Filed: 2/3/2026ACC: 0001398344-26-001934
📋 What this filing means
BALLAST ADVISORS LLC filed this quarterly 13F‑HR report disclosing 175 equity positions with a total reported market value of $362.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
175
Positions
$362.51M
Total AUM (reported)
7.82M
Total Shares
Allocation by class
COM$118.55M32.7%
US LRG CAP ETF$34.23M9.4%
US LCAP VA ETF$33.62M9.3%
INTL EQTY ETF$29.42M8.1%
US LCAP GR ETF$28.54M7.9%
CORE US AGGBD ET$20.95M5.8%
SHT TM US TRES$15.85M4.4%
Portfolio Concentration
Top 3$97.26M26.8%
4–10$123.42M34.0%
11–25$70.87M19.6%
Rest$70.95M19.6%
Top 3 weight
26.8%
Top 10 weight
60.9%
Voting Authority Distribution
Total shares with voting rights: 7.82M
Sole
Full voting authority
7.08M
shares
% of voting shares90.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
748.60K
shares
% of voting shares9.6%
Investment Discretion (by position count)
Sole175
Shared0
Other0
Dominant voting typeSole · 90.4% of voting shares
Institutional Holdings175
Rows:
SCHWAB STRATEGIC TR
SOLEShares1.27M
TypeSH
Market value$34.23M
9.44%
Sole
1.14M
Shared
0.00
None
130.05K
SCHWAB STRATEGIC TR
SOLEShares1.14M
TypeSH
Market value$33.62M
9.27%
Sole
1.04M
Shared
0.00
None
100.22K
SCHWAB STRATEGIC TR
SOLEShares1.22M
TypeSH
Market value$29.42M
8.11%
Sole
1.12M
Shared
0.00
None
106.20K
SCHWAB STRATEGIC TR
SOLEShares874.91K
TypeSH
Market value$28.54M
7.87%
Sole
813.97K
Shared
0.00
None
60.94K
APPLE INC
SOLEShares83.44K
TypeSH
Market value$22.68M
6.26%
Sole
76.23K
Shared
0.00
None
7.21K
ISHARES TR
SOLEShares209.75K
TypeSH
Market value$20.95M
5.78%
Sole
191.82K
Shared
0.00
None
17.94K
SCHWAB STRATEGIC TR
SOLEShares650.19K
TypeSH
Market value$15.85M
4.37%
Sole
584.34K
Shared
0.00
None
65.85K
JPMORGAN CHASE & CO.
SOLEShares40.84K
TypeSH
Market value$13.16M
3.63%
Sole
37.68K
Shared
0.00
None
3.16K
MICROSOFT CORP
SOLEShares25.49K
TypeSH
Market value$12.33M
3.40%
Sole
22.64K
Shared
0.00
None
2.86K
ENTERPRISE PRODS PARTNERS L
SOLEShares309.01K
TypeSH
Market value$9.91M
2.73%
Sole
280.86K
Shared
0.00
None
28.14K
SCHWAB STRATEGIC TR
SOLEShares268.83K
TypeSH
Market value$8.80M
2.43%
Sole
246.24K
Shared
0.00
None
22.60K
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares23.29K
TypeSH
Market value$7.08M
1.95%
Sole
21.07K
Shared
0.00
None
2.22K
SCHWAB STRATEGIC TR
SOLEShares265.64K
TypeSH
Market value$6.97M
1.92%
Sole
230.30K
Shared
0.00
None
35.34K
NVIDIA CORPORATION
SOLEShares32.95K
TypeSH
Market value$6.15M
1.70%
Sole
31.42K
Shared
0.00
None
1.53K
BERKSHIRE HATHAWAY INC DEL
SOLEShares12.01K
TypeSH
Market value$6.04M
1.67%
Sole
11.01K
Shared
0.00
None
1.01K
UBER TECHNOLOGIES INC
SOLEShares64.51K
TypeSH
Market value$5.27M
1.45%
Sole
58.17K
Shared
0.00
None
6.34K
SCHWAB STRATEGIC TR
SOLEShares184.87K
TypeSH
Market value$5.27M
1.45%
Sole
168.13K
Shared
0.00
None
16.75K
AMAZON COM INC
SOLEShares20.44K
TypeSH
Market value$4.72M
1.30%
Sole
18.52K
Shared
0.00
None
1.92K
ALPHABET INC
SOLEShares13.83K
TypeSH
Market value$4.33M
1.19%
Sole
12.24K
Shared
0.00
None
1.58K
