BREAKWATER CAPITAL GROUP

Filed: 7/24/2023ACC: 0001085146-23-002869

📋 What this filing means

BREAKWATER CAPITAL GROUP filed this quarterly 13F‑HR report disclosing 198 equity positions with a total reported market value of $273.71M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

198

Positions

$273.71M

Total AUM (reported)

3.91M

Total Shares

Allocation by class

COM$59.76M21.8%

S&P500 EQL WGT$10.18M3.7%

FTSE RAFI 1000$9.13M3.3%

RUS 1000 VAL ETF$8.31M3.0%

VALUE ETF$7.59M2.8%

CORE S&P500 ETF$6.73M2.5%

RUS 1000 GRW ETF$6.49M2.4%

Portfolio Concentration

Top 3$33.33M12.2%

4–10$45.12M16.5%

11–25$55.81M20.4%

Rest$139.45M50.9%

Top 3 weight

12.2%

Top 10 weight

28.7%

Voting Authority Distribution

Total shares with voting rights: 3.91M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.91M

% of voting shares100.0%

Investment Discretion (by position count)

Sole198

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings198

Rows:

APPLE INC

SOLE

COM

Shares72.29K

TypeSH

Market value$14.02M

5.12%

Sole

0.00

Shared

0.00

None

72.29K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares68.03K

TypeSH

Market value$10.18M

3.72%

Sole

0.00

Shared

0.00

None

68.03K

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares55.81K

TypeSH

Market value$9.13M

3.34%

Sole

0.00

Shared

0.00

None

55.81K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares52.67K

TypeSH

Market value$8.31M

3.04%

Sole

0.00

Shared

0.00

None

52.67K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares53.44K

TypeSH

Market value$7.59M

2.77%

Sole

0.00

Shared

0.00

None

53.44K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares15.09K

TypeSH

Market value$6.73M

2.46%

Sole

0.00

Shared

0.00

None

15.09K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares23.57K

TypeSH

Market value$6.49M

2.37%

Sole

0.00

Shared

0.00

None

23.57K

MICROSOFT CORP

SOLE

COM

Shares16.51K

TypeSH

Market value$5.62M

2.05%

Sole

0.00

Shared

0.00

None

16.51K

J P MORGAN EXCHANGE TRADED F

SOLE

US QUALTY FCTR

Shares125.24K

TypeSH

Market value$5.55M

2.03%

Sole

0.00

Shared

0.00

None

125.24K

SPDR SER TR

SOLE

PORTFOLIO SHORT

Shares164.14K

TypeSH

Market value$4.83M

1.77%

Sole

0.00

Shared

0.00

None

164.14K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares11.63K

TypeSH

Market value$4.74M

1.73%

Sole

0.00

Shared

0.00

None

11.63K

CAMBRIA ETF TR

SOLE

SHSHLD YIELD ETF

Shares74.90K

TypeSH

Market value$4.58M

1.67%

Sole

0.00

Shared

0.00

None

74.90K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares73.29K

TypeSH

Market value$4.47M

1.63%

Sole

0.00

Shared

0.00

None

73.29K

ISHARES TR

SOLE

CORE S&P US VLU

Shares53.92K

TypeSH

Market value$4.22M

1.54%

Sole

0.00

Shared

0.00

None

53.92K

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares53.22K

TypeSH

Market value$4.21M

1.54%

Sole

0.00

Shared

0.00

None

53.22K

ISHARES TR

SOLE

0-5YR INVT GR CP

Shares86.58K

TypeSH

