Filed: 2/13/2023ACC: 0000009015-23-000001
📋 What this filing means
BARINGS LLC filed this quarterly 13F‑HR report disclosing 188 equity positions with a total reported market value of $2.82B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
188
Positions
$2.82B
Total AUM (reported)
184.53M
Total Shares
Allocation by class
CORE S&P500 ETF$624.37M22.1%
COM$519.69M18.4%
RUS 2000 GRW ETF$298.21M10.6%
UNIT SER 1$292.59M10.4%
SPONSORED ADS$104.51M3.7%
DIV APP ETF$88.61M3.1%
FLTG RATE NT ETF$83.98M3.0%
Portfolio Concentration
Top 3$1.22B43.1%
4–10$487.71M17.3%
11–25$421.21M14.9%
Rest$696.23M24.7%
Top 3 weight
43.1%
Top 10 weight
60.4%
Voting Authority Distribution
Total shares with voting rights: 184.53M
Sole
Full voting authority
184.53M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole29
Shared0
Other159
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings188
Rows:
ISHARES TR
DFNDShares1.63M
TypeSH
Market value$624.37M
22.14%
Sole
1.63M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares1.39M
TypeSH
Market value$298.21M
10.57%
Sole
1.39M
Shared
0.00
None
0.00
INVESCO QQQ TR
DFNDShares1.10M
TypeSH
Market value$292.59M
10.37%
Sole
1.10M
Shared
0.00
None
0.00
BARINGS BDC, INC.
SOLEShares13.64M
TypeSH
Market value$111.16M
3.94%
Sole
13.64M
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
DFNDShares583.51K
TypeSH
Market value$88.61M
3.14%
Sole
583.51K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares1.67M
TypeSH
Market value$83.98M
2.98%
Sole
1.67M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares774.20K
TypeSH
Market value$80.70M
2.86%
Sole
774.20K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares389.96K
TypeSH
Market value$42.86M
1.52%
Sole
389.96K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares355.96K
TypeSH
Market value$40.56M
1.44%
Sole
355.96K
Shared
0.00
None
0.00
SUNCOR ENERGY INC NEW
DFNDShares1.26M
TypeSH
Market value$39.83M
1.41%
Sole
1.26M
Shared
0.00
None
0.00
PINDUODUO INC
DFNDShares481.76K
TypeSH
Market value$39.29M
1.39%
Sole
481.76K
Shared
0.00
None
0.00
H WORLD GROUP LTD
DFNDShares865.09K
TypeSH
Market value$36.70M
1.30%
Sole
865.09K
Shared
0.00
None
0.00
NUTRIEN LTD
DFNDShares499.54K
TypeSH
Market value$36.48M
1.29%
Sole
499.54K
Shared
0.00
None
0.00
DISH NETWORK CORPORATION
SOLEShares56.89M
TypePRN
Market value$35.74M
1.27%
Sole
56.89M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares343.84K
TypeSH
Market value$33.35M
1.18%
Sole
343.84K
Shared
0.00
None
0.00
ZTO EXPRESS CAYMAN INC
DFNDShares1.14M
TypeSH
Market value$30.62M
1.09%
Sole
1.14M
Shared
0.00
None
0.00
FIRST TR MORNINGSTAR DIVID L
DFNDShares728.68K
TypeSH
Market value$26.64M
0.94%
Sole
728.68K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
DFNDShares286.07K
TypeSH
Market value$24.66M
0.87%
Sole
286.07K
Shared
0.00
None
0.00
YUM CHINA HLDGS INC
DFNDShares446.50K
TypeSH
Market value$24.40M
0.87%
Sole
446.50K
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares209.59K
