Filed: 2/4/2026ACC: 0002106928-26-000001
📋 What this filing means
BALLAST ROCK PRIVATE WEALTH LLC filed this quarterly 13F‑HR report disclosing 171 equity positions with a total reported market value of $160.01M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
171
Positions
$160.01M
Total AUM (reported)
2.38M
Total Shares
Allocation by class
COM$30.04M18.8%
STATE STREET SPD$5.69M3.6%
AAA CLO ETF$4.56M2.8%
S&P 500 ETF SHS$3.85M2.4%
TR UNIT$3.82M2.4%
US LRG CAP ETF$3.67M2.3%
CORE S&P500 ETF$3.27M2.0%
Portfolio Concentration
Top 3$16.38M10.2%
4–10$24.24M15.2%
11–25$34.27M21.4%
Rest$85.12M53.2%
Top 3 weight
10.2%
Top 10 weight
25.4%
Voting Authority Distribution
Total shares with voting rights: 2.38M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.38M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole171
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings171
Rows:
APPLE INC
SOLEShares29.30K
TypeSH
Market value$7.97M
4.98%
Sole
0.00
Shared
0.00
None
29.30K
PGIM ETF TR
SOLEShares88.94K
TypeSH
Market value$4.56M
2.85%
Sole
0.00
Shared
0.00
None
88.94K
VANGUARD INDEX FDS
SOLEShares6.14K
TypeSH
Market value$3.85M
2.41%
Sole
0.00
Shared
0.00
None
6.14K
SPDR S&P 500 ETF TR
SOLEShares5.58K
TypeSH
Market value$3.82M
2.39%
Sole
0.00
Shared
0.00
None
5.58K
MICROSOFT CORP
SOLEShares7.83K
TypeSH
Market value$3.79M
2.37%
Sole
0.00
Shared
0.00
None
7.83K
JPMORGAN CHASE & CO.
SOLEShares11.57K
TypeSH
Market value$3.73M
2.33%
Sole
0.00
Shared
0.00
None
11.57K
SCHWAB STRATEGIC TR
SOLEShares136.46K
TypeSH
Market value$3.67M
2.29%
Sole
0.00
Shared
0.00
None
136.46K
ISHARES TR
SOLEShares4.77K
TypeSH
Market value$3.27M
2.04%
Sole
0.00
Shared
0.00
None
4.77K
NVIDIA CORPORATION
SOLEShares16.12K
TypeSH
Market value$3.01M
1.88%
Sole
0.00
Shared
0.00
None
16.12K
DIMENSIONAL ETF TRUST
SOLEShares63.29K
TypeSH
Market value$2.96M
1.85%
Sole
0.00
Shared
0.00
None
63.29K
INNOVATOR ETFS TRUST
SOLEShares87.38K
TypeSH
Market value$2.93M
1.83%
Sole
0.00
Shared
0.00
None
87.38K
INVESCO QQQ TR
SOLEShares4.56K
TypeSH
Market value$2.80M
1.75%
Sole
0.00
Shared
0.00
None
4.56K
VS TRUST
SOLEShares113.40K
TypeSH
Market value$2.75M
1.72%
Sole
0.00
Shared
0.00
None
113.40K
VANGUARD INDEX FDS
SOLEShares8.05K
TypeSH
Market value$2.70M
1.69%
Sole
0.00
Shared
0.00
None
8.05K
SPDR GOLD TR
SOLEShares6.07K
TypeSH
Market value$2.41M
1.50%
Sole
0.00
Shared
0.00
None
6.07K
DIMENSIONAL ETF TRUST
SOLEShares55.31K
TypeSH
Market value$2.35M
1.47%
Sole
0.00
Shared
0.00
None
55.31K
J P MORGAN EXCHANGE TRADED F
SOLEShares37.02K
TypeSH
Market value$2.34M
1.46%
Sole
0.00
Shared
0.00
None
37.02K
ISHARES TR
SOLEShares40.16K
TypeSH
Market value$2.31M
1.44%
Sole
0.00
Shared
0.00
None
40.16K
ALPHABET INC
SOLEShares7.14K
TypeSH
Market value$2.24M
1.40%
Sole
0.00
Shared
0.00
None
7.14K
JANUS DETROIT STR TR
SOLEShares43.61K
TypeSH
Market value$2.21M
1.38%
Sole
0.00
Shared
0.00
None
43.61K
VANGUARD WHITEHALL FDS
