Filed: 11/6/2023ACC: 0001085146-23-004088
📋 What this filing means
BREAKWATER CAPITAL GROUP filed this quarterly 13F‑HR report disclosing 218 equity positions with a total reported market value of $290.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
218
Positions
$290.35M
Total AUM (reported)
4.75M
Total Shares
Allocation by class
COM$63.88M22.0%
S&P500 EQL WGT$10.48M3.6%
FTSE RAFI 1000$10.03M3.5%
VALUE ETF$9.20M3.2%
RUS 1000 VAL ETF$8.72M3.0%
US QUALTY FCTR$7.96M2.7%
RUS 1000 GRW ETF$7.50M2.6%
Portfolio Concentration
Top 3$34.45M11.9%
4–10$52.39M18.0%
11–25$57.82M19.9%
Rest$145.70M50.2%
Top 3 weight
11.9%
Top 10 weight
29.9%
Voting Authority Distribution
Total shares with voting rights: 4.75M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.75M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole218
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings218
Rows:
APPLE INC
SOLEShares80.13K
TypeSH
Market value$13.94M
4.80%
Sole
0.00
Shared
0.00
None
80.13K
INVESCO EXCHANGE TRADED FD T
SOLEShares76.89K
TypeSH
Market value$10.48M
3.61%
Sole
0.00
Shared
0.00
None
76.89K
INVESCO EXCHANGE TRADED FD T
SOLEShares321.38K
TypeSH
Market value$10.03M
3.45%
Sole
0.00
Shared
0.00
None
321.38K
VANGUARD INDEX FDS
SOLEShares68.23K
TypeSH
Market value$9.20M
3.17%
Sole
0.00
Shared
0.00
None
68.23K
ISHARES TR
SOLEShares59.28K
TypeSH
Market value$8.72M
3.00%
Sole
0.00
Shared
0.00
None
59.28K
J P MORGAN EXCHANGE TRADED F
SOLEShares187.60K
TypeSH
Market value$7.96M
2.74%
Sole
0.00
Shared
0.00
None
187.60K
ISHARES TR
SOLEShares28.17K
TypeSH
Market value$7.50M
2.58%
Sole
0.00
Shared
0.00
None
28.17K
ISHARES TR
SOLEShares17.64K
TypeSH
Market value$7.49M
2.58%
Sole
0.00
Shared
0.00
None
17.64K
MICROSOFT CORP
SOLEShares17.19K
TypeSH
Market value$5.95M
2.05%
Sole
0.00
Shared
0.00
None
17.19K
ISHARES TR
SOLEShares116.07K
TypeSH
Market value$5.57M
1.92%
Sole
0.00
Shared
0.00
None
116.07K
CAMBRIA ETF TR
SOLEShares88.96K
TypeSH
Market value$5.29M
1.82%
Sole
0.00
Shared
0.00
None
88.96K
VANGUARD INDEX FDS
SOLEShares12.98K
TypeSH
Market value$5.04M
1.74%
Sole
0.00
Shared
0.00
None
12.98K
ISHARES TR
SOLEShares61.13K
TypeSH
Market value$4.51M
1.55%
Sole
0.00
Shared
0.00
None
61.13K
SPDR SER TR
SOLEShares75.69K
TypeSH
Market value$4.43M
1.53%
Sole
0.00
Shared
0.00
None
75.69K
VANGUARD SCOTTSDALE FDS
SOLEShares56.17K
TypeSH
Market value$4.21M
1.45%
Sole
0.00
Shared
0.00
None
56.17K
INVESCO EXCH TRADED FD TR II
SOLEShares110.53K
TypeSH
Market value$3.77M
1.30%
Sole
0.00
Shared
0.00
None
110.53K
COLUMBIA ETF TR II
SOLEShares132.28K
TypeSH
Market value$3.54M
1.22%
Sole
0.00
Shared
0.00
None
132.28K
SPDR SER TR
SOLEShares86.14K
TypeSH
Market value$3.52M
1.21%
Sole
0.00
Shared
0.00
None
86.14K
PROSHARES TR
SOLEShares40.85K
TypeSH
Market value$3.50M
1.20%
Sole
0.00
Shared
0.00
None
40.85K
SCHWAB STRATEGIC TR
SOLEShares111.07K
TypeSH
Market value$3.45M
1.19%
Sole
0.00
Shared
0.00
None
111.07K
INVESCO EXCHANGE TRADED FD T
SOLEShares38.69K
TypeSH
Market value$3.42M
