Filed: 5/9/2023ACC: 0000009015-23-000006
📋 What this filing means
BARINGS LLC filed this quarterly 13F‑HR report disclosing 161 equity positions with a total reported market value of $2.91B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
161
Positions
$2.91B
Total AUM (reported)
170.45M
Total Shares
Allocation by class
CORE S&P500 ETF$736.00M25.3%
COM$473.25M16.3%
UNIT SER 1$358.04M12.3%
RUS 2000 GRW ETF$309.12M10.6%
SPONSORED ADS$127.81M4.4%
IBOXX INV CP ETF$87.64M3.0%
CORE US AGGBD ET$75.94M2.6%
Portfolio Concentration
Top 3$1.40B48.2%
4–10$507.06M17.4%
11–25$441.95M15.2%
Rest$559.07M19.2%
Top 3 weight
48.2%
Top 10 weight
65.6%
Voting Authority Distribution
Total shares with voting rights: 170.45M
Sole
Full voting authority
170.45M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole24
Shared0
Other137
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings161
Rows:
ISHARES TR
DFNDShares1.79M
TypeSH
Market value$736.00M
25.28%
Sole
1.79M
Shared
0.00
None
0.00
INVESCO QQQ TR
DFNDShares1.12M
TypeSH
Market value$358.04M
12.30%
Sole
1.12M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares1.36M
TypeSH
Market value$309.12M
10.62%
Sole
1.36M
Shared
0.00
None
0.00
BARINGS BDC, INC.
SOLEShares13.64M
TypeSH
Market value$108.30M
3.72%
Sole
13.64M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares799.59K
TypeSH
Market value$87.64M
3.01%
Sole
799.59K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares762.12K
TypeSH
Market value$75.94M
2.61%
Sole
762.12K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
DFNDShares687.65K
TypeSH
Market value$63.33M
2.18%
Sole
687.65K
Shared
0.00
None
0.00
H WORLD GROUP LTD
DFNDShares1.24M
TypeSH
Market value$60.62M
2.08%
Sole
1.24M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares1.19M
TypeSH
Market value$59.77M
2.05%
Sole
1.19M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares519.24K
TypeSH
Market value$51.47M
1.77%
Sole
519.24K
Shared
0.00
None
0.00
PDD HOLDINGS INC
DFNDShares664.27K
TypeSH
Market value$50.42M
1.73%
Sole
664.27K
Shared
0.00
None
0.00
SUNCOR ENERGY INC NEW
DFNDShares1.30M
TypeSH
Market value$40.39M
1.39%
Sole
1.30M
Shared
0.00
None
0.00
NUTRIEN LTD
DFNDShares509.81K
TypeSH
Market value$37.05M
1.27%
Sole
509.81K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
DFNDShares865.59K
TypeSH
Market value$34.97M
1.20%
Sole
865.59K
Shared
0.00
None
0.00
SEA LTD
DFNDShares393.06K
TypeSH
Market value$34.02M
1.17%
Sole
393.06K
Shared
0.00
None
0.00
LINDE PLC
DFNDShares86.27K
TypeSH
Market value$30.66M
1.05%
Sole
86.27K
Shared
0.00
None
0.00
TRIP COM GROUP LTD
DFNDShares792.13K
TypeSH
Market value$29.84M
1.02%
Sole
792.13K
Shared
0.00
None
0.00
DISH NETWORK CORPORATION
SOLEShares56.89M
TypePRN
Market value$29.22M
1.00%
Sole
56.89M
Shared
0.00
None
0.00
YUM CHINA HLDGS INC
DFNDShares452.67K
TypeSH
Market value$28.69M
0.99%
Sole
452.67K
Shared
0.00
None
0.00
ISHARES INC
DFNDShares533.78K
TypeSH
