CHARLOTTE, NC
BARINGS PARTICIPATION INVESTORSMPV— Latest position per institution from SEC 13F filings
15
Institutional holders
3.52M
Total shares held
54.67M
Estimated value
175.95K
Avg. position size
GREENWICH INVESTMENT MANAGEMENT, INC.
CIK 1456511
Shares
341.58K
Value
5.64M
Filed
Jun 30, 2024
RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 1447578
Shares
298.56K
Value
5.06M
Filed
Sep 30, 2024
BARINGS LLC
CIK 9015
Shares
292.58K
Value
4.51M
Filed
Sep 30, 2026
BENJAMIN EDWARDS INC
CIK 1451623
Shares
286.60K
Value
4.83M
Filed
Jun 30, 2026
MORGAN STANLEY
CIK 895421
Shares
282.70K
Value
4.76M
Filed
Jun 30, 2026
TSP CAPITAL MANAGEMENT GROUP, LLC
CIK 1317208
Shares
276.79K
Value
4.26M
Filed
Sep 30, 2026
BENJAMIN F. EDWARDS & COMPANY, INC.
CIK 1445065
Shares
258.20K
Value
4.26K
Filed
Jun 30, 2024
OSAIC HOLDINGS, INC.
CIK 1677044
Shares
217.89K
Value
3.67M
Filed
Jun 30, 2026
LPL FINANCIAL LLC
CIK 1403438
Shares
216.42K
Value
3.64M
Filed
Jun 30, 2026
ROUND ROCK ADVISORS LLC
CIK 1846991
Shares
206K
Value
4.14M
Filed
Jun 30, 2025
COMMONWEALTH EQUITY SERVICES, LLC
CIK 312272
Shares
143.91K
Value
2.42M
Filed
Jun 30, 2026
INVESCO LTD.
CIK 914208
Shares
129.04K
Value
2.60M
Filed
Sep 30, 2025
CETERA INVESTMENT ADVISERS
CIK 1666741
Shares
112.61K
Value
1.90M
Filed
Jun 30, 2026
TRUIST FINANCIAL CORP
CIK 92230
Shares
89.31K
Value
1.53M
Filed
Dec 31, 2024
CETERA ADVISOR NETWORKS LLC
CIK 1534468
Shares
82.39K
Value
1.29M
Filed
Dec 31, 2023
BAIRD FINANCIAL GROUP, INC.
CIK 1648711
Shares
70.55K
Value
904.70K
Filed
Mar 31, 2023
SMITH ASSET MANAGEMENT CO., LLC
CIK 2068217
Shares
67.64K
Value
1.04M
Filed
Sep 30, 2026
BANK OF AMERICA CORP /DE/
CIK 70858
Shares
49.79K
Value
838.45K
Filed
Jun 30, 2026
CURBSTONE FINANCIAL MANAGEMENT CORP
CIK 1608057
Shares
48.77K
Value
833.41K
Filed
Dec 31, 2024
SCHWALLIER WEALTH MANAGEMENT LLC
CIK 1934951
Shares
47.60K
Value
801.51K
Filed
Jun 30, 2026
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | GREENWICH INVESTMENT MANAGEMENT, INC. | 1456511 | 341.58K | 5.64M | Jun 30, 2024 |
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1447578 | 298.56K | 5.06M | Sep 30, 2024 |
| 3 | BARINGS LLC | 9015 | 292.58K | 4.51M | Sep 30, 2026 |
| 4 | BENJAMIN EDWARDS INC | 1451623 | 286.60K | 4.83M | Jun 30, 2026 |
| 5 | MORGAN STANLEY | 895421 | 282.70K | 4.76M | Jun 30, 2026 |
| 6 | TSP CAPITAL MANAGEMENT GROUP, LLC | 1317208 | 276.79K | 4.26M | Sep 30, 2026 |
| 7 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1445065 | 258.20K | 4.26K | Jun 30, 2024 |
| 8 | OSAIC HOLDINGS, INC. | 1677044 | 217.89K | 3.67M | Jun 30, 2026 |
| 9 | LPL FINANCIAL LLC | 1403438 | 216.42K | 3.64M | Jun 30, 2026 |
| 10 | ROUND ROCK ADVISORS LLC | 1846991 | 206K | 4.14M | Jun 30, 2025 |
| 11 | COMMONWEALTH EQUITY SERVICES, LLC | 312272 | 143.91K | 2.42M | Jun 30, 2026 |
| 12 | INVESCO LTD. | 914208 | 129.04K | 2.60M | Sep 30, 2025 |
| 13 | CETERA INVESTMENT ADVISERS | 1666741 | 112.61K | 1.90M | Jun 30, 2026 |
| 14 | TRUIST FINANCIAL CORP | 92230 | 89.31K | 1.53M | Dec 31, 2024 |
| 15 | CETERA ADVISOR NETWORKS LLC | 1534468 | 82.39K | 1.29M | Dec 31, 2023 |
| 16 | BAIRD FINANCIAL GROUP, INC. | 1648711 | 70.55K | 904.70K | Mar 31, 2023 |
| 17 | SMITH ASSET MANAGEMENT CO., LLC | 2068217 | 67.64K | 1.04M | Sep 30, 2026 |
| 18 | BANK OF AMERICA CORP /DE/ | 70858 | 49.79K | 838.45K | Jun 30, 2026 |
| 19 | CURBSTONE FINANCIAL MANAGEMENT CORP | 1608057 | 48.77K | 833.41K | Dec 31, 2024 |
| 20 | SCHWALLIER WEALTH MANAGEMENT LLC | 1934951 | 47.60K | 801.51K | Jun 30, 2026 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.