BALLAST ADVISORS LLC

PrivateCIK: 1803415

Location

WOODBURY, MN

197

Positions

$419.71M

Total AUM (reported)

8.62M

Total Shares

Allocation by class

COM$118.31M28.2%

US LCAP VA ETF$41.07M9.8%

US LRG CAP ETF$37.07M8.8%

INTL EQTY ETF$33.01M7.9%

US LCAP GR ETF$31.01M7.4%

CORE US AGGBD ET$21.29M5.1%

SHT TM US TRES$21.01M5.0%

Portfolio Concentration

Top 3$111.16M26.5%

4–10$132.39M31.5%

11–25$88.76M21.1%

Rest$87.40M20.8%

Top 3 weight

26.5%

Top 10 weight

58.0%

Voting Authority Distribution

Total shares with voting rights: 8.62M

Sole

Full voting authority

7.80M

% of voting shares90.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

824.71K

% of voting shares9.6%

Investment Discretion (by position count)

Sole197

Shared0

Other0

Dominant voting typeSole · 90.4% of voting shares

Institutional Holdings197

Rows:

SCHWAB STRATEGIC TR

SOLE

US LCAP VA ETF

Shares1.18M

TypeSH

Market value$41.07M

9.79%

Sole

1.08M

Shared

0.00

None

101.60K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares1.26M

TypeSH

Market value$37.07M

8.83%

Sole

1.13M

Shared

0.00

None

132.58K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares1.19M

TypeSH

Market value$33.01M

7.86%

Sole

1.10M

Shared

0.00

None

92.97K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares916.48K

TypeSH

Market value$31.01M

7.39%

Sole

853.44K

Shared

0.00

None

63.04K

APPLE INC

SOLE

COM

Shares79.35K

TypeSH

Market value$22.96M

5.47%

Sole

74.06K

Shared

0.00

None

5.29K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares215.05K

TypeSH

Market value$21.29M

5.07%

Sole

197.78K

Shared

0.00

None

17.27K

SCHWAB STRATEGIC TR

SOLE

SHT TM US TRES

Shares870.41K

TypeSH

Market value$21.01M

5.01%

Sole

789.14K

Shared

0.00

None

81.27K

JPMORGAN CHASE & CO

SOLE

COM

Shares39.89K

TypeSH

Market value$13.06M

3.11%

Sole

36.54K

Shared

0.00

None

3.35K

TAIWAN SEMICONDUCTOR MANUFAC

SOLE

ENTERPRISE PRODS PARTNERS L

SOLE

COM

Shares310.58K

TypeSH

Market value$11.42M

2.72%

Sole

281.40K

Shared

0.00

None

29.17K

SCHWAB STRATEGIC TR

SOLE

EMRG MKTEQ ETF

Shares269.17K

TypeSH

Market value$9.76M

2.33%

Sole

247.93K

Shared

0.00

None

21.24K

MICROSOFT CORP

SOLE

COM

Shares26.06K

TypeSH

Market value$9.72M

2.32%

Sole

23.60K

Shared

0.00

None

2.46K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares281.68K

TypeSH

Market value$8.16M

1.94%

Sole

241.94K

Shared

0.00

None

39.74K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares140.39K

TypeSH

Market value$7.05M

1.68%

Sole

124.12K

Shared

0.00

None

16.28K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares135.90K

TypeSH

Market value$6.86M

1.63%

Sole

120.36K

Shared

0.00

None

15.55K

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares185.57K

TypeSH

Market value$6.70M

1.60%

Sole

169.59K

Shared

0.00

None

15.98K

NVIDIA CORPORATION

SOLE

COM

Shares32.79K

TypeSH

Market value$6.56M

1.56%

Sole

31.26K

Shared

0.00

None

