Filed: 8/8/2023ACC: 0000009015-23-000016
📋 What this filing means
BARINGS LLC filed this quarterly 13F‑HR report disclosing 167 equity positions with a total reported market value of $2.96B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
167
Positions
$2.96B
Total AUM (reported)
101.90M
Total Shares
Allocation by class
CORE S&P500 ETF$818.07M27.6%
COM$494.75M16.7%
UNIT SER 1$382.40M12.9%
RUS 2000 GRW ETF$342.87M11.6%
SPONSORED ADS$92.67M3.1%
IBOXX INV CP ETF$86.47M2.9%
CORE US AGGBD ET$78.03M2.6%
Portfolio Concentration
Top 3$1.54B52.2%
4–10$505.96M17.1%
11–25$371.34M12.5%
Rest$538.59M18.2%
Top 3 weight
52.2%
Top 10 weight
69.3%
Voting Authority Distribution
Total shares with voting rights: 101.90M
Sole
Full voting authority
101.90M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole26
Shared0
Other141
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings167
Rows:
ISHARES TR
DFNDShares1.84M
TypeSH
Market value$818.07M
27.64%
Sole
1.84M
Shared
0.00
None
0.00
INVESCO QQQ TR
DFNDShares1.04M
TypeSH
Market value$382.40M
12.92%
Sole
1.04M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares1.41M
TypeSH
Market value$342.87M
11.59%
Sole
1.41M
Shared
0.00
None
0.00
BARINGS BDC, INC.
SOLEShares13.64M
TypeSH
Market value$106.94M
3.61%
Sole
13.64M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares799.59K
TypeSH
Market value$86.47M
2.92%
Sole
799.59K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares796.60K
TypeSH
Market value$78.03M
2.64%
Sole
796.60K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
DFNDShares744.32K
TypeSH
Market value$72.18M
2.44%
Sole
744.32K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares611.38K
TypeSH
Market value$59.06M
2.00%
Sole
611.38K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.03M
TypeSH
Market value$52.40M
1.77%
Sole
1.03M
Shared
0.00
None
0.00
SUNCOR ENERGY INC NEW
DFNDShares1.74M
TypeSH
Market value$50.89M
1.72%
Sole
1.74M
Shared
0.00
None
0.00
H WORLD GROUP LTD
DFNDShares1.07M
TypeSH
Market value$41.56M
1.40%
Sole
1.07M
Shared
0.00
None
0.00
PDD HOLDINGS INC
DFNDShares517.94K
TypeSH
Market value$35.81M
1.21%
Sole
517.94K
Shared
0.00
None
0.00
ISHARES INC
DFNDShares753.69K
TypeSH
Market value$32.69M
1.10%
Sole
753.69K
Shared
0.00
None
0.00
LINDE PLC
DFNDShares78.69K
TypeSH
Market value$29.99M
1.01%
Sole
78.69K
Shared
0.00
None
0.00
YUM CHINA HLDGS INC
DFNDShares457.02K
TypeSH
Market value$25.82M
0.87%
Sole
457.02K
Shared
0.00
None
0.00
SEA LTD
DFNDShares427.06K
TypeSH
Market value$24.79M
0.84%
Sole
427.06K
Shared
0.00
None
0.00
NUTRIEN LTD
DFNDShares402.94K
TypeSH
Market value$23.79M
0.80%
Sole
402.94K
Shared
0.00
None
0.00
CORTEVA INC
DFNDShares372.89K
TypeSH
Market value$21.37M
0.72%
Sole
372.89K
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares195.64K
TypeSH
Market value$20.98M
0.71%
Sole
195.64K
Shared
0.00
None
0.00
ISHARES INC
DFNDShares160K
TypeSH
