Filed: 11/14/2022ACC: 0000009015-22-000018
📋 What this filing means
BARINGS LLC filed this quarterly 13F‑HR report disclosing 187 equity positions with a total reported market value of $2.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
187
Positions
$2.51M
Total AUM (reported)
201.52M
Total Shares
Allocation by class
CORE S&P500 ETF$620.1K24.7%
COM$498.6K19.9%
RUS 2000 GRW ETF$280.7K11.2%
UNIT SER 1$278.7K11.1%
FLTG RATE NT ETF$77.6K3.1%
DIV APP ETF$61.3K2.4%
MSCI USA QLT FCT$58.3K2.3%
Portfolio Concentration
Top 3$1.18M47.0%
4–10$440.3K17.5%
11–25$317.5K12.6%
Rest$573.5K22.8%
Top 3 weight
47.0%
Top 10 weight
64.5%
Voting Authority Distribution
Total shares with voting rights: 201.52M
Sole
Full voting authority
201.52M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole30
Shared0
Other157
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings187
Rows:
ISHARES TR
DFNDShares1.73M
TypeSH
Market value$620.1K
24.70%
Sole
1.73M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares1.36M
TypeSH
Market value$280.7K
11.18%
Sole
1.36M
Shared
0.00
None
0.00
INVESCO QQQ TR
DFNDShares1.04M
TypeSH
Market value$278.7K
11.10%
Sole
1.04M
Shared
0.00
None
0.00
BARINGS BDC, INC.
SOLEShares13.64M
TypeSH
Market value$112.8K
4.49%
Sole
13.64M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares1.54M
TypeSH
Market value$77.6K
3.09%
Sole
1.54M
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
DFNDShares453.27K
TypeSH
Market value$61.3K
2.44%
Sole
453.27K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares560.63K
TypeSH
Market value$58.3K
2.32%
Sole
560.63K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares626.12K
TypeSH
Market value$57.2K
2.28%
Sole
626.12K
Shared
0.00
None
0.00
DISH NETWORK CORPORATION
SOLEShares57.11M
TypePRN
Market value$39.6K
1.58%
Sole
57.11M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares348.31K
TypeSH
Market value$33.6K
1.34%
Sole
348.31K
Shared
0.00
None
0.00
NUTRIEN LTD
DFNDShares380.91K
TypeSH
Market value$31.8K
1.26%
Sole
380.91K
Shared
0.00
None
0.00
ZTO EXPRESS CAYMAN INC
DFNDShares1.04M
TypeSH
Market value$25.1K
1.00%
Sole
1.04M
Shared
0.00
None
0.00
YUM CHINA HLDGS INC
DFNDShares528.34K
TypeSH
Market value$25.0K
1.00%
Sole
528.34K
Shared
0.00
None
0.00
SEA LTD
DFNDShares433.07K
TypeSH
Market value$24.3K
0.97%
Sole
433.07K
Shared
0.00
None
0.00
SUNCOR ENERGY INC NEW
DFNDShares828.20K
TypeSH
Market value$23.3K
0.93%
Sole
828.20K
Shared
0.00
None
0.00
DIGITALBRIDGE GROUP INC
SOLEShares21.50M
TypePRN
Market value$21.2K
0.84%
Sole
21.50M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares217.21K
TypeSH
Market value$20.9K
0.83%
Sole
217.21K
Shared
0.00
None
0.00
CORTEVA INC
DFNDShares357.89K
TypeSH
Market value$20.5K
0.81%
Sole
357.89K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares239.66K
TypeSH
Market value$19.5K
0.78%
Sole
239.66K
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares216.61K