TypeSH
Market value$23.12M
0.82%
Sole
209.59K
Shared
0.00
None
0.00
ISHARES INC
DFNDShares211K
TypeSH
Market value$23.05M
0.82%
Sole
211K
Shared
0.00
None
0.00
DEERE & CO
DFNDShares53.67K
TypeSH
Market value$23.01M
0.82%
Sole
53.67K
Shared
0.00
None
0.00
SEA LTD
DFNDShares418.67K
TypeSH
Market value$21.78M
0.77%
Sole
418.67K
Shared
0.00
None
0.00
DIGITALBRIDGE GROUP INC
SOLEShares21.50M
TypePRN
Market value$21.19M
0.75%
Sole
21.50M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares221.18K
TypeSH
Market value$21.18M
0.75%
Sole
221.18K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 1.63M | SH | $624.37M 22.14% | 1.63M | 0.00 | 0.00 |
ISHARES TRDFND | RUS 2000 GRW ETF | 1.39M | SH | $298.21M 10.57% | 1.39M | 0.00 | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 1.10M | SH | $292.59M 10.37% | 1.10M | 0.00 | 0.00 |
BARINGS BDC, INC.SOLE | COM | 13.64M | SH | $111.16M 3.94% | 13.64M | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSDFND | DIV APP ETF | 583.51K | SH | $88.61M 3.14% | 583.51K | 0.00 | 0.00 |
ISHARES TRDFND | FLTG RATE NT ETF | 1.67M | SH | $83.98M 2.98% | 1.67M | 0.00 | 0.00 |
ISHARES TRDFND | CORE HIGH DV ETF | 774.20K | SH | $80.70M 2.86% | 774.20K | 0.00 | 0.00 |
ISHARES TRDFND | SHORT TREAS BD | 389.96K | SH | $42.86M 1.52% | 389.96K | 0.00 | 0.00 |
ISHARES TRDFND | MSCI USA QLT FCT | 355.96K | SH | $40.56M 1.44% | 355.96K | 0.00 | 0.00 |
SUNCOR ENERGY INC NEWDFND | COM | 1.26M | SH | $39.83M 1.41% | 1.26M | 0.00 | 0.00 |
PINDUODUO INCDFND | SPONSORED ADS | 481.76K | SH | $39.29M 1.39% | 481.76K | 0.00 | 0.00 |
H WORLD GROUP LTDDFND | SPONSORED ADS | 865.09K | SH | $36.70M 1.30% | 865.09K | 0.00 | 0.00 |
NUTRIEN LTDDFND | COM | 499.54K | SH | $36.48M 1.29% | 499.54K | 0.00 | 0.00 |
DISH NETWORK CORPORATIONSOLE | NOTE 3.375% 8/1 | 56.89M | PRN | $35.74M 1.27% | 56.89M | 0.00 | 0.00 |
ISHARES TRDFND | CORE US AGGBD ET | 343.84K | SH | $33.35M 1.18% | 343.84K | 0.00 | 0.00 |
ZTO EXPRESS CAYMAN INCDFND | SPONSORED ADS A | 1.14M | SH | $30.62M 1.09% | 1.14M | 0.00 | 0.00 |
FIRST TR MORNINGSTAR DIVID LDFND | SHS | 728.68K | SH | $26.64M 0.94% | 728.68K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FDFND | TT WRLD ST ETF | 286.07K | SH | $24.66M 0.87% | 286.07K | 0.00 | 0.00 |
YUM CHINA HLDGS INCDFND | COM | 446.50K | SH | $24.40M 0.87% | 446.50K | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 209.59K | SH | $23.12M 0.82% | 209.59K | 0.00 | 0.00 |
ISHARES INCDFND | MSCI WORLD ETF | 211K | SH | $23.05M 0.82% | 211K | 0.00 | 0.00 |
DEERE & CODFND | COM | 53.67K | SH | $23.01M 0.82% | 53.67K | 0.00 | 0.00 |
SEA LTDDFND | SPONSORD ADS | 418.67K | SH | $21.78M 0.77% | 418.67K | 0.00 | 0.00 |
DIGITALBRIDGE GROUP INCSOLE | NOTE 5.000% 4/1 | 21.50M | PRN | $21.19M 0.75% | 21.50M | 0.00 | 0.00 |
ISHARES TRDFND | 7-10 YR TRSY BD | 221.18K | SH | $21.18M 0.75% | 221.18K | 0.00 | 0.00 |
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