Filed: 10/30/2024ACC: 0001398344-24-019649
📋 What this filing means
BALLAST ADVISORS LLC filed this quarterly 13F‑HR report disclosing 163 equity positions with a total reported market value of $323.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
163
Positions
$323.57M
Total AUM (reported)
4.22M
Total Shares
Allocation by class
COM$112.72M34.8%
US LCAP VA ETF$30.88M9.5%
US LRG CAP ETF$30.04M9.3%
INTL EQTY ETF$27.11M8.4%
US LCAP GR ETF$25.60M7.9%
CORE US AGGBD ET$18.79M5.8%
SHT TM US TRES$12.61M3.9%
Portfolio Concentration
Top 3$88.03M27.2%
4–10$111.78M34.5%
11–25$56.23M17.4%
Rest$67.53M20.9%
Top 3 weight
27.2%
Top 10 weight
61.8%
Voting Authority Distribution
Total shares with voting rights: 4.22M
Sole
Full voting authority
3.90M
shares
% of voting shares92.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
321.17K
shares
% of voting shares7.6%
Investment Discretion (by position count)
Sole163
Shared0
Other0
Dominant voting typeSole · 92.4% of voting shares
Institutional Holdings163
Rows:
SCHWAB STRATEGIC TR
SOLEShares384.21K
TypeSH
Market value$30.88M
9.54%
Sole
357.51K
Shared
0.00
None
26.71K
SCHWAB STRATEGIC TR
SOLEShares442.80K
TypeSH
Market value$30.04M
9.29%
Sole
407.49K
Shared
0.00
None
35.31K
SCHWAB STRATEGIC TR
SOLEShares659.32K
TypeSH
Market value$27.11M
8.38%
Sole
608.71K
Shared
0.00
None
50.62K
SCHWAB STRATEGIC TR
SOLEShares245.76K
TypeSH
Market value$25.60M
7.91%
Sole
229.98K
Shared
0.00
None
15.78K
APPLE INC
SOLEShares103.15K
TypeSH
Market value$24.03M
7.43%
Sole
98.71K
Shared
0.00
None
4.45K
ISHARES TR
SOLEShares185.57K
TypeSH
Market value$18.79M
5.81%
Sole
173.46K
Shared
0.00
None
12.12K
SCHWAB STRATEGIC TR
SOLEShares257.52K
TypeSH
Market value$12.61M
3.90%
Sole
239.61K
Shared
0.00
None
17.91K
MICROSOFT CORP
SOLEShares26.69K
TypeSH
Market value$11.49M
3.55%
Sole
25.03K
Shared
0.00
None
1.66K
JPMORGAN CHASE & CO.
SOLEShares49.16K
TypeSH
Market value$10.37M
3.20%
Sole
46.60K
Shared
0.00
None
2.56K
ENTERPRISE PRODS PARTNERS L
SOLEShares305.12K
TypeSH
Market value$8.88M
2.74%
Sole
289.61K
Shared
0.00
None
15.51K
SCHWAB STRATEGIC TR
SOLEShares263.62K
TypeSH
Market value$7.69M
2.38%
Sole
243.53K
Shared
0.00
None
20.09K
SCHWAB STRATEGIC TR
SOLEShares90.86K
TypeSH
Market value$6.04M
1.87%
Sole
84.21K
Shared
0.00
None
6.65K
UBER TECHNOLOGIES INC
SOLEShares75.98K
TypeSH
Market value$5.71M
1.76%
Sole
72.16K
Shared
0.00
None
3.82K
BERKSHIRE HATHAWAY INC DEL
SOLEShares11.04K
TypeSH
Market value$5.08M
1.57%
Sole
10.28K
Shared
0.00
None
761.00
SCHWAB STRATEGIC TR
SOLEShares91.47K
TypeSH
Market value$4.71M
1.46%
Sole
83.39K
Shared
0.00
None
8.08K
NVIDIA CORPORATION
SOLEShares35.42K
TypeSH
Market value$4.30M
1.33%
Sole
34.39K
Shared
0.00
None
1.03K
AMAZON COM INC
SOLEShares20.48K
TypeSH
Market value$3.82M
1.18%
Sole
18.90K
Shared
0.00
None
1.58K
BLACKSTONE INC
SOLEShares19.35K
TypeSH
Market value$2.96M
0.92%
Sole
19.35K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares16.55K
TypeSH
Market value$2.74M
0.85%
Sole
14.99K
Shared
0.00
None
1.56K
