149.10K
ISHARES TR
SOLEShares215.17K
TypeSH
Market value$5.78M
1.45%
Sole
0.00
Shared
0.00
None
215.17K
INVESCO EXCH TRADED FD TR II
SOLEShares138.45K
TypeSH
Market value$5.70M
1.43%
Sole
0.00
Shared
0.00
None
138.45K
SPDR SER TR
SOLEShares76.08K
TypeSH
Market value$5.57M
1.40%
Sole
0.00
Shared
0.00
None
76.08K
COLUMBIA ETF TR II
SOLEShares176.95K
TypeSH
Market value$5.50M
1.38%
Sole
0.00
Shared
0.00
None
176.95K
ISHARES TR
SOLEShares101.52K
TypeSH
Market value$5.24M
1.32%
Sole
0.00
Shared
0.00
None
101.52K
INVESCO EXCHANGE TRADED FD T
SOLEShares46.81K
TypeSH
Market value$4.98M
1.25%
Sole
0.00
Shared
0.00
None
46.81K
ISHARES TR
SOLEShares50.34K
TypeSH
Market value$4.55M
1.14%
Sole
0.00
Shared
0.00
None
50.34K
WISDOMTREE TR
SOLEShares70K
TypeSH
Market value$4.27M
1.07%
Sole
0.00
Shared
0.00
None
70K
VANGUARD WORLD FD
SOLEShares33.90K
TypeSH
Market value$4.05M
1.02%
Sole
0.00
Shared
0.00
None
33.90K
ISHARES TR
SOLEShares24.50K
TypeSH
Market value$4.03M
1.01%
Sole
0.00
Shared
0.00
None
24.50K
AMAZON COM INC
SOLEShares22.26K
TypeSH
Market value$4.01M
1.01%
Sole
0.00
Shared
0.00
None
22.26K
ISHARES TR
SOLEShares13.77K
TypeSH
Market value$3.97M
1.00%
Sole
0.00
Shared
0.00
None
13.77K
TRANE TECHNOLOGIES PLC
SOLEShares12.80K
TypeSH
Market value$3.84M
0.97%
Sole
0.00
Shared
0.00
None
12.80K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCHANGE TRADED FD TSOLE | FTSE RAFI 1000 | 372.87K | SH | $14.34M 3.61% | 0.00 | 0.00 | 372.87K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 83.50K | SH | $14.14M 3.56% | 0.00 | 0.00 | 83.50K |
APPLE INCSOLE | COM | 77.03K | SH | $13.21M 3.32% | 0.00 | 0.00 | 77.03K |
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 245.93K | SH | $13.00M 3.27% | 0.00 | 0.00 | 245.93K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 77.47K | SH | $12.62M 3.17% | 0.00 | 0.00 | 77.47K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 61.71K | SH | $11.05M 2.78% | 0.00 | 0.00 | 61.71K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 30.47K | SH | $10.27M 2.58% | 0.00 | 0.00 | 30.47K |
ISHARES TRSOLE | CORE S&P500 ETF | 19.17K | SH | $10.08M 2.53% | 0.00 | 0.00 | 19.17K |
MICROSOFT CORPSOLE | COM | 17.73K | SH | $7.46M 1.88% | 0.00 | 0.00 | 17.73K |
CAMBRIA ETF TRSOLE | SHSHLD YIELD ETF | 100.97K | SH | $7.40M 1.86% | 0.00 | 0.00 | 100.97K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 12.36K | SH | $5.94M 1.49% | 0.00 | 0.00 | 12.36K |
ISHARES TRSOLE | MSCI INTL QUALTY | 149.10K | SH | $5.91M 1.49% | 0.00 | 0.00 | 149.10K |
ISHARES TRSOLE | FALN ANGLS USD | 215.17K | SH | $5.78M 1.45% | 0.00 | 0.00 | 215.17K |
INVESCO EXCH TRADED FD TR IISOLE | S&P SMLCAP QTY | 138.45K | SH | $5.70M 1.43% | 0.00 | 0.00 | 138.45K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 76.08K | SH | $5.57M 1.40% | 0.00 | 0.00 | 76.08K |
COLUMBIA ETF TR IISOLE | EM CORE EX ETF | 176.95K | SH | $5.50M 1.38% | 0.00 | 0.00 | 176.95K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 101.52K | SH | $5.24M 1.32% | 0.00 | 0.00 | 101.52K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P 500 GARP ETF | 46.81K | SH | $4.98M 1.25% | 0.00 | 0.00 | 46.81K |
ISHARES TRSOLE | CORE S&P US VLU | 50.34K | SH | $4.55M 1.14% | 0.00 | 0.00 | 50.34K |
WISDOMTREE TRSOLE | US MIDCAP FUND | 70K | SH | $4.27M 1.07% | 0.00 | 0.00 | 70K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 33.90K | SH | $4.05M 1.02% | 0.00 | 0.00 | 33.90K |
ISHARES TRSOLE | MSCI USA QLT FCT | 24.50K | SH | $4.03M 1.01% | 0.00 | 0.00 | 24.50K |
AMAZON COM INCSOLE | COM | 22.26K | SH | $4.01M 1.01% | 0.00 | 0.00 | 22.26K |
ISHARES TRSOLE | RUS 1000 ETF | 13.77K | SH | $3.97M 1.00% | 0.00 | 0.00 | 13.77K |
TRANE TECHNOLOGIES PLCSOLE | SHS | 12.80K | SH | $3.84M 0.97% | 0.00 | 0.00 | 12.80K |
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