BALLAST ROCK PRIVATE WEALTH LLC

PrivateCIK: 2106928
Location

CHARLESTON, SC

177
Positions
$180.80M
Total AUM (reported)
2.80M
Total Shares

Allocation by class

TOTAL AUM$180.80M177 positions
COM$28.74M15.9%
AAA CLO ETF$7.06M3.9%
CALIF MUN BD ETF$6.78M3.8%
STATE STREET SPD$5.05M2.8%
TAX EXEMPT BD FD$4.92M2.7%
DEFINED WLT SHLD$4.40M2.4%
HENDRSON AAA CL$4.18M2.3%

Portfolio Concentration

Top 311.1%4–1015.2%11–2521.5%Rest52.3%TOP 1026.3%0%100%
Top 3$19.99M11.1%
4–10$27.51M15.2%
11–25$38.81M21.5%
Rest$94.48M52.3%

Top 3 weight

11.1%

Top 10 weight

26.3%

Voting Authority Distribution

Total shares with voting rights: 2.80M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

2.80M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole177
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings177
Rows:

APPLE INC

SOLE
COM
Shares31.57K
TypeSH
Market value$8.01M
4.43%
Sole
0.00
Shared
0.00
None
31.57K

PGIM ETF TR

SOLE
AAA CLO ETF
Shares137.41K
TypeSH
Market value$7.06M
3.91%
Sole
0.00
Shared
0.00
None
137.41K

VANGUARD CALIF TAX FREE FDS

SOLE
TAX EXEMPT BD FD
Shares49.65K
TypeSH
Market value$4.92M
2.72%
Sole
0.00
Shared
0.00
None
49.65K

ISHARES TR

SOLE
CALIF MUN BD ETF
Shares84.57K
TypeSH
Market value$4.81M
2.66%
Sole
0.00
Shared
0.00
None
84.57K

INNOVATOR ETFS TRUST

SOLE
DEFINED WLT SHLD
Shares131.55K
TypeSH
Market value$4.40M
2.43%
Sole
0.00
Shared
0.00
None
131.55K

JANUS DETROIT STR TR

SOLE
HENDRSON AAA CL
Shares82.62K
TypeSH
Market value$4.18M
2.31%
Sole
0.00
Shared
0.00
None
82.62K

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares6.29K
TypeSH
Market value$3.76M
2.08%
Sole
0.00
Shared
0.00
None
6.29K

SCHWAB STRATEGIC TR

SOLE
US LRG CAP ETF
Shares136.53K
TypeSH
Market value$3.50M
1.94%
Sole
0.00
Shared
0.00
None
136.53K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares5.31K
TypeSH
Market value$3.46M
1.91%
Sole
0.00
Shared
0.00
None
5.31K

JPMORGAN CHASE & CO

SOLE
COM
Shares11.57K
TypeSH
Market value$3.40M
1.88%
Sole
0.00
Shared
0.00
None
11.57K

J P MORGAN EXCHANGE TRADED F

SOLE
US QUALTY FCTR
Shares54.59K
TypeSH
Market value$3.35M
1.85%
Sole
0.00
Shared
0.00
None
54.59K

ISHARES TR

SOLE
CORE S&P500 ETF
Shares4.78K
TypeSH
Market value$3.12M
1.73%
Sole
0.00
Shared
0.00
None
4.78K

NVIDIA CORPORATION

SOLE
COM
Shares17.48K
TypeSH
Market value$3.05M
1.69%
Sole
0.00
Shared
0.00
None
17.48K

SCHWAB STRATEGIC TR

SOLE
INTL EQTY ETF
Shares112.27K
TypeSH
Market value$2.78M
1.54%
Sole
0.00
Shared
0.00
None
112.27K

DIMENSIONAL ETF TRUST

SOLE
US CORE EQT MKT
Shares60.78K
TypeSH
Market value$2.74M
1.52%
Sole
0.00
Shared
0.00
None
60.78K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares4.71K
TypeSH
Market value$2.72M
1.50%
Sole
0.00
Shared
0.00
None
4.71K

VANGUARD INDEX FDS

SOLE
TOTAL STK MKT
Shares8.33K
TypeSH
Market value$2.67M
1.48%
Sole
0.00
Shared
0.00
None
8.33K

SCHWAB STRATEGIC TR

SOLE
SHT TM US TRES
Shares107.41K
TypeSH
Market value$2.61M
1.44%
Sole
0.00
Shared
0.00
None
107.41K

SPDR GOLD TR

SOLE
GOLD SHS
Shares5.96K
TypeSH
Market value$2.57M
1.42%
Sole
0.00
Shared
0.00
None
5.96K

VANGUARD WHITEHALL FDS

SOLE
INTL DVD ETF
Shares26.47K
TypeSH
Market value$2.34M
1.30%
Sole
0.00
Shared
0.00
None
26.47K

DIMENSIONAL ETF TRUST

SOLE
CORE FIXED INCOM
Shares54.58K
TypeSH
Market value$2.30M
1.27%
Sole
0.00
Shared
0.00
None
54.58K

VANGUARD SCOTTSDALE FDS

SOLE
VNG RUS1000IDX
Shares7.64K
TypeSH
Market value$2.26M
1.25%
Sole
0.00
Shared
0.00
None
7.64K

ALPHABET INC

SOLE
CAP STK CL A
Shares7.54K
TypeSH
Market value$2.17M
1.20%
Sole
0.00
Shared
0.00
None
7.54K

LAM RESEARCH CORP

SOLE
COM NEW
Shares9.68K
TypeSH
Market value$2.07M
1.15%
Sole
0.00
Shared
0.00
None
9.68K

MICROSOFT CORP

SOLE
COM
Shares5.58K
TypeSH
Market value$2.06M
1.14%
Sole
0.00
Shared
0.00
None
5.58K
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