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares14.58K
TypeSH
Market value$2.53M
0.78%
Sole
14.14K
Shared
0.00
None
439.00
SCHWAB STRATEGIC TR
SOLEShares95.54K
TypeSH
Market value$2.21M
0.68%
Sole
89.33K
Shared
0.00
None
6.21K
META PLATFORMS INC
SOLEShares3.72K
TypeSH
Market value$2.13M
0.66%
Sole
3.61K
Shared
0.00
None
109.00
VISA INC
SOLEShares7.75K
TypeSH
Market value$2.13M
0.66%
Sole
7.60K
Shared
0.00
None
145.00
NORTHERN TECHNOLOGIES INTL C
SOLEShares171.05K
TypeSH
Market value$2.10M
0.65%
Sole
171.05K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.32K
TypeSH
Market value$2.06M
0.64%
Sole
9.20K
Shared
0.00
None
114.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 384.21K | SH | $30.88M 9.54% | 357.51K | 0.00 | 26.71K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 442.80K | SH | $30.04M 9.29% | 407.49K | 0.00 | 35.31K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 659.32K | SH | $27.11M 8.38% | 608.71K | 0.00 | 50.62K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 245.76K | SH | $25.60M 7.91% | 229.98K | 0.00 | 15.78K |
APPLE INCSOLE | COM | 103.15K | SH | $24.03M 7.43% | 98.71K | 0.00 | 4.45K |
ISHARES TRSOLE | CORE US AGGBD ET | 185.57K | SH | $18.79M 5.81% | 173.46K | 0.00 | 12.12K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 257.52K | SH | $12.61M 3.90% | 239.61K | 0.00 | 17.91K |
MICROSOFT CORPSOLE | COM | 26.69K | SH | $11.49M 3.55% | 25.03K | 0.00 | 1.66K |
JPMORGAN CHASE & CO.SOLE | COM | 49.16K | SH | $10.37M 3.20% | 46.60K | 0.00 | 2.56K |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 305.12K | SH | $8.88M 2.74% | 289.61K | 0.00 | 15.51K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 263.62K | SH | $7.69M 2.38% | 243.53K | 0.00 | 20.09K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 90.86K | SH | $6.04M 1.87% | 84.21K | 0.00 | 6.65K |
UBER TECHNOLOGIES INCSOLE | COM | 75.98K | SH | $5.71M 1.76% | 72.16K | 0.00 | 3.82K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 11.04K | SH | $5.08M 1.57% | 10.28K | 0.00 | 761.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 91.47K | SH | $4.71M 1.46% | 83.39K | 0.00 | 8.08K |
NVIDIA CORPORATIONSOLE | COM | 35.42K | SH | $4.30M 1.33% | 34.39K | 0.00 | 1.03K |
AMAZON COM INCSOLE | COM | 20.48K | SH | $3.82M 1.18% | 18.90K | 0.00 | 1.58K |
BLACKSTONE INCSOLE | COM | 19.35K | SH | $2.96M 0.92% | 19.35K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 16.55K | SH | $2.74M 0.85% | 14.99K | 0.00 | 1.56K |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 14.58K | SH | $2.53M 0.78% | 14.14K | 0.00 | 439.00 |
SCHWAB STRATEGIC TRSOLE | US REIT ETF | 95.54K | SH | $2.21M 0.68% | 89.33K | 0.00 | 6.21K |
META PLATFORMS INCSOLE | CL A | 3.72K | SH | $2.13M 0.66% | 3.61K | 0.00 | 109.00 |
VISA INCSOLE | COM CL A | 7.75K | SH | $2.13M 0.66% | 7.60K | 0.00 | 145.00 |
NORTHERN TECHNOLOGIES INTL CSOLE | COM | 171.05K | SH | $2.10M 0.65% | 171.05K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 9.32K | SH | $2.06M 0.64% | 9.20K | 0.00 | 114.00 |
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