SLB LIMITED
SOLEShares80.74K
TypeSH
Market value$3.10M
0.85%
Sole
70.49K
Shared
0.00
None
10.25K
VISA INC
SOLEShares8.47K
TypeSH
Market value$2.97M
0.82%
Sole
8.03K
Shared
0.00
None
435.00
BLACKSTONE INC
SOLEShares19.22K
TypeSH
Market value$2.96M
0.82%
Sole
18.68K
Shared
0.00
None
541.00
META PLATFORMS INC
SOLEShares3.87K
TypeSH
Market value$2.56M
0.71%
Sole
3.66K
Shared
0.00
None
217.00
SCHWAB STRATEGIC TR
SOLEShares115.16K
TypeSH
Market value$2.41M
0.66%
Sole
105.72K
Shared
0.00
None
9.44K
SCHWAB STRATEGIC TR
SOLEShares97.03K
TypeSH
Market value$2.27M
0.63%
Sole
86K
Shared
0.00
None
11.04K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 1.27M | SH | $34.23M 9.44% | 1.14M | 0.00 | 130.05K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 1.14M | SH | $33.62M 9.27% | 1.04M | 0.00 | 100.22K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 1.22M | SH | $29.42M 8.11% | 1.12M | 0.00 | 106.20K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 874.91K | SH | $28.54M 7.87% | 813.97K | 0.00 | 60.94K |
APPLE INCSOLE | COM | 83.44K | SH | $22.68M 6.26% | 76.23K | 0.00 | 7.21K |
ISHARES TRSOLE | CORE US AGGBD ET | 209.75K | SH | $20.95M 5.78% | 191.82K | 0.00 | 17.94K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 650.19K | SH | $15.85M 4.37% | 584.34K | 0.00 | 65.85K |
JPMORGAN CHASE & CO.SOLE | COM | 40.84K | SH | $13.16M 3.63% | 37.68K | 0.00 | 3.16K |
MICROSOFT CORPSOLE | COM | 25.49K | SH | $12.33M 3.40% | 22.64K | 0.00 | 2.86K |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 309.01K | SH | $9.91M 2.73% | 280.86K | 0.00 | 28.14K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 268.83K | SH | $8.80M 2.43% | 246.24K | 0.00 | 22.60K |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 23.29K | SH | $7.08M 1.95% | 21.07K | 0.00 | 2.22K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 265.64K | SH | $6.97M 1.92% | 230.30K | 0.00 | 35.34K |
NVIDIA CORPORATIONSOLE | COM | 32.95K | SH | $6.15M 1.70% | 31.42K | 0.00 | 1.53K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 12.01K | SH | $6.04M 1.67% | 11.01K | 0.00 | 1.01K |
UBER TECHNOLOGIES INCSOLE | COM | 64.51K | SH | $5.27M 1.45% | 58.17K | 0.00 | 6.34K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 184.87K | SH | $5.27M 1.45% | 168.13K | 0.00 | 16.75K |
AMAZON COM INCSOLE | COM | 20.44K | SH | $4.72M 1.30% | 18.52K | 0.00 | 1.92K |
ALPHABET INCSOLE | CAP STK CL A | 13.83K | SH | $4.33M 1.19% | 12.24K | 0.00 | 1.58K |
SLB LIMITEDSOLE | COM STK | 80.74K | SH | $3.10M 0.85% | 70.49K | 0.00 | 10.25K |
VISA INCSOLE | COM CL A | 8.47K | SH | $2.97M 0.82% | 8.03K | 0.00 | 435.00 |
BLACKSTONE INCSOLE | COM | 19.22K | SH | $2.96M 0.82% | 18.68K | 0.00 | 541.00 |
META PLATFORMS INCSOLE | CL A | 3.87K | SH | $2.56M 0.71% | 3.66K | 0.00 | 217.00 |
SCHWAB STRATEGIC TRSOLE | US REIT ETF | 115.16K | SH | $2.41M 0.66% | 105.72K | 0.00 | 9.44K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 97.03K | SH | $2.27M 0.63% | 86K | 0.00 | 11.04K |
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