Filed: 4/16/2026ACC: 0002106928-26-000002
📋 What this filing means
BALLAST ROCK PRIVATE WEALTH LLC filed this quarterly 13F‑HR report disclosing 177 equity positions with a total reported market value of $180.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
177
Positions
$180.80M
Total AUM (reported)
2.80M
Total Shares
Allocation by class
COM$28.74M15.9%
AAA CLO ETF$7.06M3.9%
CALIF MUN BD ETF$6.78M3.8%
STATE STREET SPD$5.05M2.8%
TAX EXEMPT BD FD$4.92M2.7%
DEFINED WLT SHLD$4.40M2.4%
HENDRSON AAA CL$4.18M2.3%
Portfolio Concentration
Top 3$19.99M11.1%
4–10$27.51M15.2%
11–25$38.81M21.5%
Rest$94.48M52.3%
Top 3 weight
11.1%
Top 10 weight
26.3%
Voting Authority Distribution
Total shares with voting rights: 2.80M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.80M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole177
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings177
Rows:
APPLE INC
SOLEShares31.57K
TypeSH
Market value$8.01M
4.43%
Sole
0.00
Shared
0.00
None
31.57K
PGIM ETF TR
SOLEShares137.41K
TypeSH
Market value$7.06M
3.91%
Sole
0.00
Shared
0.00
None
137.41K
VANGUARD CALIF TAX FREE FDS
SOLEShares49.65K
TypeSH
Market value$4.92M
2.72%
Sole
0.00
Shared
0.00
None
49.65K
ISHARES TR
SOLEShares84.57K
TypeSH
Market value$4.81M
2.66%
Sole
0.00
Shared
0.00
None
84.57K
INNOVATOR ETFS TRUST
SOLEShares131.55K
TypeSH
Market value$4.40M
2.43%
Sole
0.00
Shared
0.00
None
131.55K
JANUS DETROIT STR TR
SOLEShares82.62K
TypeSH
Market value$4.18M
2.31%
Sole
0.00
Shared
0.00
None
82.62K
VANGUARD INDEX FDS
SOLEShares6.29K
TypeSH
Market value$3.76M
2.08%
Sole
0.00
Shared
0.00
None
6.29K
SCHWAB STRATEGIC TR
SOLEShares136.53K
TypeSH
Market value$3.50M
1.94%
Sole
0.00
Shared
0.00
None
136.53K
STATE STR SPDR S&P 500 ETF T
SOLEShares5.31K
TypeSH
Market value$3.46M
1.91%
Sole
0.00
Shared
0.00
None
5.31K
JPMORGAN CHASE & CO
SOLEShares11.57K
TypeSH
Market value$3.40M
1.88%
Sole
0.00
Shared
0.00
None
11.57K
J P MORGAN EXCHANGE TRADED F
SOLEShares54.59K
TypeSH
Market value$3.35M
1.85%
Sole
0.00
Shared
0.00
None
54.59K
ISHARES TR
SOLEShares4.78K
TypeSH
Market value$3.12M
1.73%
Sole
0.00
Shared
0.00
None
4.78K
NVIDIA CORPORATION
SOLEShares17.48K
TypeSH
Market value$3.05M
1.69%
Sole
0.00
Shared
0.00
None
17.48K
SCHWAB STRATEGIC TR
SOLEShares112.27K
TypeSH
Market value$2.78M
1.54%
Sole
0.00
Shared
0.00
None
112.27K
DIMENSIONAL ETF TRUST
SOLEShares60.78K
TypeSH
Market value$2.74M
1.52%
Sole
0.00
Shared
0.00
None
60.78K
INVESCO QQQ TR
SOLEShares4.71K
TypeSH
Market value$2.72M
1.50%
Sole
0.00
Shared
0.00
None
4.71K
VANGUARD INDEX FDS
SOLEShares8.33K
TypeSH
Market value$2.67M
1.48%
Sole
0.00
Shared
0.00
None
8.33K
SCHWAB STRATEGIC TR
SOLEShares107.41K
TypeSH
Market value$2.61M
1.44%
Sole
0.00
Shared
0.00
None
107.41K
SPDR GOLD TR
SOLEShares5.96K
TypeSH
Market value$2.57M
1.42%
Sole
0.00
Shared
0.00
None
5.96K
VANGUARD WHITEHALL FDS
SOLEShares26.47K
TypeSH
Market value$2.34M
1.30%
Sole
0.00
Shared
0.00
