Filed: 1/30/2024ACC: 0001398344-24-001358
📋 What this filing means
BALLAST ADVISORS LLC filed this quarterly 13F‑HR report disclosing 169 equity positions with a total reported market value of $267.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
169
Positions
$267.80M
Total AUM (reported)
3.87M
Total Shares
Allocation by class
COM$97.39M36.4%
US LRG CAP ETF$25.58M9.6%
US LCAP VA ETF$25.00M9.3%
INTL EQTY ETF$22.56M8.4%
US LCAP GR ETF$20.69M7.7%
CORE US AGGBD ET$15.52M5.8%
EMRG MKTEQ ETF$5.87M2.2%
Portfolio Concentration
Top 3$73.15M27.3%
4–10$91.41M34.1%
11–25$45.95M17.2%
Rest$57.29M21.4%
Top 3 weight
27.3%
Top 10 weight
61.4%
Voting Authority Distribution
Total shares with voting rights: 3.87M
Sole
Full voting authority
3.84M
shares
% of voting shares99.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
23.84K
shares
% of voting shares0.6%
Investment Discretion (by position count)
Sole169
Shared0
Other0
Dominant voting typeSole · 99.4% of voting shares
Institutional Holdings169
Rows:
SCHWAB STRATEGIC TR
SOLEShares453.61K
TypeSH
Market value$25.58M
9.55%
Sole
448.33K
Shared
0.00
None
5.28K
SCHWAB STRATEGIC TR
SOLEShares356.67K
TypeSH
Market value$25.00M
9.34%
Sole
354.04K
Shared
0.00
None
2.63K
SCHWAB STRATEGIC TR
SOLEShares610.41K
TypeSH
Market value$22.56M
8.42%
Sole
607.73K
Shared
0.00
None
2.68K
APPLE INC
SOLEShares116.74K
TypeSH
Market value$22.48M
8.39%
Sole
116.43K
Shared
0.00
None
310.00
SCHWAB STRATEGIC TR
SOLEShares249.35K
TypeSH
Market value$20.69M
7.72%
Sole
247.01K
Shared
0.00
None
2.33K
ISHARES TR
SOLEShares156.38K
TypeSH
Market value$15.52M
5.80%
Sole
155.78K
Shared
0.00
None
605.00
MICROSOFT CORP
SOLEShares27.21K
TypeSH
Market value$10.23M
3.82%
Sole
27.06K
Shared
0.00
None
155.00
JPMORGAN CHASE & CO
SOLEShares51.45K
TypeSH
Market value$8.75M
3.27%
Sole
51.07K
Shared
0.00
None
389.00
ENTERPRISE PRODS PARTNERS L
SOLEShares298.95K
TypeSH
Market value$7.88M
2.94%
Sole
298.95K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares236.69K
TypeSH
Market value$5.87M
2.19%
Sole
235.69K
Shared
0.00
None
1K
SCHWAB STRATEGIC TR
SOLEShares113.97K
TypeSH
Market value$5.52M
2.06%
Sole
112.88K
Shared
0.00
None
1.08K
UBER TECHNOLOGIES INC
SOLEShares89.52K
TypeSH
Market value$5.51M
2.06%
Sole
89.52K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares94.79K
TypeSH
Market value$5.28M
1.97%
Sole
94.79K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares11.03K
TypeSH
Market value$3.94M
1.47%
Sole
10.91K
Shared
0.00
None
125.00
SCHWAB STRATEGIC TR
SOLEShares81.50K
TypeSH
Market value$3.85M
1.44%
Sole
80.66K
Shared
0.00
None
846.00
AMAZON COM INC
SOLEShares20.51K
TypeSH
Market value$3.12M
1.16%
Sole
20.11K
Shared
0.00
None
400.00
BLACKSTONE INC
SOLEShares22.68K
TypeSH
Market value$2.97M
1.11%
Sole
22.68K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares17.06K
TypeSH
Market value$2.38M
0.89%
Sole
16.76K
Shared
0.00
None
300.00
NORTHERN TECHNOLOGIES INTL C
SOLEShares191K
TypeSH
Market value$2.25M
0.84%
Sole
191K
Shared