Market value$4.17M

1.52%

Sole

0.00

Shared

0.00

None

86.58K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares96.55K

TypeSH

Market value$4.17M

1.52%

Sole

0.00

Shared

0.00

None

96.55K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares33.98K

TypeSH

Market value$3.63M

1.32%

Sole

0.00

Shared

0.00

None

33.98K

PROSHARES TR

SOLE

S&P 500 DV ARIST

Shares38.31K

TypeSH

Market value$3.61M

1.32%

Sole

0.00

Shared

0.00

None

38.31K

ISHARES TR

SOLE

CORE DIVID ETF

Shares80.84K

TypeSH

Market value$3.09M

1.13%

Sole

0.00

Shared

0.00

None

80.84K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares11.53K

TypeSH

Market value$3.02M

1.10%

Sole

0.00

Shared

0.00

None

11.53K

DIMENSIONAL ETF TRUST

SOLE

EMERGING MKTS VA

Shares122.81K

TypeSH

Market value$2.99M

1.09%

Sole

0.00

Shared

0.00

None

122.81K

WISDOMTREE TR

SOLE

US MIDCAP FUND

Shares56.50K

TypeSH

Market value$2.99M

1.09%

Sole

0.00

Shared

0.00

None

56.50K

INVESCO EXCH TRADED FD TR II

SOLE

FTSE RAFI DEV

Shares66.08K

TypeSH

Market value$2.97M

1.09%

Sole

0.00

Shared

0.00

None

66.08K

SCHWAB STRATEGIC TR

SOLE

SCHWB FDT INT SC

Shares88.88K

TypeSH

Market value$2.95M

1.08%

Sole

0.00

Shared

0.00

None

88.88K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	72.29K	SH	$14.02M 5.12%	72.29K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	68.03K	SH	$10.18M 3.72%	68.03K
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	55.81K	SH	$9.13M 3.34%	55.81K
ISHARES TRSOLE	RUS 1000 VAL ETF	52.67K	SH	$8.31M 3.04%	52.67K
VANGUARD INDEX FDSSOLE	VALUE ETF	53.44K	SH	$7.59M 2.77%	53.44K
ISHARES TRSOLE	CORE S&P500 ETF	15.09K	SH	$6.73M 2.46%	15.09K
ISHARES TRSOLE	RUS 1000 GRW ETF	23.57K	SH	$6.49M 2.37%	23.57K
MICROSOFT CORPSOLE	COM	16.51K	SH	$5.62M 2.05%	16.51K
J P MORGAN EXCHANGE TRADED FSOLE	US QUALTY FCTR	125.24K	SH	$5.55M 2.03%	125.24K
SPDR SER TRSOLE	PORTFOLIO SHORT	164.14K	SH	$4.83M 1.77%	164.14K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	11.63K	SH	$4.74M 1.73%	11.63K
CAMBRIA ETF TRSOLE	SHSHLD YIELD ETF	74.90K	SH	$4.58M 1.67%	74.90K
SPDR SER TRSOLE	PRTFLO S&P500 GW	73.29K	SH	$4.47M 1.63%	73.29K
ISHARES TRSOLE	CORE S&P US VLU	53.92K	SH	$4.22M 1.54%	53.92K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	53.22K	SH	$4.21M 1.54%	53.22K
ISHARES TRSOLE	0-5YR INVT GR CP	86.58K	SH	$4.17M 1.52%	86.58K
SPDR SER TRSOLE	PRTFLO S&P500 VL	96.55K	SH	$4.17M 1.52%	96.55K
ISHARES TRSOLE	NATIONAL MUN ETF	33.98K	SH	$3.63M 1.32%	33.98K
PROSHARES TRSOLE	S&P 500 DV ARIST	38.31K	SH	$3.61M 1.32%	38.31K
ISHARES TRSOLE	CORE DIVID ETF	80.84K	SH	$3.09M 1.13%	80.84K
ISHARES TRSOLE	CORE S&P MCP ETF	11.53K	SH	$3.02M 1.10%	11.53K
DIMENSIONAL ETF TRUSTSOLE	EMERGING MKTS VA	122.81K	SH	$2.99M 1.09%	122.81K
WISDOMTREE TRSOLE	US MIDCAP FUND	56.50K	SH	$2.99M 1.09%	56.50K
INVESCO EXCH TRADED FD TR IISOLE	FTSE RAFI DEV	66.08K	SH	$2.97M 1.09%	66.08K
SCHWAB STRATEGIC TRSOLE	SCHWB FDT INT SC	88.88K	SH	$2.95M 1.08%	88.88K

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