BREAKWATER CAPITAL GROUP

Filed: 2/2/2023ACC: 0001085146-23-000585

📋 What this filing means

BREAKWATER CAPITAL GROUP filed this quarterly 13F‑HR report disclosing 168 equity positions with a total reported market value of $191.12M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

168

Positions

$191.12M

Total AUM (reported)

2.84M

Total Shares

Allocation by class

COM$42.07M22.0%

RUS 1000 VAL ETF$8.88M4.6%

S&P500 EQL WGT$8.30M4.3%

FTSE RAFI 1000$6.10M3.2%

S&P 500 ETF SHS$4.41M2.3%

CORE S&P500 ETF$4.40M2.3%

PRTFLO S&P500 VL$4.14M2.2%

Portfolio Concentration

Top 3$26.35M13.8%

4–10$30.74M16.1%

11–25$40.47M21.2%

Rest$93.55M49.0%

Top 3 weight

13.8%

Top 10 weight

29.9%

Voting Authority Distribution

Total shares with voting rights: 2.84M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.84M

% of voting shares100.0%

Investment Discretion (by position count)

Sole168

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings168

Rows:

APPLE INC

SOLE

COM

Shares70.65K

TypeSH

Market value$9.18M

4.80%

Sole

0.00

Shared

0.00

None

70.65K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares58.52K

TypeSH

Market value$8.88M

4.64%

Sole

0.00

Shared

0.00

None

58.52K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares58.74K

TypeSH

Market value$8.30M

4.34%

Sole

0.00

Shared

0.00

None

58.74K

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares39.33K

TypeSH

Market value$6.10M

3.19%

Sole

0.00

Shared

0.00

None

39.33K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares12.55K

TypeSH

Market value$4.41M

2.31%

Sole

0.00

Shared

0.00

None

12.55K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares11.45K

TypeSH

Market value$4.40M

2.30%

Sole

0.00

Shared

0.00

None

11.45K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares106.53K

TypeSH

Market value$4.14M

2.17%

Sole

0.00

Shared

0.00

None

106.53K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares80.93K

TypeSH

Market value$4.10M

2.15%

Sole

0.00

Shared

0.00

None

80.93K

ISHARES TR

SOLE

0-5YR INVT GR CP

Shares82.81K

TypeSH

Market value$3.96M

2.07%

Sole

0.00

Shared

0.00

None

82.81K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares25.80K

TypeSH

Market value$3.62M

1.90%

Sole

0.00

Shared

0.00

None

25.80K

J P MORGAN EXCHANGE TRADED F

SOLE

US QUALTY FCTR

Shares89.11K

TypeSH

Market value$3.45M

1.81%

Sole

0.00

Shared

0.00

None

89.11K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares30.75K

TypeSH

Market value$3.25M

1.70%

Sole

0.00

Shared

0.00

None

30.75K

CAPITAL GROUP FIXED INCOME E

SOLE

CORE PLUS INCM

Shares140.16K

TypeSH

Market value$3.12M

1.63%

Sole

0.00

Shared

0.00

None

140.16K

SPDR SER TR

SOLE

PORTFOLIO SHORT

Shares104.06K

TypeSH

Market value$3.06M

1.60%

Sole

0.00

Shared

0.00

None

104.06K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares30.51K

TypeSH

Market value$2.96M

1.55%

Sole

0.00

Shared

0.00

None

30.51K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares11.99K

TypeSH

Market value$2.90M

1.52%

Sole

0.00

Shared

0.00

None

11.99K

MICROSOFT CORP

SOLE

COM

Shares11.98K

TypeSH

Market value$2.87M

1.50%

Sole

0.00

Shared

0.00

None

11.98K

PROSHARES TR

SOLE

S&P 500 DV ARIST

Shares29.33K

TypeSH

Market value$2.64M

1.38%

Sole

0.00

Shared

0.00

None

29.33K

CAMBRIA ETF TR

SOLE

SHSHLD YIELD ETF

Shares44.13K

TypeSH

Market value$2.62M

1.37%

Sole

0.00

Shared

0.00

None

44.13K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares11.22K

TypeSH

Market value$2.40M

1.26%

Sole

0.00

Shared

0.00

None

11.22K

TRANE TECHNOLOGIES PLC

SOLE

SHS

Shares13.85K

TypeSH

Market value$2.33M

1.22%

Sole

0.00

Shared

0.00

None

13.85K

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares28.75K

TypeSH

Market value$2.23M

1.17%

Sole

0.00

Shared

0.00

None

28.75K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares23.51K

TypeSH

Market value$2.22M

1.16%

Sole

0.00

Shared

0.00

None

23.51K

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares86.54K

TypeSH

Market value$2.21M

1.16%

Sole

0.00

Shared

0.00

None

86.54K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares19.39K

TypeSH

Market value$2.21M

1.16%

Sole

0.00

Shared

0.00

None

19.39K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	70.65K	SH	$9.18M 4.80%	70.65K
ISHARES TRSOLE	RUS 1000 VAL ETF	58.52K	SH	$8.88M 4.64%	58.52K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	58.74K	SH	$8.30M 4.34%	58.74K
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	39.33K	SH	$6.10M 3.19%	39.33K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	12.55K	SH	$4.41M 2.31%	12.55K
ISHARES TRSOLE	CORE S&P500 ETF	11.45K	SH	$4.40M 2.30%	11.45K
SPDR SER TRSOLE	PRTFLO S&P500 VL	106.53K	SH	$4.14M 2.17%	106.53K
SPDR SER TRSOLE	PRTFLO S&P500 GW	80.93K	SH	$4.10M 2.15%	80.93K
ISHARES TRSOLE	0-5YR INVT GR CP	82.81K	SH	$3.96M 2.07%	82.81K
VANGUARD INDEX FDSSOLE	VALUE ETF	25.80K	SH	$3.62M 1.90%	25.80K
J P MORGAN EXCHANGE TRADED FSOLE	US QUALTY FCTR	89.11K	SH	$3.45M 1.81%	89.11K
ISHARES TRSOLE	NATIONAL MUN ETF	30.75K	SH	$3.25M 1.70%	30.75K
CAPITAL GROUP FIXED INCOME ESOLE	CORE PLUS INCM	140.16K	SH	$3.12M 1.63%	140.16K
SPDR SER TRSOLE	PORTFOLIO SHORT	104.06K	SH	$3.06M 1.60%	104.06K
ISHARES TRSOLE	0-5 YR TIPS ETF	30.51K	SH	$2.96M 1.55%	30.51K
ISHARES TRSOLE	CORE S&P MCP ETF	11.99K	SH	$2.90M 1.52%	11.99K
MICROSOFT CORPSOLE	COM	11.98K	SH	$2.87M 1.50%	11.98K
PROSHARES TRSOLE	S&P 500 DV ARIST	29.33K	SH	$2.64M 1.38%	29.33K
CAMBRIA ETF TRSOLE	SHSHLD YIELD ETF	44.13K	SH	$2.62M 1.37%	44.13K
ISHARES TRSOLE	RUS 1000 GRW ETF	11.22K	SH	$2.40M 1.26%	11.22K
TRANE TECHNOLOGIES PLCSOLE	SHS	13.85K	SH	$2.33M 1.22%	13.85K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	28.75K	SH	$2.23M 1.17%	28.75K
ISHARES TRSOLE	CORE S&P SCP ETF	23.51K	SH	$2.22M 1.16%	23.51K
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	86.54K	SH	$2.21M 1.16%	86.54K
ISHARES TRSOLE	MSCI USA QLT FCT	19.39K	SH	$2.21M 1.16%	19.39K

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