Filed: 5/1/2024ACC: 0001398344-24-008463
📋 What this filing means
BALLAST ADVISORS LLC filed this quarterly 13F‑HR report disclosing 172 equity positions with a total reported market value of $296.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
172
Positions
$296.73M
Total AUM (reported)
4.10M
Total Shares
Allocation by class
COM$104.59M35.2%
US LCAP VA ETF$28.82M9.7%
US LRG CAP ETF$28.78M9.7%
INTL EQTY ETF$25.63M8.6%
US LCAP GR ETF$23.70M8.0%
CORE US AGGBD ET$17.48M5.9%
EMRG MKTEQ ETF$6.64M2.2%
Portfolio Concentration
Top 3$83.24M28.1%
4–10$97.97M33.0%
11–25$52.02M17.5%
Rest$63.50M21.4%
Top 3 weight
28.1%
Top 10 weight
61.1%
Voting Authority Distribution
Total shares with voting rights: 4.10M
Sole
Full voting authority
4.06M
shares
% of voting shares99.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
38.03K
shares
% of voting shares0.9%
Investment Discretion (by position count)
Sole172
Shared0
Other0
Dominant voting typeSole · 99.1% of voting shares
Institutional Holdings172
Rows:
SCHWAB STRATEGIC TR
SOLEShares379.35K
TypeSH
Market value$28.82M
9.71%
Sole
375.48K
Shared
0.00
None
3.87K
SCHWAB STRATEGIC TR
SOLEShares463.81K
TypeSH
Market value$28.78M
9.70%
Sole
458.72K
Shared
0.00
None
5.10K
SCHWAB STRATEGIC TR
SOLEShares656.90K
TypeSH
Market value$25.63M
8.64%
Sole
652.86K
Shared
0.00
None
4.05K
SCHWAB STRATEGIC TR
SOLEShares255.63K
TypeSH
Market value$23.70M
7.99%
Sole
252.26K
Shared
0.00
None
3.37K
APPLE INC
SOLEShares113.78K
TypeSH
Market value$19.51M
6.58%
Sole
111.97K
Shared
0.00
None
1.81K
ISHARES TR
SOLEShares178.43K
TypeSH
Market value$17.48M
5.89%
Sole
177.06K
Shared
0.00
None
1.36K
MICROSOFT CORP
SOLEShares27.06K
TypeSH
Market value$11.39M
3.84%
Sole
26.38K
Shared
0.00
None
680.00
JPMORGAN CHASE & CO
SOLEShares51.42K
TypeSH
Market value$10.30M
3.47%
Sole
50.74K
Shared
0.00
None
685.00
ENTERPRISE PRODS PARTNERS L
SOLEShares306.97K
TypeSH
Market value$8.96M
3.02%
Sole
305.20K
Shared
0.00
None
1.77K
SCHWAB STRATEGIC TR
SOLEShares263K
TypeSH
Market value$6.64M
2.24%
Sole
261.99K
Shared
0.00
None
1K
UBER TECHNOLOGIES INC
SOLEShares84.17K
TypeSH
Market value$6.48M
2.18%
Sole
84.17K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares121.08K
TypeSH
Market value$5.84M
1.97%
Sole
120.31K
Shared
0.00
None
778.00
SCHWAB STRATEGIC TR
SOLEShares94.33K
TypeSH
Market value$5.76M
1.94%
Sole
94.32K
Shared
0.00
None
11.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares10.75K
TypeSH
Market value$4.52M
1.52%
Sole
10.02K
Shared
0.00
None
724.00
SCHWAB STRATEGIC TR
SOLEShares87.47K
TypeSH
Market value$4.31M
1.45%
Sole
86.62K
Shared
0.00
None
849.00
AMAZON COM INC
SOLEShares20.48K
TypeSH
Market value$3.69M
1.25%
Sole
19.73K
Shared
0.00
None
758.00
NVIDIA CORPORATION
SOLEShares3.76K
TypeSH
Market value$3.40M
1.15%
Sole
3.68K
Shared
0.00
None
85.00
BLACKSTONE INC
SOLEShares21.01K
TypeSH
Market value$2.76M
0.93%
Sole
21.01K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares17.18K
TypeSH
Market value$2.59M
0.87%
Sole
16.84K
Shared
0.00
None
341.00
NORTHERN TECHNOLOGIES INTL C