1.18%
Sole
0.00
Shared
0.00
None
38.69K
ISHARES TR
SOLEShares25.37K
TypeSH
Market value$3.33M
1.15%
Sole
0.00
Shared
0.00
None
25.37K
DIMENSIONAL ETF TRUST
SOLEShares144.69K
TypeSH
Market value$3.31M
1.14%
Sole
0.00
Shared
0.00
None
144.69K
ISHARES TR
SOLEShares134.83K
TypeSH
Market value$3.31M
1.14%
Sole
0.00
Shared
0.00
None
134.83K
WISDOMTREE TR
SOLEShares66.19K
TypeSH
Market value$3.18M
1.09%
Sole
0.00
Shared
0.00
None
66.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 80.13K | SH | $13.94M 4.80% | 0.00 | 0.00 | 80.13K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 76.89K | SH | $10.48M 3.61% | 0.00 | 0.00 | 76.89K |
INVESCO EXCHANGE TRADED FD TSOLE | FTSE RAFI 1000 | 321.38K | SH | $10.03M 3.45% | 0.00 | 0.00 | 321.38K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 68.23K | SH | $9.20M 3.17% | 0.00 | 0.00 | 68.23K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 59.28K | SH | $8.72M 3.00% | 0.00 | 0.00 | 59.28K |
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 187.60K | SH | $7.96M 2.74% | 0.00 | 0.00 | 187.60K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 28.17K | SH | $7.50M 2.58% | 0.00 | 0.00 | 28.17K |
ISHARES TRSOLE | CORE S&P500 ETF | 17.64K | SH | $7.49M 2.58% | 0.00 | 0.00 | 17.64K |
MICROSOFT CORPSOLE | COM | 17.19K | SH | $5.95M 2.05% | 0.00 | 0.00 | 17.19K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 116.07K | SH | $5.57M 1.92% | 0.00 | 0.00 | 116.07K |
CAMBRIA ETF TRSOLE | SHSHLD YIELD ETF | 88.96K | SH | $5.29M 1.82% | 0.00 | 0.00 | 88.96K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 12.98K | SH | $5.04M 1.74% | 0.00 | 0.00 | 12.98K |
ISHARES TRSOLE | CORE S&P US VLU | 61.13K | SH | $4.51M 1.55% | 0.00 | 0.00 | 61.13K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 75.69K | SH | $4.43M 1.53% | 0.00 | 0.00 | 75.69K |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 56.17K | SH | $4.21M 1.45% | 0.00 | 0.00 | 56.17K |
INVESCO EXCH TRADED FD TR IISOLE | S&P SMLCAP QTY | 110.53K | SH | $3.77M 1.30% | 0.00 | 0.00 | 110.53K |
COLUMBIA ETF TR IISOLE | EM CORE EX ETF | 132.28K | SH | $3.54M 1.22% | 0.00 | 0.00 | 132.28K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 86.14K | SH | $3.52M 1.21% | 0.00 | 0.00 | 86.14K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 40.85K | SH | $3.50M 1.20% | 0.00 | 0.00 | 40.85K |
SCHWAB STRATEGIC TRSOLE | SCHWB FDT INT SC | 111.07K | SH | $3.45M 1.19% | 0.00 | 0.00 | 111.07K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P 500 GARP ETF | 38.69K | SH | $3.42M 1.18% | 0.00 | 0.00 | 38.69K |
ISHARES TRSOLE | MSCI USA QLT FCT | 25.37K | SH | $3.33M 1.15% | 0.00 | 0.00 | 25.37K |
DIMENSIONAL ETF TRUSTSOLE | EMERGING MKTS VA | 144.69K | SH | $3.31M 1.14% | 0.00 | 0.00 | 144.69K |
ISHARES TRSOLE | FALN ANGLS USD | 134.83K | SH | $3.31M 1.14% | 0.00 | 0.00 | 134.83K |
WISDOMTREE TRSOLE | US MIDCAP FUND | 66.19K | SH | $3.18M 1.09% | 0.00 | 0.00 | 66.19K |
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