BREAKWATER CAPITAL GROUP

Filed: 4/27/2023ACC: 0001085146-23-001896

📋 What this filing means

BREAKWATER CAPITAL GROUP filed this quarterly 13F‑HR report disclosing 185 equity positions with a total reported market value of $238.32M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

185

Positions

$238.32M

Total AUM (reported)

3.50M

Total Shares

Allocation by class

COM$49.17M20.6%

S&P500 EQL WGT$9.35M3.9%

RUS 1000 VAL ETF$9.23M3.9%

FTSE RAFI 1000$7.81M3.3%

CORE S&P500 ETF$6.06M2.5%

VALUE ETF$5.83M2.4%

RUS 1000 GRW ETF$5.03M2.1%

Portfolio Concentration

Top 3$30.53M12.8%

4–10$38.60M16.2%

11–25$50.22M21.1%

Rest$118.96M49.9%

Top 3 weight

12.8%

Top 10 weight

29.0%

Voting Authority Distribution

Total shares with voting rights: 3.50M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.50M

% of voting shares100.0%

Investment Discretion (by position count)

Sole185

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings185

Rows:

APPLE INC

SOLE

COM

Shares72.51K

TypeSH

Market value$11.96M

5.02%

Sole

0.00

Shared

0.00

None

72.51K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares64.62K

TypeSH

Market value$9.35M

3.92%

Sole

0.00

Shared

0.00

None

64.62K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares60.63K

TypeSH

Market value$9.23M

3.87%

Sole

0.00

Shared

0.00

None

60.63K

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares49.82K

TypeSH

Market value$7.81M

3.28%

Sole

0.00

Shared

0.00

None

49.82K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares14.75K

TypeSH

Market value$6.06M

2.54%

Sole

0.00

Shared

0.00

None

14.75K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares42.18K

TypeSH

Market value$5.83M

2.44%

Sole

0.00

Shared

0.00

None

42.18K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares20.60K

TypeSH

Market value$5.03M

2.11%

Sole

0.00

Shared

0.00

None

20.60K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares83.58K

TypeSH

Market value$4.63M

1.94%

Sole

0.00

Shared

0.00

None

83.58K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares12.29K

TypeSH

Market value$4.62M

1.94%

Sole

0.00

Shared

0.00

None

12.29K

J P MORGAN EXCHANGE TRADED F

SOLE

US QUALTY FCTR

Shares112.06K

TypeSH

Market value$4.62M

1.94%

Sole

0.00

Shared

0.00

None

112.06K

SPDR SER TR

SOLE

PORTFOLIO SHORT

Shares151.01K

TypeSH

Market value$4.47M

1.88%

Sole

0.00

Shared

0.00

None

151.01K

ISHARES TR

SOLE

0-5YR INVT GR CP

Shares83.86K

TypeSH

Market value$4.07M

1.71%

Sole

0.00

Shared

0.00

None

83.86K

CAMBRIA ETF TR

SOLE

SHSHLD YIELD ETF

Shares65.94K

TypeSH

Market value$3.87M

1.62%

Sole

0.00

Shared

0.00

None

65.94K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares94.81K

TypeSH

Market value$3.86M

1.62%

Sole

0.00

Shared

0.00

None

94.81K

MICROSOFT CORP

SOLE

COM

Shares12.82K

TypeSH

Market value$3.70M

1.55%

Sole

0.00

Shared

0.00

None

12.82K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares33.32K

