BARINGS LLC

PrivateCIK: 9015
Location

CHARLOTTE, NC

📋 What this filing means

BARINGS LLC filed this quarterly 13F‑HR report disclosing 163 equity positions with a total reported market value of $4.01B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

163
Positions
$4.01B
Total AUM (reported)
138.03M
Total Shares

Allocation by class

TOTAL AUM$4.01B163 positions
CORE S&P500 ETF$898.60M22.4%
UNIT SER 1$427.35M10.7%
RUS 2000 GRW ETF$418.30M10.4%
COM$411.80M10.3%
SHRT TRM CORP BD$403.27M10.1%
ISHS 1-5YR INVS$358.21M8.9%
SPONSORED ADS$132.97M3.3%

Portfolio Concentration

Top 343.5%4–1028.0%11–2511.4%Rest17.0%TOP 1071.6%0%100%
Top 3$1.74B43.5%
4–10$1.12B28.0%
11–25$457.60M11.4%
Rest$681.14M17.0%

Top 3 weight

43.5%

Top 10 weight

71.6%

Voting Authority Distribution

Total shares with voting rights: 138.03M

Sole

Full voting authority

138.03M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole29
Shared0
Other134
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings163
Rows:

ISHARES TR

DFND
CORE S&P500 ETF
Shares1.60M
TypeSH
Market value$898.60M
22.43%
Sole
1.60M
Shared
0.00
None
0.00

INVESCO QQQ TR

DFND
UNIT SER 1
Shares911.31K
TypeSH
Market value$427.35M
10.67%
Sole
911.31K
Shared
0.00
None
0.00

ISHARES TR

DFND
RUS 2000 GRW ETF
Shares1.62M
TypeSH
Market value$418.30M
10.44%
Sole
1.62M
Shared
0.00
None
0.00

VANGUARD SCOTTSDALE FDS

SOLE
SHRT TRM CORP BD
Shares5.11M
TypeSH
Market value$403.27M
10.06%
Sole
5.11M
Shared
0.00
None
0.00

ISHARES TR

SOLE
ISHS 1-5YR INVS
Shares6.84M
TypeSH
Market value$358.21M
8.94%
Sole
6.84M
Shared
0.00
None
0.00

BARINGS BDC, INC.

SOLE
COM
Shares13.64M
TypeSH
Market value$130.12M
3.25%
Sole
13.64M
Shared
0.00
None
0.00

SPDR S&P 500 ETF TR

DFND
TR UNIT
Shares111.58K
TypeSH
Market value$62.42M
1.56%
Sole
111.58K
Shared
0.00
None
0.00

PDD HOLDINGS INC

DFND
SPONSORED ADS
Shares511.70K
TypeSH
Market value$60.56M
1.51%
Sole
511.70K
Shared
0.00
None
0.00

ISHARES TR

DFND
7-10 YR TRSY BD
Shares629.39K
TypeSH
Market value$60.03M
1.50%
Sole
629.39K
Shared
0.00
None
0.00

ISHARES TR

DFND
MSCI USA QLT FCT
Shares287.54K
TypeSH
Market value$49.14M
1.23%
Sole
287.54K
Shared
0.00
None
0.00

ISHARES INC

DFND
MSCI WORLD ETF
Shares314.25K
TypeSH
Market value$48.14M
1.20%
Sole
314.25K
Shared
0.00
None
0.00

ISHARES TR

SOLE
FLTG RATE NT ETF
Shares780K
TypeSH
Market value$39.82M
0.99%
Sole
780K
Shared
0.00
None
0.00

ISHARES TR

DFND
EUROPE ETF
Shares682.19K
TypeSH
Market value$39.70M
0.99%
Sole
682.19K
Shared
0.00
None
0.00

SEA LTD

DFND
SPONSORD ADS
Shares291.27K
TypeSH
Market value$38.01M
0.95%
Sole
291.27K
Shared
0.00
None
0.00

WHEATON PRECIOUS METALS CORP

DFND
COM
Shares468.07K
TypeSH
Market value$36.33M
0.91%
Sole
468.07K
Shared
0.00
None
0.00

ISHARES TR

DFND
SHORT TREAS BD
Shares301.61K
TypeSH
Market value$33.32M
0.83%
Sole
301.61K
Shared
0.00
None
0.00

CRH PLC

DFND
ORD
Shares324.56K
TypeSH
Market value$28.55M
0.71%
Sole
324.56K
Shared
0.00
None
0.00

ANGLOGOLD ASHANTI PLC

DFND
COM SHS
Shares727.63K
TypeSH
Market value$27.19M
0.68%
Sole
727.63K
Shared
0.00
None
0.00

ISHARES TR

DFND
MSCI EMG MKT ETF
Shares567.65K
TypeSH
Market value$24.81M
0.62%
Sole
567.65K
Shared
0.00
None
0.00

ISHARES TR

DFND
EXPANDED TECH
Shares271.14K
TypeSH
Market value$24.13M
0.60%
Sole
271.14K
Shared
0.00
None
0.00

SABRE GLBL INC

SOLE
NOTE 7.320% 8/0
Shares22.70M
TypePRN
Market value$24.11M
0.60%
Sole
22.70M
Shared
0.00
None
0.00

VANGUARD INTL EQUITY INDEX F

DFND
TT WRLD ST ETF
Shares204.96K
TypeSH
Market value$23.77M
0.59%
Sole
204.96K
Shared
0.00
None
0.00

YUM CHINA HLDGS INC

DFND
COM
Shares447.97K
TypeSH
Market value$23.32M
0.58%
Sole
447.97K
Shared
0.00
None
0.00

ISHARES TR

DFND
ESG AWRE USD ETF
Shares1.01M
TypeSH
Market value$23.28M
0.58%
Sole
1.01M
Shared
0.00
None
0.00

KE HLDGS INC

DFND
SPONSORED ADS
Shares1.15M
TypeSH
Market value$23.14M
0.58%
Sole
1.15M
Shared
0.00
None
0.00
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