Filed: 11/13/2023ACC: 0000009015-23-000021
📋 What this filing means
BARINGS LLC filed this quarterly 13F‑HR report disclosing 150 equity positions with a total reported market value of $2.93B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
150
Positions
$2.93B
Total AUM (reported)
85.73M
Total Shares
Allocation by class
CORE S&P500 ETF$757.88M25.8%
COM$491.64M16.8%
UNIT SER 1$343.24M11.7%
RUS 2000 GRW ETF$326.82M11.1%
SPONSORED ADS$108.03M3.7%
CORE US AGGBD ET$77.58M2.6%
IBOXX INV CP ETF$77.57M2.6%
Portfolio Concentration
Top 3$1.43B48.7%
4–10$497.70M17.0%
11–25$500.65M17.1%
Rest$505.59M17.2%
Top 3 weight
48.7%
Top 10 weight
65.7%
Voting Authority Distribution
Total shares with voting rights: 85.73M
Sole
Full voting authority
85.73M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole23
Shared0
Other127
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings150
Rows:
ISHARES TR
DFNDShares1.76M
TypeSH
Market value$757.88M
25.85%
Sole
1.76M
Shared
0.00
None
0.00
INVESCO QQQ TR
DFNDShares958.04K
TypeSH
Market value$343.24M
11.71%
Sole
958.04K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares1.46M
TypeSH
Market value$326.82M
11.15%
Sole
1.46M
Shared
0.00
None
0.00
BARINGS BDC, INC.
SOLEShares13.64M
TypeSH
Market value$121.53M
4.15%
Sole
13.64M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares825.01K
TypeSH
Market value$77.58M
2.65%
Sole
825.01K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares760.32K
TypeSH
Market value$77.57M
2.65%
Sole
760.32K
Shared
0.00
None
0.00
SUNCOR ENERGY INC NEW
DFNDShares1.69M
TypeSH
Market value$58.24M
1.99%
Sole
1.69M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares616.15K
TypeSH
Market value$56.43M
1.92%
Sole
616.15K
Shared
0.00
None
0.00
CRH PLC
DFNDShares984.30K
TypeSH
Market value$53.87M
1.84%
Sole
984.30K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.03M
TypeSH
Market value$52.47M
1.79%
Sole
1.03M
Shared
0.00
None
0.00
PDD HOLDINGS INC
DFNDShares517.94K
TypeSH
Market value$50.79M
1.73%
Sole
517.94K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
DFNDShares469.79K
TypeSH
Market value$43.78M
1.49%
Sole
469.79K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares387.59K
TypeSH
Market value$42.82M
1.46%
Sole
387.59K
Shared
0.00
None
0.00
H WORLD GROUP LTD
DFNDShares1M
TypeSH
Market value$39.59M
1.35%
Sole
1M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares557.12K
TypeSH
Market value$38.12M
1.30%
Sole
557.12K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
DFNDShares87.47K
TypeSH
Market value$37.39M
1.28%
Sole
87.47K
Shared
0.00
None
0.00
ISHARES INC
DFNDShares753.69K
TypeSH
Market value$31.87M
1.09%
Sole
753.69K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares317.25K
TypeSH
Market value$31.37M
1.07%
Sole
317.25K
Shared
0.00
None
0.00
ISHARES INC
DFNDShares259.89K
TypeSH
Market value$31.23M
1.07%
Sole
259.89K
Shared
0.00
None
0.00
FIRST TR EXCHANGE TRADED FD