Market value$19.92M
0.67%
Sole
160K
Shared
0.00
None
0.00
FIRST TR EXCHANGE TRADED FD
DFNDShares189.04K
TypeSH
Market value$19.87M
0.67%
Sole
189.04K
Shared
0.00
None
0.00
WISDOMTREE TR
DFNDShares518.20K
TypeSH
Market value$19.83M
0.67%
Sole
518.20K
Shared
0.00
None
0.00
GARRETT MOTION INC
SOLEShares2.60M
TypeSH
Market value$19.70M
0.67%
Sole
2.60M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares251.50K
TypeSH
Market value$17.73M
0.60%
Sole
251.50K
Shared
0.00
None
0.00
BLACKROCK TCP CAPITAL CORP
SOLEShares1.60M
TypeSH
Market value$17.49M
0.59%
Sole
1.60M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 1.84M | SH | $818.07M 27.64% | 1.84M | 0.00 | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 1.04M | SH | $382.40M 12.92% | 1.04M | 0.00 | 0.00 |
ISHARES TRDFND | RUS 2000 GRW ETF | 1.41M | SH | $342.87M 11.59% | 1.41M | 0.00 | 0.00 |
BARINGS BDC, INC.SOLE | COM | 13.64M | SH | $106.94M 3.61% | 13.64M | 0.00 | 0.00 |
ISHARES TRDFND | IBOXX INV CP ETF | 799.59K | SH | $86.47M 2.92% | 799.59K | 0.00 | 0.00 |
ISHARES TRDFND | CORE US AGGBD ET | 796.60K | SH | $78.03M 2.64% | 796.60K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FDFND | TT WRLD ST ETF | 744.32K | SH | $72.18M 2.44% | 744.32K | 0.00 | 0.00 |
ISHARES TRDFND | 7-10 YR TRSY BD | 611.38K | SH | $59.06M 2.00% | 611.38K | 0.00 | 0.00 |
ISHARES TRSOLE | FLTG RATE NT ETF | 1.03M | SH | $52.40M 1.77% | 1.03M | 0.00 | 0.00 |
SUNCOR ENERGY INC NEWDFND | COM | 1.74M | SH | $50.89M 1.72% | 1.74M | 0.00 | 0.00 |
H WORLD GROUP LTDDFND | SPONSORED ADS | 1.07M | SH | $41.56M 1.40% | 1.07M | 0.00 | 0.00 |
PDD HOLDINGS INCDFND | SPONSORED ADS | 517.94K | SH | $35.81M 1.21% | 517.94K | 0.00 | 0.00 |
ISHARES INCDFND | JP MRG EM CRP BD | 753.69K | SH | $32.69M 1.10% | 753.69K | 0.00 | 0.00 |
LINDE PLCDFND | SHS | 78.69K | SH | $29.99M 1.01% | 78.69K | 0.00 | 0.00 |
YUM CHINA HLDGS INCDFND | COM | 457.02K | SH | $25.82M 0.87% | 457.02K | 0.00 | 0.00 |
SEA LTDDFND | SPONSORD ADS | 427.06K | SH | $24.79M 0.84% | 427.06K | 0.00 | 0.00 |
NUTRIEN LTDDFND | COM | 402.94K | SH | $23.79M 0.80% | 402.94K | 0.00 | 0.00 |
CORTEVA INCDFND | COM | 372.89K | SH | $21.37M 0.72% | 372.89K | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 195.64K | SH | $20.98M 0.71% | 195.64K | 0.00 | 0.00 |
ISHARES INCDFND | MSCI WORLD ETF | 160K | SH | $19.92M 0.67% | 160K | 0.00 | 0.00 |
FIRST TR EXCHANGE TRADED FDDFND | NASDQ CLN EDGE | 189.04K | SH | $19.87M 0.67% | 189.04K | 0.00 | 0.00 |
WISDOMTREE TRDFND | EMER MKT HIGH FD | 518.20K | SH | $19.83M 0.67% | 518.20K | 0.00 | 0.00 |
GARRETT MOTION INCSOLE | COM | 2.60M | SH | $19.70M 0.67% | 2.60M | 0.00 | 0.00 |
ISHARES TRDFND | S&P 500 GRWT ETF | 251.50K | SH | $17.73M 0.60% | 251.50K | 0.00 | 0.00 |
BLACKROCK TCP CAPITAL CORPSOLE | COM | 1.60M | SH | $17.49M 0.59% | 1.60M | 0.00 | 0.00 |
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