TypeSH
Market value$18.9K
0.75%
Sole
216.61K
Shared
0.00
None
0.00
DEERE & CO
DFNDShares56.54K
TypeSH
Market value$18.9K
0.75%
Sole
56.54K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares160.95K
TypeSH
Market value$17.7K
0.71%
Sole
160.95K
Shared
0.00
None
0.00
BLACKROCK TCP CAPITAL CORP
SOLEShares1.60M
TypeSH
Market value$17.5K
0.70%
Sole
1.60M
Shared
0.00
None
0.00
GARRETT MOTION INC
SOLEShares2.36M
TypeSH
Market value$16.8K
0.67%
Sole
2.36M
Shared
0.00
None
0.00
CONOCOPHILLIPS
DFNDShares160.20K
TypeSH
Market value$16.4K
0.65%
Sole
160.20K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 1.73M | SH | $620.1K 24.70% | 1.73M | 0.00 | 0.00 |
ISHARES TRDFND | RUS 2000 GRW ETF | 1.36M | SH | $280.7K 11.18% | 1.36M | 0.00 | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 1.04M | SH | $278.7K 11.10% | 1.04M | 0.00 | 0.00 |
BARINGS BDC, INC.SOLE | COM | 13.64M | SH | $112.8K 4.49% | 13.64M | 0.00 | 0.00 |
ISHARES TRDFND | FLTG RATE NT ETF | 1.54M | SH | $77.6K 3.09% | 1.54M | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSDFND | DIV APP ETF | 453.27K | SH | $61.3K 2.44% | 453.27K | 0.00 | 0.00 |
ISHARES TRDFND | MSCI USA QLT FCT | 560.63K | SH | $58.3K 2.32% | 560.63K | 0.00 | 0.00 |
ISHARES TRDFND | CORE HIGH DV ETF | 626.12K | SH | $57.2K 2.28% | 626.12K | 0.00 | 0.00 |
DISH NETWORK CORPORATIONSOLE | NOTE 3.375% 8/1 | 57.11M | PRN | $39.6K 1.58% | 57.11M | 0.00 | 0.00 |
ISHARES TRDFND | CORE US AGGBD ET | 348.31K | SH | $33.6K 1.34% | 348.31K | 0.00 | 0.00 |
NUTRIEN LTDDFND | COM | 380.91K | SH | $31.8K 1.26% | 380.91K | 0.00 | 0.00 |
ZTO EXPRESS CAYMAN INCDFND | SPONSORED ADS A | 1.04M | SH | $25.1K 1.00% | 1.04M | 0.00 | 0.00 |
YUM CHINA HLDGS INCDFND | COM | 528.34K | SH | $25.0K 1.00% | 528.34K | 0.00 | 0.00 |
SEA LTDDFND | SPONSORD ADS | 433.07K | SH | $24.3K 0.97% | 433.07K | 0.00 | 0.00 |
SUNCOR ENERGY INC NEWDFND | COM | 828.20K | SH | $23.3K 0.93% | 828.20K | 0.00 | 0.00 |
DIGITALBRIDGE GROUP INCSOLE | NOTE 5.000% 4/1 | 21.50M | PRN | $21.2K 0.84% | 21.50M | 0.00 | 0.00 |
ISHARES TRDFND | 7-10 YR TRSY BD | 217.21K | SH | $20.9K 0.83% | 217.21K | 0.00 | 0.00 |
CORTEVA INCDFND | COM | 357.89K | SH | $20.5K 0.81% | 357.89K | 0.00 | 0.00 |
ISHARES TRDFND | 1 3 YR TREAS BD | 239.66K | SH | $19.5K 0.78% | 239.66K | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 216.61K | SH | $18.9K 0.75% | 216.61K | 0.00 | 0.00 |
DEERE & CODFND | COM | 56.54K | SH | $18.9K 0.75% | 56.54K | 0.00 | 0.00 |
ISHARES TRDFND | SHORT TREAS BD | 160.95K | SH | $17.7K 0.71% | 160.95K | 0.00 | 0.00 |
BLACKROCK TCP CAPITAL CORPSOLE | COM | 1.60M | SH | $17.5K 0.70% | 1.60M | 0.00 | 0.00 |
GARRETT MOTION INCSOLE | PFD CONV SER A | 2.36M | SH | $16.8K 0.67% | 2.36M | 0.00 | 0.00 |
CONOCOPHILLIPSDFND | COM | 160.20K | SH | $16.4K 0.65% | 160.20K | 0.00 | 0.00 |
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