SOLEShares191K
TypeSH
Market value$2.57M
0.87%
Sole
191K
Shared
0.00
None
0.00
VISA INC
SOLEShares7.71K
TypeSH
Market value$2.15M
0.72%
Sole
7.64K
Shared
0.00
None
71.00
NOVO-NORDISK A S
SOLEShares16.38K
TypeSH
Market value$2.10M
0.71%
Sole
15.97K
Shared
0.00
None
411.00
ISHARES TR
SOLEShares9.62K
TypeSH
Market value$2.02M
0.68%
Sole
9.46K
Shared
0.00
None
160.00
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares14.26K
TypeSH
Market value$1.94M
0.65%
Sole
13.92K
Shared
0.00
None
341.00
SCHWAB STRATEGIC TR
SOLEShares40.99K
TypeSH
Market value$1.89M
0.64%
Sole
39.93K
Shared
0.00
None
1.06K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 379.35K | SH | $28.82M 9.71% | 375.48K | 0.00 | 3.87K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 463.81K | SH | $28.78M 9.70% | 458.72K | 0.00 | 5.10K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 656.90K | SH | $25.63M 8.64% | 652.86K | 0.00 | 4.05K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 255.63K | SH | $23.70M 7.99% | 252.26K | 0.00 | 3.37K |
APPLE INCSOLE | COM | 113.78K | SH | $19.51M 6.58% | 111.97K | 0.00 | 1.81K |
ISHARES TRSOLE | CORE US AGGBD ET | 178.43K | SH | $17.48M 5.89% | 177.06K | 0.00 | 1.36K |
MICROSOFT CORPSOLE | COM | 27.06K | SH | $11.39M 3.84% | 26.38K | 0.00 | 680.00 |
JPMORGAN CHASE & COSOLE | COM | 51.42K | SH | $10.30M 3.47% | 50.74K | 0.00 | 685.00 |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 306.97K | SH | $8.96M 3.02% | 305.20K | 0.00 | 1.77K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 263K | SH | $6.64M 2.24% | 261.99K | 0.00 | 1K |
UBER TECHNOLOGIES INCSOLE | COM | 84.17K | SH | $6.48M 2.18% | 84.17K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 121.08K | SH | $5.84M 1.97% | 120.31K | 0.00 | 778.00 |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 94.33K | SH | $5.76M 1.94% | 94.32K | 0.00 | 11.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 10.75K | SH | $4.52M 1.52% | 10.02K | 0.00 | 724.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 87.47K | SH | $4.31M 1.45% | 86.62K | 0.00 | 849.00 |
AMAZON COM INCSOLE | COM | 20.48K | SH | $3.69M 1.25% | 19.73K | 0.00 | 758.00 |
NVIDIA CORPORATIONSOLE | COM | 3.76K | SH | $3.40M 1.15% | 3.68K | 0.00 | 85.00 |
BLACKSTONE INCSOLE | COM | 21.01K | SH | $2.76M 0.93% | 21.01K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 17.18K | SH | $2.59M 0.87% | 16.84K | 0.00 | 341.00 |
NORTHERN TECHNOLOGIES INTL CSOLE | COM | 191K | SH | $2.57M 0.87% | 191K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 7.71K | SH | $2.15M 0.72% | 7.64K | 0.00 | 71.00 |
NOVO-NORDISK A SSOLE | ADR | 16.38K | SH | $2.10M 0.71% | 15.97K | 0.00 | 411.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 9.62K | SH | $2.02M 0.68% | 9.46K | 0.00 | 160.00 |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 14.26K | SH | $1.94M 0.65% | 13.92K | 0.00 | 341.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 40.99K | SH | $1.89M 0.64% | 39.93K | 0.00 | 1.06K |
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