1.53K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares12.56K

TypeSH

Market value$6.28M

1.50%

Sole

11.68K

Shared

0.00

None

881.00

ALPHABET INC

SOLE

CAP STK CL A

Shares14.45K

TypeSH

Market value$5.17M

1.23%

Sole

12.46K

Shared

0.00

None

AMAZON COM INC

SOLE

COM

Shares20.96K

TypeSH

Market value$5.00M

1.19%

Sole

19.17K

Shared

0.00

None

1.79K

UBER TECHNOLOGIES INC

SOLE

COM

Shares63.90K

TypeSH

Market value$4.61M

1.10%

Sole

57.33K

Shared

0.00

None

6.57K

SLB LIMITED

SOLE

COM STK

Shares73.77K

TypeSH

Market value$3.43M

0.82%

Sole

64.70K

Shared

0.00

None

9.06K

T ROWE PRICE EXCHANGE-TRADED

SOLE

CAP APPRECIATION

Shares81.61K

TypeSH

Market value$3.35M

0.80%

Sole

71.23K

Shared

0.00

None

10.37K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares67.17K

TypeSH

Market value$3.14M

0.75%

Sole

57.27K

Shared

0.00

None

9.89K

VISA INC

SOLE

COM CL A

Shares8.63K

TypeSH

Market value$2.96M

0.71%

Sole

8.15K

Shared

0.00

None

485.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SCHWAB STRATEGIC TRSOLE	US LCAP VA ETF	1.18M	SH	$41.07M 9.79%	1.08M	101.60K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	1.26M	SH	$37.07M 8.83%	1.13M	132.58K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	1.19M	SH	$33.01M 7.86%	1.10M	92.97K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	916.48K	SH	$31.01M 7.39%	853.44K	63.04K
APPLE INCSOLE	COM	79.35K	SH	$22.96M 5.47%	74.06K	5.29K
ISHARES TRSOLE	CORE US AGGBD ET	215.05K	SH	$21.29M 5.07%	197.78K	17.27K
SCHWAB STRATEGIC TRSOLE	SHT TM US TRES	870.41K	SH	$21.01M 5.01%	789.14K	81.27K
JPMORGAN CHASE & COSOLE	COM	39.89K	SH	$13.06M 3.11%	36.54K	3.35K
TAIWAN SEMICONDUCTOR MANUFACSOLE	SPONSORED ADS	24.38K	SH	$11.64M 2.77%	21.96K	2.41K
ENTERPRISE PRODS PARTNERS LSOLE	COM	310.58K	SH	$11.42M 2.72%	281.40K	29.17K
SCHWAB STRATEGIC TRSOLE	EMRG MKTEQ ETF	269.17K	SH	$9.76M 2.33%	247.93K	21.24K
MICROSOFT CORPSOLE	COM	26.06K	SH	$9.72M 2.32%	23.60K	2.46K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	281.68K	SH	$8.16M 1.94%	241.94K	39.74K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	140.39K	SH	$7.05M 1.68%	124.12K	16.28K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	135.90K	SH	$6.86M 1.63%	120.36K	15.55K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	185.57K	SH	$6.70M 1.60%	169.59K	15.98K
NVIDIA CORPORATIONSOLE	COM	32.79K	SH	$6.56M 1.56%	31.26K	1.53K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	12.56K	SH	$6.28M 1.50%	11.68K	881.00
ALPHABET INCSOLE	CAP STK CL A	14.45K	SH	$5.17M 1.23%	12.46K	2K
AMAZON COM INCSOLE	COM	20.96K	SH	$5.00M 1.19%	19.17K	1.79K
UBER TECHNOLOGIES INCSOLE	COM	63.90K	SH	$4.61M 1.10%	57.33K	6.57K
SLB LIMITEDSOLE	COM STK	73.77K	SH	$3.43M 0.82%	64.70K	9.06K
T ROWE PRICE EXCHANGE-TRADEDSOLE	CAP APPRECIATION	81.61K	SH	$3.35M 0.80%	71.23K	10.37K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	67.17K	SH	$3.14M 0.75%	57.27K	9.89K
VISA INCSOLE	COM CL A	8.63K	SH	$2.96M 0.71%	8.15K	485.00

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