Market value$23.25M
0.80%
Sole
533.78K
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares197.46K
TypeSH
Market value$21.65M
0.74%
Sole
197.46K
Shared
0.00
None
0.00
DIGITALBRIDGE GROUP INC
SOLEShares21.50M
TypePRN
Market value$21.47M
0.74%
Sole
21.50M
Shared
0.00
None
0.00
GARRETT MOTION INC
SOLEShares2.36M
TypeSH
Market value$20.95M
0.72%
Sole
2.36M
Shared
0.00
None
0.00
ISHARES INC
DFNDShares167.69K
TypeSH
Market value$19.73M
0.68%
Sole
167.69K
Shared
0.00
None
0.00
WISDOMTREE TR
DFNDShares518.20K
TypeSH
Market value$19.62M
0.67%
Sole
518.20K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 1.79M | SH | $736.00M 25.28% | 1.79M | 0.00 | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 1.12M | SH | $358.04M 12.30% | 1.12M | 0.00 | 0.00 |
ISHARES TRDFND | RUS 2000 GRW ETF | 1.36M | SH | $309.12M 10.62% | 1.36M | 0.00 | 0.00 |
BARINGS BDC, INC.SOLE | COM | 13.64M | SH | $108.30M 3.72% | 13.64M | 0.00 | 0.00 |
ISHARES TRDFND | IBOXX INV CP ETF | 799.59K | SH | $87.64M 3.01% | 799.59K | 0.00 | 0.00 |
ISHARES TRDFND | CORE US AGGBD ET | 762.12K | SH | $75.94M 2.61% | 762.12K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FDFND | TT WRLD ST ETF | 687.65K | SH | $63.33M 2.18% | 687.65K | 0.00 | 0.00 |
H WORLD GROUP LTDDFND | SPONSORED ADS | 1.24M | SH | $60.62M 2.08% | 1.24M | 0.00 | 0.00 |
ISHARES TRDFND | FLTG RATE NT ETF | 1.19M | SH | $59.77M 2.05% | 1.19M | 0.00 | 0.00 |
ISHARES TRDFND | 7-10 YR TRSY BD | 519.24K | SH | $51.47M 1.77% | 519.24K | 0.00 | 0.00 |
PDD HOLDINGS INCDFND | SPONSORED ADS | 664.27K | SH | $50.42M 1.73% | 664.27K | 0.00 | 0.00 |
SUNCOR ENERGY INC NEWDFND | COM | 1.30M | SH | $40.39M 1.39% | 1.30M | 0.00 | 0.00 |
NUTRIEN LTDDFND | COM | 509.81K | SH | $37.05M 1.27% | 509.81K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FDFND | FTSE EMR MKT ETF | 865.59K | SH | $34.97M 1.20% | 865.59K | 0.00 | 0.00 |
SEA LTDDFND | SPONSORD ADS | 393.06K | SH | $34.02M 1.17% | 393.06K | 0.00 | 0.00 |
LINDE PLCDFND | SHS | 86.27K | SH | $30.66M 1.05% | 86.27K | 0.00 | 0.00 |
TRIP COM GROUP LTDDFND | ADS | 792.13K | SH | $29.84M 1.02% | 792.13K | 0.00 | 0.00 |
DISH NETWORK CORPORATIONSOLE | NOTE 3.375% 8/1 | 56.89M | PRN | $29.22M 1.00% | 56.89M | 0.00 | 0.00 |
YUM CHINA HLDGS INCDFND | COM | 452.67K | SH | $28.69M 0.99% | 452.67K | 0.00 | 0.00 |
ISHARES INCDFND | JP MRG EM CRP BD | 533.78K | SH | $23.25M 0.80% | 533.78K | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 197.46K | SH | $21.65M 0.74% | 197.46K | 0.00 | 0.00 |
DIGITALBRIDGE GROUP INCSOLE | NOTE 5.000% 4/1 | 21.50M | PRN | $21.47M 0.74% | 21.50M | 0.00 | 0.00 |
GARRETT MOTION INCSOLE | PFD CONV SER A | 2.36M | SH | $20.95M 0.72% | 2.36M | 0.00 | 0.00 |
ISHARES INCDFND | MSCI WORLD ETF | 167.69K | SH | $19.73M 0.68% | 167.69K | 0.00 | 0.00 |
WISDOMTREE TRDFND | EMER MKT HIGH FD | 518.20K | SH | $19.62M 0.67% | 518.20K | 0.00 | 0.00 |
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