TypeSH

Market value$3.59M

1.51%

Sole

0.00

Shared

0.00

None

33.32K

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares43.81K

TypeSH

Market value$3.51M

1.47%

Sole

0.00

Shared

0.00

None

43.81K

ISHARES TR

SOLE

CORE DIVID ETF

Shares83.78K

TypeSH

Market value$3.13M

1.31%

Sole

0.00

Shared

0.00

None

83.78K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares30.59K

TypeSH

Market value$3.04M

1.27%

Sole

0.00

Shared

0.00

None

30.59K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares12.01K

TypeSH

Market value$3.00M

1.26%

Sole

0.00

Shared

0.00

None

12.01K

PROSHARES TR

SOLE

S&P 500 DV ARIST

Shares32.74K

TypeSH

Market value$2.99M

1.25%

Sole

0.00

Shared

0.00

None

32.74K

ISHARES TR

SOLE

CORE S&P US VLU

Shares38.51K

TypeSH

Market value$2.84M

1.19%

Sole

0.00

Shared

0.00

None

38.51K

CAPITAL GROUP FIXED INCOME E

SOLE

CORE PLUS INCM

Shares123.32K

TypeSH

Market value$2.81M

1.18%

Sole

0.00

Shared

0.00

None

123.32K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares28.43K

TypeSH

Market value$2.75M

1.15%

Sole

0.00

Shared

0.00

None

28.43K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares20.92K

TypeSH

Market value$2.60M

1.09%

Sole

0.00

Shared

0.00

None

20.92K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	72.51K	SH	$11.96M 5.02%	72.51K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	64.62K	SH	$9.35M 3.92%	64.62K
ISHARES TRSOLE	RUS 1000 VAL ETF	60.63K	SH	$9.23M 3.87%	60.63K
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	49.82K	SH	$7.81M 3.28%	49.82K
ISHARES TRSOLE	CORE S&P500 ETF	14.75K	SH	$6.06M 2.54%	14.75K
VANGUARD INDEX FDSSOLE	VALUE ETF	42.18K	SH	$5.83M 2.44%	42.18K
ISHARES TRSOLE	RUS 1000 GRW ETF	20.60K	SH	$5.03M 2.11%	20.60K
SPDR SER TRSOLE	PRTFLO S&P500 GW	83.58K	SH	$4.63M 1.94%	83.58K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	12.29K	SH	$4.62M 1.94%	12.29K
J P MORGAN EXCHANGE TRADED FSOLE	US QUALTY FCTR	112.06K	SH	$4.62M 1.94%	112.06K
SPDR SER TRSOLE	PORTFOLIO SHORT	151.01K	SH	$4.47M 1.88%	151.01K
ISHARES TRSOLE	0-5YR INVT GR CP	83.86K	SH	$4.07M 1.71%	83.86K
CAMBRIA ETF TRSOLE	SHSHLD YIELD ETF	65.94K	SH	$3.87M 1.62%	65.94K
SPDR SER TRSOLE	PRTFLO S&P500 VL	94.81K	SH	$3.86M 1.62%	94.81K
MICROSOFT CORPSOLE	COM	12.82K	SH	$3.70M 1.55%	12.82K
ISHARES TRSOLE	NATIONAL MUN ETF	33.32K	SH	$3.59M 1.51%	33.32K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	43.81K	SH	$3.51M 1.47%	43.81K
ISHARES TRSOLE	CORE DIVID ETF	83.78K	SH	$3.13M 1.31%	83.78K
ISHARES TRSOLE	0-5 YR TIPS ETF	30.59K	SH	$3.04M 1.27%	30.59K
ISHARES TRSOLE	CORE S&P MCP ETF	12.01K	SH	$3.00M 1.26%	12.01K
PROSHARES TRSOLE	S&P 500 DV ARIST	32.74K	SH	$2.99M 1.25%	32.74K
ISHARES TRSOLE	CORE S&P US VLU	38.51K	SH	$2.84M 1.19%	38.51K
CAPITAL GROUP FIXED INCOME ESOLE	CORE PLUS INCM	123.32K	SH	$2.81M 1.18%	123.32K
ISHARES TRSOLE	CORE S&P SCP ETF	28.43K	SH	$2.75M 1.15%	28.43K
ISHARES TRSOLE	MSCI USA QLT FCT	20.92K	SH	$2.60M 1.09%	20.92K

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