BASSWOOD CAPITAL MANAGEMENT, L.L.C.

PrivateCIK: 1085393
Location

NEW YORK, NY

109
Positions
$2.51B
Total AUM (reported)
46.48M
Total Shares

Allocation by class

TOTAL AUM$2.51B109 positions
COM$1.72B68.6%
COM NEW$287.79M11.5%
20 YR TR BD ETF$122.93M4.9%
COM CL A$102.48M4.1%
CL A$74.20M3.0%
UTSER1 S&PDCRP$57.59M2.3%
ST STR SP REGBNK$31.92M1.3%

Portfolio Concentration

Top 315.8%4–1020.4%11–2524.1%Rest39.7%TOP 1036.2%0%100%
Top 3$396.46M15.8%
4–10$513.24M20.4%
11–25$605.22M24.1%
Rest$997.02M39.7%

Top 3 weight

15.8%

Top 10 weight

36.2%

Voting Authority Distribution

Total shares with voting rights: 46.48M

Sole

Full voting authority

46.48M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole109
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings109
Rows:

JPMORGAN CHASE & CO

SOLE
COM
Shares469.50K
TypeSH
Market value$153.68M
6.12%
Sole
469.50K
Shared
0.00
None
0.00

ISHARES TR

SOLE
20 YR TR BD ETF
Shares1.42M
TypeSH
Market value$122.93M
4.89%
Sole
1.42M
Shared
0.00
None
0.00

BANK OF AMER CORP

SOLE
COM
Shares2.10M
TypeSH
Market value$119.86M
4.77%
Sole
2.10M
Shared
0.00
None
0.00

WEBSTER FINL CORP

SOLE
COM
Shares1.22M
TypeSH
Market value$92.93M
3.70%
Sole
1.22M
Shared
0.00
None
0.00

US BANCORP

SOLE
COM NEW
Shares1.34M
TypeSH
Market value$80.73M
3.21%
Sole
1.34M
Shared
0.00
None
0.00

DIME COML BANCSHARES INC

SOLE
COM
Shares1.95M
TypeSH
Market value$79.11M
3.15%
Sole
1.95M
Shared
0.00
None
0.00

MORGAN STANLEY

SOLE
COM NEW
Shares369.26K
TypeSH
Market value$77.19M
3.07%
Sole
369.26K
Shared
0.00
None
0.00

ROCKET COS INC

SOLE
COM CL A
Shares4.69M
TypeSH
Market value$73.94M
2.94%
Sole
4.69M
Shared
0.00
None
0.00

STATE STR SPDR S&P MIDCAP 40

SOLE
UTSER1 S&PDCRP
Shares81.88K
TypeSH
Market value$57.59M
2.29%
Sole
81.88K
Shared
0.00
None
0.00

CAPITAL ONE FINL CORP

SOLE
COM
Shares257.97K
TypeSH
Market value$51.75M
2.06%
Sole
257.97K
Shared
0.00
None
0.00

ONEMAIN HLDGS INC

SOLE
COM
Shares847.07K
TypeSH
Market value$51.65M
2.06%
Sole
847.07K
Shared
0.00
None
0.00

FIRST CTZNS BANCSHARES INC D

SOLE
CL A
Shares23.06K
TypeSH
Market value$47.97M
1.91%
Sole
23.06K
Shared
0.00
None
0.00

POPULAR INC

SOLE
COM NEW
Shares291.76K
TypeSH
Market value$47.90M
1.91%
Sole
291.76K
Shared
0.00
None
0.00

TOLL BROTHERS INC

SOLE
COM
Shares284.29K
TypeSH
Market value$46.84M
1.86%
Sole
284.29K
Shared
0.00
None
0.00

OLD NATL BANCORP IND

SOLE
COM
Shares1.78M
TypeSH
Market value$46.11M
1.84%
Sole
1.78M
Shared
0.00
None
0.00

WELLS FARGO & CO

SOLE
COM
Shares555.43K
TypeSH
Market value$45.90M
1.83%
Sole
555.43K
Shared
0.00
None
0.00

SYNCHRONY FINANCIAL

SOLE
COM
Shares601.37K
TypeSH
Market value$45.73M
1.82%
Sole
601.37K
Shared
0.00
None
0.00

ESQUIRE FINL HLDGS INC

SOLE
COM
Shares369.42K
TypeSH
Market value$44.00M
1.75%
Sole
369.42K
Shared
0.00
None
0.00

PINNACLE FINL PARTNERS INC

SOLE
COM
Shares410.64K
TypeSH
Market value$41.43M
1.65%
Sole
410.64K
Shared
0.00
None
0.00

REGIONAL MGMT CORP

SOLE
COM
Shares855.42K
TypeSH
Market value$35.24M
1.40%
Sole
855.42K
Shared
0.00
None
0.00

SPDR SERIES TRUST

SOLE
ST STR SP REGBNK
Shares426.50K
TypeSH
Market value$31.92M
1.27%
Sole
426.50K
Shared
0.00
None
0.00

KEYCORP

SOLE
COM
Shares1.35M
TypeSH
Market value$31.19M
1.24%
Sole
1.35M
Shared
0.00
None
0.00

INVESCO LTD

SOLE
SHS
Shares1.17M
TypeSH
Market value$30.80M
1.23%
Sole
1.17M
Shared
0.00
None
0.00

ZIONS BANCORPORATION NATL AS

SOLE
COM
Shares425.14K
TypeSH
Market value$29.42M
1.17%
Sole
425.14K
Shared
0.00
None
0.00

SIMMONS FIRST NATL CORP

SOLE
CL A $1 PAR
Shares1.29M
TypeSH
Market value$29.11M
1.16%
Sole
1.29M
Shared
0.00
None
0.00
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