SOLEShares22.25K
TypeSH
Market value$2.03M
1.27%
Sole
0.00
Shared
0.00
None
22.25K
SCHWAB STRATEGIC TR
SOLEShares78.94K
TypeSH
Market value$1.90M
1.19%
Sole
0.00
Shared
0.00
None
78.94K
SCHWAB STRATEGIC TR
SOLEShares75.55K
TypeSH
Market value$1.84M
1.15%
Sole
0.00
Shared
0.00
None
75.55K
BLACKROCK ETF TRUST II
SOLEShares34.59K
TypeSH
Market value$1.75M
1.09%
Sole
0.00
Shared
0.00
None
34.59K
ISHARES TR
SOLEShares16.22K
TypeSH
Market value$1.73M
1.08%
Sole
0.00
Shared
0.00
None
16.22K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 29.30K | SH | $7.97M 4.98% | 0.00 | 0.00 | 29.30K |
PGIM ETF TRSOLE | AAA CLO ETF | 88.94K | SH | $4.56M 2.85% | 0.00 | 0.00 | 88.94K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 6.14K | SH | $3.85M 2.41% | 0.00 | 0.00 | 6.14K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5.58K | SH | $3.82M 2.39% | 0.00 | 0.00 | 5.58K |
MICROSOFT CORPSOLE | COM | 7.83K | SH | $3.79M 2.37% | 0.00 | 0.00 | 7.83K |
JPMORGAN CHASE & CO.SOLE | COM | 11.57K | SH | $3.73M 2.33% | 0.00 | 0.00 | 11.57K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 136.46K | SH | $3.67M 2.29% | 0.00 | 0.00 | 136.46K |
ISHARES TRSOLE | CORE S&P500 ETF | 4.77K | SH | $3.27M 2.04% | 0.00 | 0.00 | 4.77K |
NVIDIA CORPORATIONSOLE | COM | 16.12K | SH | $3.01M 1.88% | 0.00 | 0.00 | 16.12K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQT MKT | 63.29K | SH | $2.96M 1.85% | 0.00 | 0.00 | 63.29K |
INNOVATOR ETFS TRUSTSOLE | DEFINED WLT SHLD | 87.38K | SH | $2.93M 1.83% | 0.00 | 0.00 | 87.38K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.56K | SH | $2.80M 1.75% | 0.00 | 0.00 | 4.56K |
VS TRUSTSOLE | -1X SHRT VIX FUT | 113.40K | SH | $2.75M 1.72% | 0.00 | 0.00 | 113.40K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 8.05K | SH | $2.70M 1.69% | 0.00 | 0.00 | 8.05K |
SPDR GOLD TRSOLE | GOLD SHS | 6.07K | SH | $2.41M 1.50% | 0.00 | 0.00 | 6.07K |
DIMENSIONAL ETF TRUSTSOLE | CORE FIXED INCOM | 55.31K | SH | $2.35M 1.47% | 0.00 | 0.00 | 55.31K |
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 37.02K | SH | $2.34M 1.46% | 0.00 | 0.00 | 37.02K |
ISHARES TRSOLE | CALIF MUN BD ETF | 40.16K | SH | $2.31M 1.44% | 0.00 | 0.00 | 40.16K |
ALPHABET INCSOLE | CAP STK CL A | 7.14K | SH | $2.24M 1.40% | 0.00 | 0.00 | 7.14K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 43.61K | SH | $2.21M 1.38% | 0.00 | 0.00 | 43.61K |
VANGUARD WHITEHALL FDSSOLE | INTL DVD ETF | 22.25K | SH | $2.03M 1.27% | 0.00 | 0.00 | 22.25K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 78.94K | SH | $1.90M 1.19% | 0.00 | 0.00 | 78.94K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 75.55K | SH | $1.84M 1.15% | 0.00 | 0.00 | 75.55K |
BLACKROCK ETF TRUST IISOLE | ISHARES SHORT-TE | 34.59K | SH | $1.75M 1.09% | 0.00 | 0.00 | 34.59K |
ISHARES TRSOLE | SHRT NAT MUN ETF | 16.22K | SH | $1.73M 1.08% | 0.00 | 0.00 | 16.22K |
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