BASSWOOD CAPITAL MANAGEMENT, L.L.C.

PrivateCIK: 1085393
Location

NEW YORK, NY

107
Positions
$2.12B
Total AUM (reported)
44.65M
Total Shares

Allocation by class

TOTAL AUM$2.12B107 positions
COM$1.46B69.1%
COM NEW$246.67M11.6%
20 YR TR BD ETF$123.31M5.8%
COM CL A$79.62M3.8%
CL A$54.40M2.6%
SHS$29.25M1.4%
CL A $1 PAR$28.24M1.3%

Portfolio Concentration

Top 316.6%4–1020.3%11–2524.4%Rest38.8%TOP 1036.9%0%100%
Top 3$351.74M16.6%
4–10$429.57M20.3%
11–25$516.26M24.4%
Rest$821.66M38.8%

Top 3 weight

16.6%

Top 10 weight

36.9%

Voting Authority Distribution

Total shares with voting rights: 44.65M

Sole

Full voting authority

44.65M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole107
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings107
Rows:

JPMORGAN CHASE & CO

SOLE
COM
Shares469.50K
TypeSH
Market value$138.11M
6.52%
Sole
469.50K
Shared
0.00
None
0.00

ISHARES TR

SOLE
20 YR TR BD ETF
Shares1.42M
TypeSH
Market value$123.31M
5.82%
Sole
1.42M
Shared
0.00
None
0.00

BANK AMERICA CORP

SOLE
COM
Shares1.85M
TypeSH
Market value$90.32M
4.26%
Sole
1.85M
Shared
0.00
None
0.00

WEBSTER FINL CORP

SOLE
COM
Shares1.22M
TypeSH
Market value$84.41M
3.98%
Sole
1.22M
Shared
0.00
None
0.00

US BANCORP

SOLE
COM NEW
Shares1.34M
TypeSH
Market value$69.52M
3.28%
Sole
1.34M
Shared
0.00
None
0.00

DIME CMNTY BANCSHARES INC

SOLE
COM
Shares2.02M
TypeSH
Market value$68.36M
3.23%
Sole
2.02M
Shared
0.00
None
0.00

MORGAN STANLEY

SOLE
COM NEW
Shares369.26K
TypeSH
Market value$60.77M
2.87%
Sole
369.26K
Shared
0.00
None
0.00

ROCKET COS INC

SOLE
COM CL A
Shares3.91M
TypeSH
Market value$55.70M
2.63%
Sole
3.91M
Shared
0.00
None
0.00

ONEMAIN HLDGS INC

SOLE
COM
Shares872.44K
TypeSH
Market value$46.67M
2.20%
Sole
872.44K
Shared
0.00
None
0.00

SCHWAB CHARLES CORP

SOLE
COM
Shares469.70K
TypeSH
Market value$44.14M
2.08%
Sole
469.70K
Shared
0.00
None
0.00

FIRST CTZNS BANCSHARES INC D

SOLE
CL A
Shares23.06K
TypeSH
Market value$43.45M
2.05%
Sole
23.06K
Shared
0.00
None
0.00

POPULAR INC

SOLE
COM NEW
Shares318.70K
TypeSH
Market value$42.76M
2.02%
Sole
318.70K
Shared
0.00
None
0.00

PENNYMAC FINL SVCS INC NEW

SOLE
COM
Shares461.35K
TypeSH
Market value$40.32M
1.90%
Sole
461.35K
Shared
0.00
None
0.00

OLD NATL BANCORP IND

SOLE
COM
Shares1.81M
TypeSH
Market value$39.99M
1.89%
Sole
1.81M
Shared
0.00
None
0.00

PINNACLE FINL PARTNERS INC

SOLE
COM
Shares456.09K
TypeSH
Market value$39.29M
1.85%
Sole
456.09K
Shared
0.00
None
0.00

TOLL BROTHERS INC

SOLE
COM
Shares284.29K
TypeSH
Market value$38.80M
1.83%
Sole
284.29K
Shared
0.00
None
0.00

CAPITAL ONE FINL CORP

SOLE
COM
Shares198.53K
TypeSH
Market value$36.22M
1.71%
Sole
198.53K
Shared
0.00
None
0.00

CITIZENS FINL GROUP INC

SOLE
COM
Shares536.21K
TypeSH
Market value$32.16M
1.52%
Sole
536.21K
Shared
0.00
None
0.00

F N B CORP

SOLE
COM
Shares1.89M
TypeSH
Market value$31.58M
1.49%
Sole
1.89M
Shared
0.00
None
0.00

RAYMOND JAMES FINL INC

SOLE
COM
Shares203.91K
TypeSH
Market value$29.52M
1.39%
Sole
203.91K
Shared
0.00
None
0.00

INVESCO LTD

SOLE
SHS
Shares1.20M
TypeSH
Market value$29.25M
1.38%
Sole
1.20M
Shared
0.00
None
0.00

ESQUIRE FINL HLDGS INC

SOLE
COM
Shares268.73K
TypeSH
Market value$28.89M
1.36%
Sole
268.73K
Shared
0.00
None
0.00

KEYCORP

SOLE
COM
Shares1.42M
TypeSH
Market value$28.46M
1.34%
Sole
1.42M
Shared
0.00
None
0.00

SIMMONS FIRST NATL CORP

SOLE
CL A $1 PAR
Shares1.45M
TypeSH
Market value$28.24M
1.33%
Sole
1.45M
Shared
0.00
None
0.00

REGIONAL MGMT CORP

SOLE
COM
Shares820.68K
TypeSH
Market value$27.34M
1.29%
Sole
820.68K
Shared
0.00
None
0.00
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