DFNDShares311.25K
TypeSH
Market value$29.22M
1.00%
Sole
311.25K
Shared
0.00
None
0.00
LINDE PLC
DFNDShares78.29K
TypeSH
Market value$29.15M
0.99%
Sole
78.29K
Shared
0.00
None
0.00
NUTRIEN LTD
DFNDShares438.97K
TypeSH
Market value$27.11M
0.92%
Sole
438.97K
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares212.73K
TypeSH
Market value$25.01M
0.85%
Sole
212.73K
Shared
0.00
None
0.00
YUM CHINA HLDGS INC
DFNDShares427.51K
TypeSH
Market value$23.82M
0.81%
Sole
427.51K
Shared
0.00
None
0.00
SEA LTD
DFNDShares440.68K
TypeSH
Market value$19.37M
0.66%
Sole
440.68K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 1.76M | SH | $757.88M 25.85% | 1.76M | 0.00 | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 958.04K | SH | $343.24M 11.71% | 958.04K | 0.00 | 0.00 |
ISHARES TRDFND | RUS 2000 GRW ETF | 1.46M | SH | $326.82M 11.15% | 1.46M | 0.00 | 0.00 |
BARINGS BDC, INC.SOLE | COM | 13.64M | SH | $121.53M 4.15% | 13.64M | 0.00 | 0.00 |
ISHARES TRDFND | CORE US AGGBD ET | 825.01K | SH | $77.58M 2.65% | 825.01K | 0.00 | 0.00 |
ISHARES TRDFND | IBOXX INV CP ETF | 760.32K | SH | $77.57M 2.65% | 760.32K | 0.00 | 0.00 |
SUNCOR ENERGY INC NEWDFND | COM | 1.69M | SH | $58.24M 1.99% | 1.69M | 0.00 | 0.00 |
ISHARES TRDFND | 7-10 YR TRSY BD | 616.15K | SH | $56.43M 1.92% | 616.15K | 0.00 | 0.00 |
CRH PLCDFND | ORD | 984.30K | SH | $53.87M 1.84% | 984.30K | 0.00 | 0.00 |
ISHARES TRSOLE | FLTG RATE NT ETF | 1.03M | SH | $52.47M 1.79% | 1.03M | 0.00 | 0.00 |
PDD HOLDINGS INCDFND | SPONSORED ADS | 517.94K | SH | $50.79M 1.73% | 517.94K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FDFND | TT WRLD ST ETF | 469.79K | SH | $43.78M 1.49% | 469.79K | 0.00 | 0.00 |
ISHARES TRDFND | SHORT TREAS BD | 387.59K | SH | $42.82M 1.46% | 387.59K | 0.00 | 0.00 |
H WORLD GROUP LTDDFND | SPONSORED ADS | 1M | SH | $39.59M 1.35% | 1M | 0.00 | 0.00 |
ISHARES TRDFND | S&P 500 GRWT ETF | 557.12K | SH | $38.12M 1.30% | 557.12K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 87.47K | SH | $37.39M 1.28% | 87.47K | 0.00 | 0.00 |
ISHARES INCDFND | JP MRG EM CRP BD | 753.69K | SH | $31.87M 1.09% | 753.69K | 0.00 | 0.00 |
ISHARES TRDFND | CORE HIGH DV ETF | 317.25K | SH | $31.37M 1.07% | 317.25K | 0.00 | 0.00 |
ISHARES INCDFND | MSCI WORLD ETF | 259.89K | SH | $31.23M 1.07% | 259.89K | 0.00 | 0.00 |
FIRST TR EXCHANGE TRADED FDDFND | NASDQ CLN EDGE | 311.25K | SH | $29.22M 1.00% | 311.25K | 0.00 | 0.00 |
LINDE PLCDFND | SHS | 78.29K | SH | $29.15M 0.99% | 78.29K | 0.00 | 0.00 |
NUTRIEN LTDDFND | COM | 438.97K | SH | $27.11M 0.92% | 438.97K | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 212.73K | SH | $25.01M 0.85% | 212.73K | 0.00 | 0.00 |
YUM CHINA HLDGS INCDFND | COM | 427.51K | SH | $23.82M 0.81% | 427.51K | 0.00 | 0.00 |
SEA LTDDFND | SPONSORD ADS | 440.68K | SH | $19.37M 0.66% | 440.68K | 0.00 | 0.00 |
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