BREAKWATER CAPITAL GROUP

Filed: 1/24/2024ACC: 0001085146-24-000431

📋 What this filing means

BREAKWATER CAPITAL GROUP filed this quarterly 13F‑HR report disclosing 247 equity positions with a total reported market value of $353.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

247

Positions

$353.67M

Total AUM (reported)

5.27M

Total Shares

Allocation by class

COM$77.68M22.0%

FTSE RAFI 1000$12.72M3.6%

S&P500 EQL WGT$12.43M3.5%

VALUE ETF$11.38M3.2%

US QUALTY FCTR$11.17M3.2%

RUS 1000 VAL ETF$10.35M2.9%

RUS 1000 GRW ETF$9.61M2.7%

Portfolio Concentration

Top 3$40.42M11.4%

4–10$65.32M18.5%

11–25$66.76M18.9%

Rest$181.18M51.2%

Top 3 weight

11.4%

Top 10 weight

29.9%

Voting Authority Distribution

Total shares with voting rights: 5.27M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.27M

% of voting shares100.0%

Investment Discretion (by position count)

Sole247

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings247

Rows:

APPLE INC

SOLE

COM

Shares78.73K

TypeSH

Market value$15.26M

4.32%

Sole

0.00

Shared

0.00

None

78.73K

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares360.17K

TypeSH

Market value$12.72M

3.60%

Sole

0.00

Shared

0.00

None

360.17K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares79.38K

TypeSH

Market value$12.43M

3.52%

Sole

0.00

Shared

0.00

None

79.38K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares76.01K

TypeSH

Market value$11.38M

3.22%

Sole

0.00

Shared

0.00

None

76.01K

J P MORGAN EXCHANGE TRADED F

SOLE

US QUALTY FCTR

Shares226.58K

TypeSH

Market value$11.17M

3.16%

Sole

0.00

Shared

0.00

None

226.58K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares62.93K

TypeSH

Market value$10.35M

2.93%

Sole

0.00

Shared

0.00

None

62.93K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares30.70K

TypeSH

Market value$9.61M

2.72%

Sole

0.00

Shared

0.00

None

30.70K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares19.52K

TypeSH

Market value$9.48M

2.68%

Sole

0.00

Shared

0.00

None

19.52K

MICROSOFT CORP

SOLE

COM

Shares17.62K

TypeSH

Market value$6.99M

1.98%

Sole

0.00

Shared

0.00

None

17.62K

CAMBRIA ETF TR

SOLE

SHSHLD YIELD ETF

Shares94.28K

TypeSH

Market value$6.34M

1.79%

Sole

0.00

Shared

0.00

None

94.28K

ISHARES TR

SOLE

ISHS 5-10YR INVT

Shares109.87K

TypeSH

Market value$5.66M

1.60%

Sole

0.00

Shared

0.00

None

109.87K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares12.73K

TypeSH

Market value$5.66M

1.60%

Sole

0.00

Shared

0.00

None

12.73K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares75.95K

TypeSH

Market value$5.11M

1.45%

Sole

0.00

Shared

0.00

None

75.95K

ISHARES TR

SOLE

MSCI INTL QUALTY

Shares135.90K

TypeSH

Market value$4.98M

1.41%

Sole

0.00

Shared

0.00

None

135.90K

INVESCO EXCH TRADED FD TR II

SOLE

S&P SMLCAP QTY

Shares123.06K

TypeSH

Market value$4.85M

1.37%

Sole

0.00

Shared

0.00

None

123.06K

ISHARES TR

SOLE

FALN ANGLS USD

Shares171.77K

TypeSH

Market value$4.57M

1.29%

Sole

