BERNARD EDWARD C

PrivateCIK: 1203065

Location

SAN DIEGO, CA

SCHIFTER RICHARD P

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

12 txn

GLAVIN WILLIAM FRANCIS JR

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

2 txn

EBERHART PAULETT

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

1 txn

MNOOKIN ALLISON

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

1 txn

BERNARD EDWARD C

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

1 txn

SCHIFTER RICHARD P

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

13 txn

GLAVIN WILLIAM FRANCIS JR

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

2 txn

BERNARD EDWARD C

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

2 txn

MULCAHY ANNE M

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

2 txn

PUTNAM JAMES S

→LPL FINANCIAL HOLDINGS INC.

May 8, 2026·May 8, 2026

1 txn

STEVENS ROBERT J

→PRICE T ROWE GROUP INC

Mar 31, 2026·Mar 31, 2026

1 txn

WIJNBERG SANDRA S

→PRICE T ROWE GROUP INC

Mar 31, 2026·Mar 31, 2026

1 txn

WILSON ALAN D

→PRICE T ROWE GROUP INC

Mar 31, 2026·Mar 31, 2026

1 txn

VERMA RICHARD R.

→PRICE T ROWE GROUP INC

Mar 31, 2026·Mar 31, 2026

1 txn

SMITH CYNTHIA F

→PRICE T ROWE GROUP INC

Mar 31, 2026·Mar 31, 2026

1 txn

THOMAS COREY E.

→LPL FINANCIAL HOLDINGS INC.

Mar 26, 2026·Mar 26, 2026

1 txn

SCHIFTER RICHARD P

→LPL FINANCIAL HOLDINGS INC.

Mar 26, 2026·Mar 26, 2026

12 txn

PUTNAM JAMES S

→LPL FINANCIAL HOLDINGS INC.

Mar 26, 2026·Mar 26, 2026

1 txn

MNOOKIN ALLISON

→LPL FINANCIAL HOLDINGS INC.

Mar 26, 2026·Mar 26, 2026

1 txn

BERNARD EDWARD C

→LPL FINANCIAL HOLDINGS INC.

Mar 26, 2026·Mar 26, 2026

1 txn

STEINMEIER RICHARD

→LPL FINANCIAL HOLDINGS INC.

Feb 27, 2026·Feb 27, 2026

4 txn

MORNINGSTAR MATTHEW

→LPL FINANCIAL HOLDINGS INC.

Feb 27, 2026·Feb 27, 2026

1 txn

REEPING KATHARINE

→LPL FINANCIAL HOLDINGS INC.

Feb 27, 2026·Feb 27, 2026

3 txn

ROBERT W. SHARPS

→PRICE T ROWE GROUP INC

Feb 13, 2026·Feb 13, 2026

2 txn

VEIEL ERIC L

→PRICE T ROWE GROUP INC

Feb 13, 2026·Feb 13, 2026

4 txn

Page 1 of 29 · 724 total

Filer	Form	Target	Filed	Activity
SCHIFTER RICHARD PCIK · 1249554	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	12txn
GLAVIN WILLIAM FRANCIS JRCIK · 1298173	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	2txn
EBERHART PAULETTCIK · 1179702	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	1txn
MNOOKIN ALLISONCIK · 1603473	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	1txn
BERNARD EDWARD CCIK · 1203065	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	1txn
SCHIFTER RICHARD PCIK · 1249554	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	13txn
GLAVIN WILLIAM FRANCIS JRCIK · 1298173	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	2txn
BERNARD EDWARD CCIK · 1203065	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	2txn
MULCAHY ANNE MCIK · 1201725	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	2txn
PUTNAM JAMES SCIK · 1405298	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 8, 2026 May 8, 2026	1txn
STEVENS ROBERT JCIK · 1184258	4 Trade	PRICE T ROWE GROUP INCCIK · 1113169	Mar 31, 2026 Mar 31, 2026	1txn
WIJNBERG SANDRA SCIK · 1194455	4 Trade	PRICE T ROWE GROUP INCCIK · 1113169	Mar 31, 2026 Mar 31, 2026	1txn
WILSON ALAN DCIK · 1216704	4 Trade	PRICE T ROWE GROUP INCCIK · 1113169	Mar 31, 2026 Mar 31, 2026	1txn
VERMA RICHARD R.CIK · 1737206	4 Trade	PRICE T ROWE GROUP INCCIK · 1113169	Mar 31, 2026 Mar 31, 2026	1txn
SMITH CYNTHIA FCIK · 1988737	4 Trade	PRICE T ROWE GROUP INCCIK · 1113169	Mar 31, 2026 Mar 31, 2026	1txn
THOMAS COREY E.CIK · 1647486	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Mar 26, 2026 Mar 26, 2026	1txn
SCHIFTER RICHARD PCIK · 1249554	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Mar 26, 2026 Mar 26, 2026	12txn
PUTNAM JAMES SCIK · 1405298	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Mar 26, 2026 Mar 26, 2026	1txn
MNOOKIN ALLISONCIK · 1603473	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Mar 26, 2026 Mar 26, 2026	1txn
BERNARD EDWARD CCIK · 1203065	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Mar 26, 2026 Mar 26, 2026	1txn
STEINMEIER RICHARDCIK · 1750576	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Feb 27, 2026 Feb 27, 2026	4txn
MORNINGSTAR MATTHEWCIK · 2100107	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Feb 27, 2026 Feb 27, 2026	1txn
REEPING KATHARINECIK · 2059598	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Feb 27, 2026 Feb 27, 2026	3txn
ROBERT W. SHARPSCIK · 1693713	4 Trade	PRICE T ROWE GROUP INCCIK · 1113169	Feb 13, 2026 Feb 13, 2026	2txn
VEIEL ERIC LCIK · 1662745	4 Trade	PRICE T ROWE GROUP INCCIK · 1113169	Feb 13, 2026 Feb 13, 2026	4txn

Page 1 of 29 · 724 total