0.00
None
0.00
VISA INC
SOLEShares7.86K
TypeSH
Market value$2.05M
0.76%
Sole
7.81K
Shared
0.00
None
50.00
SCHWAB STRATEGIC TR
SOLEShares42.44K
TypeSH
Market value$1.98M
0.74%
Sole
41.37K
Shared
0.00
None
1.06K
ISHARES TR
SOLEShares9.69K
TypeSH
Market value$1.94M
0.73%
Sole
9.63K
Shared
0.00
None
60.00
NVIDIA CORPORATION
SOLEShares3.66K
TypeSH
Market value$1.81M
0.68%
Sole
3.59K
Shared
0.00
None
75.00
SCHWAB STRATEGIC TR
SOLEShares82.24K
TypeSH
Market value$1.70M
0.64%
Sole
82K
Shared
0.00
None
244.00
NOVO-NORDISK A S
SOLEShares15.89K
TypeSH
Market value$1.64M
0.61%
Sole
15.65K
Shared
0.00
None
244.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 453.61K | SH | $25.58M 9.55% | 448.33K | 0.00 | 5.28K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 356.67K | SH | $25.00M 9.34% | 354.04K | 0.00 | 2.63K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 610.41K | SH | $22.56M 8.42% | 607.73K | 0.00 | 2.68K |
APPLE INCSOLE | COM | 116.74K | SH | $22.48M 8.39% | 116.43K | 0.00 | 310.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 249.35K | SH | $20.69M 7.72% | 247.01K | 0.00 | 2.33K |
ISHARES TRSOLE | CORE US AGGBD ET | 156.38K | SH | $15.52M 5.80% | 155.78K | 0.00 | 605.00 |
MICROSOFT CORPSOLE | COM | 27.21K | SH | $10.23M 3.82% | 27.06K | 0.00 | 155.00 |
JPMORGAN CHASE & COSOLE | COM | 51.45K | SH | $8.75M 3.27% | 51.07K | 0.00 | 389.00 |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 298.95K | SH | $7.88M 2.94% | 298.95K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 236.69K | SH | $5.87M 2.19% | 235.69K | 0.00 | 1K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 113.97K | SH | $5.52M 2.06% | 112.88K | 0.00 | 1.08K |
UBER TECHNOLOGIES INCSOLE | COM | 89.52K | SH | $5.51M 2.06% | 89.52K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 94.79K | SH | $5.28M 1.97% | 94.79K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 11.03K | SH | $3.94M 1.47% | 10.91K | 0.00 | 125.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 81.50K | SH | $3.85M 1.44% | 80.66K | 0.00 | 846.00 |
AMAZON COM INCSOLE | COM | 20.51K | SH | $3.12M 1.16% | 20.11K | 0.00 | 400.00 |
BLACKSTONE INCSOLE | COM | 22.68K | SH | $2.97M 1.11% | 22.68K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 17.06K | SH | $2.38M 0.89% | 16.76K | 0.00 | 300.00 |
NORTHERN TECHNOLOGIES INTL CSOLE | COM | 191K | SH | $2.25M 0.84% | 191K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 7.86K | SH | $2.05M 0.76% | 7.81K | 0.00 | 50.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 42.44K | SH | $1.98M 0.74% | 41.37K | 0.00 | 1.06K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 9.69K | SH | $1.94M 0.73% | 9.63K | 0.00 | 60.00 |
NVIDIA CORPORATIONSOLE | COM | 3.66K | SH | $1.81M 0.68% | 3.59K | 0.00 | 75.00 |
SCHWAB STRATEGIC TRSOLE | US REIT ETF | 82.24K | SH | $1.70M 0.64% | 82K | 0.00 | 244.00 |
NOVO-NORDISK A SSOLE | ADR | 15.89K | SH | $1.64M 0.61% | 15.65K | 0.00 | 244.00 |
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