0.00

Shared

0.00

None

171.77K

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares152.30K

TypeSH

Market value$4.44M

1.25%

Sole

0.00

Shared

0.00

None

152.30K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 GARP ETF

Shares45.84K

TypeSH

Market value$4.41M

1.25%

Sole

0.00

Shared

0.00

None

45.84K

ISHARES TR

SOLE

CORE S&P US VLU

Shares50.73K

TypeSH

Market value$4.26M

1.21%

Sole

0.00

Shared

0.00

None

50.73K

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares51.49K

TypeSH

Market value$4.14M

1.17%

Sole

0.00

Shared

0.00

None

51.49K

WISDOMTREE TR

SOLE

US MIDCAP FUND

Shares67.64K

TypeSH

Market value$3.85M

1.09%

Sole

0.00

Shared

0.00

None

67.64K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares25.41K

TypeSH

Market value$3.85M

1.09%

Sole

0.00

Shared

0.00

None

25.41K

SCHWAB STRATEGIC TR

SOLE

SCHWB FDT INT SC

Shares110.99K

TypeSH

Market value$3.74M

1.06%

Sole

0.00

Shared

0.00

None

110.99K

ISHARES TR

SOLE

RUS 1000 ETF

Shares13.93K

TypeSH

Market value$3.71M

1.05%

Sole

0.00

Shared

0.00

None

13.93K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares12.72K

TypeSH

Market value$3.52M

0.99%

Sole

0.00

Shared

0.00

None

12.72K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	78.73K	SH	$15.26M 4.32%	78.73K
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	360.17K	SH	$12.72M 3.60%	360.17K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	79.38K	SH	$12.43M 3.52%	79.38K
VANGUARD INDEX FDSSOLE	VALUE ETF	76.01K	SH	$11.38M 3.22%	76.01K
J P MORGAN EXCHANGE TRADED FSOLE	US QUALTY FCTR	226.58K	SH	$11.17M 3.16%	226.58K
ISHARES TRSOLE	RUS 1000 VAL ETF	62.93K	SH	$10.35M 2.93%	62.93K
ISHARES TRSOLE	RUS 1000 GRW ETF	30.70K	SH	$9.61M 2.72%	30.70K
ISHARES TRSOLE	CORE S&P500 ETF	19.52K	SH	$9.48M 2.68%	19.52K
MICROSOFT CORPSOLE	COM	17.62K	SH	$6.99M 1.98%	17.62K
CAMBRIA ETF TRSOLE	SHSHLD YIELD ETF	94.28K	SH	$6.34M 1.79%	94.28K
ISHARES TRSOLE	ISHS 5-10YR INVT	109.87K	SH	$5.66M 1.60%	109.87K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	12.73K	SH	$5.66M 1.60%	12.73K
SPDR SER TRSOLE	PRTFLO S&P500 GW	75.95K	SH	$5.11M 1.45%	75.95K
ISHARES TRSOLE	MSCI INTL QUALTY	135.90K	SH	$4.98M 1.41%	135.90K
INVESCO EXCH TRADED FD TR IISOLE	S&P SMLCAP QTY	123.06K	SH	$4.85M 1.37%	123.06K
ISHARES TRSOLE	FALN ANGLS USD	171.77K	SH	$4.57M 1.29%	171.77K
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	152.30K	SH	$4.44M 1.25%	152.30K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 GARP ETF	45.84K	SH	$4.41M 1.25%	45.84K
ISHARES TRSOLE	CORE S&P US VLU	50.73K	SH	$4.26M 1.21%	50.73K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	51.49K	SH	$4.14M 1.17%	51.49K
WISDOMTREE TRSOLE	US MIDCAP FUND	67.64K	SH	$3.85M 1.09%	67.64K
ISHARES TRSOLE	MSCI USA QLT FCT	25.41K	SH	$3.85M 1.09%	25.41K
SCHWAB STRATEGIC TRSOLE	SCHWB FDT INT SC	110.99K	SH	$3.74M 1.06%	110.99K
ISHARES TRSOLE	RUS 1000 ETF	13.93K	SH	$3.71M 1.05%	13.93K
ISHARES TRSOLE	CORE S&P MCP ETF	12.72K	SH	$3.52M 0.99%	12.72K

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