BARINGS LLC

PrivateCIK: 9015
Location

CHARLOTTE, NC

179
Positions
$6.19B
Total AUM (reported)
256.34M
Total Shares

Allocation by class

TOTAL AUM$6.19B179 positions
CORE S&P500 ETF$1.06B17.2%
IBOXX INV CP ETF$938.66M15.2%
HENDRSON AAA CL$650.24M10.5%
UNIT SER 1$502.57M8.1%
RUS 2000 GRW ETF$484.27M7.8%
COM$444.09M7.2%
SHRT TRM CORP BD$404.95M6.5%

Portfolio Concentration

Top 342.8%4–1033.1%11–2510.2%Rest13.9%TOP 1075.9%0%100%
Top 3$2.65B42.8%
4–10$2.05B33.1%
11–25$630.82M10.2%
Rest$859.69M13.9%

Top 3 weight

42.8%

Top 10 weight

75.9%

Voting Authority Distribution

Total shares with voting rights: 256.34M

Sole

Full voting authority

256.34M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole33
Shared0
Other146
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings179
Rows:

ISHARES TR

DFND
CORE S&P500 ETF
Shares1.67M
TypeSH
Market value$1.06B
17.16%
Sole
1.67M
Shared
0.00
None
0.00

ISHARES TR

DFND
IBOXX INV CP ETF
Shares8.61M
TypeSH
Market value$938.66M
15.16%
Sole
8.61M
Shared
0.00
None
0.00

JANUS DETROIT STR TR

SOLE
HENDRSON AAA CL
Shares12.91M
TypeSH
Market value$650.24M
10.50%
Sole
12.91M
Shared
0.00
None
0.00

INVESCO QQQ TR

DFND
UNIT SER 1
Shares900.21K
TypeSH
Market value$502.57M
8.11%
Sole
900.21K
Shared
0.00
None
0.00

ISHARES TR

DFND
RUS 2000 GRW ETF
Shares1.61M
TypeSH
Market value$484.27M
7.82%
Sole
1.61M
Shared
0.00
None
0.00

VANGUARD SCOTTSDALE FDS

SOLE
SHRT TRM CORP BD
Shares5.11M
TypeSH
Market value$404.95M
6.54%
Sole
5.11M
Shared
0.00
None
0.00

ISHARES TR

SOLE
ISHS 1-5YR INVS
Shares6.84M
TypeSH
Market value$359.51M
5.80%
Sole
6.84M
Shared
0.00
None
0.00

VANGUARD INTL EQUITY INDEX F

DFND
TT WRLD ST ETF
Shares866.34K
TypeSH
Market value$119.83M
1.93%
Sole
866.34K
Shared
0.00
None
0.00

BARINGS BDC, INC.

SOLE
COM
Shares13.64M
TypeSH
Market value$112.25M
1.81%
Sole
13.64M
Shared
0.00
None
0.00

HERBALIFE LTD

SOLE
NOTE 4.250% 6/1
Shares56.83M
TypePRN
Market value$67.76M
1.09%
Sole
56.83M
Shared
0.00
None
0.00

PDD HOLDINGS INC

DFND
SPONSORED ADS
Shares649.23K
TypeSH
Market value$66.34M
1.07%
Sole
649.23K
Shared
0.00
None
0.00

TOTALENERGIES SE

DFND
ACT
Shares605.23K
TypeSH
Market value$56.59M
0.91%
Sole
605.23K
Shared
0.00
None
0.00

STATE STR SPDR S&P 500 ETF T

DFND
TR UNIT
Shares78K
TypeSH
Market value$50.73M
0.82%
Sole
78K
Shared
0.00
None
0.00

ISHARES INC

DFND
MSCI WORLD ETF
Shares265.38K
TypeSH
Market value$47.77M
0.77%
Sole
265.38K
Shared
0.00
None
0.00

ACCELERANT HOLDINGS

SOLE
CL A
Shares3.13M
TypeSH
Market value$46.06M
0.74%
Sole
3.13M
Shared
0.00
None
0.00

ISHARES TR

SOLE
BROAD USD HIGH
Shares1.24M
TypeSH
Market value$45.57M
0.74%
Sole
1.24M
Shared
0.00
None
0.00

PARSONS CORP DEL

SOLE
NOTE 2.625% 3/0
Shares46.12M
TypePRN
Market value$45.39M
0.73%
Sole
46.12M
Shared
0.00
None
0.00

ANGLOGOLD ASHANTI PLC

DFND
COM SHS
Shares428.47K
TypeSH
Market value$41.59M
0.67%
Sole
428.47K
Shared
0.00
None
0.00

ISHARES TR

SOLE
FLTG RATE NT ETF
Shares780K
TypeSH
Market value$39.74M
0.64%
Sole
780K
Shared
0.00
None
0.00

WHEATON PRECIOUS METALS CORP

DFND
COM
Shares270.94K
TypeSH
Market value$35.57M
0.57%
Sole
270.94K
Shared
0.00
None
0.00

ISHARES TR

DFND
MSCI EMG MKT ETF
Shares603.89K
TypeSH
Market value$34.29M
0.55%
Sole
603.89K
Shared
0.00
None
0.00

UNITI GROUP LLC

SOLE
NOTE 7.500%12/0
Shares27.62M
TypePRN
Market value$32.87M
0.53%
Sole
27.62M
Shared
0.00
None
0.00

ISHARES TR

DFND
EUROPE ETF
Shares469.19K
TypeSH
Market value$31.88M
0.51%
Sole
469.19K
Shared
0.00
None
0.00

ISHARES INC

DFND
MSCI JAPAN ETF
Shares335.77K
TypeSH
Market value$28.35M
0.46%
Sole
335.77K
Shared
0.00
None
0.00

BLACKROCK ETF TRUST

DFND
ISHARES US EQUIT
Shares482.66K
TypeSH
Market value$28.08M
0.45%
Sole
482.66K
Shared
0.00
None
0.00
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