None
26.47K
DIMENSIONAL ETF TRUST
SOLEShares54.58K
TypeSH
Market value$2.30M
1.27%
Sole
0.00
Shared
0.00
None
54.58K
VANGUARD SCOTTSDALE FDS
SOLEShares7.64K
TypeSH
Market value$2.26M
1.25%
Sole
0.00
Shared
0.00
None
7.64K
ALPHABET INC
SOLEShares7.54K
TypeSH
Market value$2.17M
1.20%
Sole
0.00
Shared
0.00
None
7.54K
LAM RESEARCH CORP
SOLEShares9.68K
TypeSH
Market value$2.07M
1.15%
Sole
0.00
Shared
0.00
None
9.68K
MICROSOFT CORP
SOLEShares5.58K
TypeSH
Market value$2.06M
1.14%
Sole
0.00
Shared
0.00
None
5.58K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 31.57K | SH | $8.01M 4.43% | 0.00 | 0.00 | 31.57K |
PGIM ETF TRSOLE | AAA CLO ETF | 137.41K | SH | $7.06M 3.91% | 0.00 | 0.00 | 137.41K |
VANGUARD CALIF TAX FREE FDSSOLE | TAX EXEMPT BD FD | 49.65K | SH | $4.92M 2.72% | 0.00 | 0.00 | 49.65K |
ISHARES TRSOLE | CALIF MUN BD ETF | 84.57K | SH | $4.81M 2.66% | 0.00 | 0.00 | 84.57K |
INNOVATOR ETFS TRUSTSOLE | DEFINED WLT SHLD | 131.55K | SH | $4.40M 2.43% | 0.00 | 0.00 | 131.55K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 82.62K | SH | $4.18M 2.31% | 0.00 | 0.00 | 82.62K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 6.29K | SH | $3.76M 2.08% | 0.00 | 0.00 | 6.29K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 136.53K | SH | $3.50M 1.94% | 0.00 | 0.00 | 136.53K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 5.31K | SH | $3.46M 1.91% | 0.00 | 0.00 | 5.31K |
JPMORGAN CHASE & COSOLE | COM | 11.57K | SH | $3.40M 1.88% | 0.00 | 0.00 | 11.57K |
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 54.59K | SH | $3.35M 1.85% | 0.00 | 0.00 | 54.59K |
ISHARES TRSOLE | CORE S&P500 ETF | 4.78K | SH | $3.12M 1.73% | 0.00 | 0.00 | 4.78K |
NVIDIA CORPORATIONSOLE | COM | 17.48K | SH | $3.05M 1.69% | 0.00 | 0.00 | 17.48K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 112.27K | SH | $2.78M 1.54% | 0.00 | 0.00 | 112.27K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQT MKT | 60.78K | SH | $2.74M 1.52% | 0.00 | 0.00 | 60.78K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.71K | SH | $2.72M 1.50% | 0.00 | 0.00 | 4.71K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 8.33K | SH | $2.67M 1.48% | 0.00 | 0.00 | 8.33K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 107.41K | SH | $2.61M 1.44% | 0.00 | 0.00 | 107.41K |
SPDR GOLD TRSOLE | GOLD SHS | 5.96K | SH | $2.57M 1.42% | 0.00 | 0.00 | 5.96K |
VANGUARD WHITEHALL FDSSOLE | INTL DVD ETF | 26.47K | SH | $2.34M 1.30% | 0.00 | 0.00 | 26.47K |
DIMENSIONAL ETF TRUSTSOLE | CORE FIXED INCOM | 54.58K | SH | $2.30M 1.27% | 0.00 | 0.00 | 54.58K |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS1000IDX | 7.64K | SH | $2.26M 1.25% | 0.00 | 0.00 | 7.64K |
ALPHABET INCSOLE | CAP STK CL A | 7.54K | SH | $2.17M 1.20% | 0.00 | 0.00 | 7.54K |
LAM RESEARCH CORPSOLE | COM NEW | 9.68K | SH | $2.07M 1.15% | 0.00 | 0.00 | 9.68K |
MICROSOFT CORPSOLE | COM | 5.58K | SH | $2.06M 1.14% | 0.00 | 0.00 | 5.58K |
Page 1 of 8
…